Actions, Order and Administrative Hearing Decisions: F

A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X - Y - Z - Num - Chron

Subject Order Issued Date Issued
F&B Acquisition Group LLC Administrative Action
See also CRMLA Licensee Listing # 41DBO-46446		 10/31/23
F & F Management Inc. Administrative Action 09/22/21
F-19 Holdings, LLC Administrative Action 04/15/08
F.C. Franchising Systems, Inc. dba Fresh Coat Administrative Action 07/20/21
F.I.G. Desist & Refrain Order 06/05/07
F45 Training, Inc. Administrative Action 10/15/23
FAAR Investment Group, LLC Desist & Refrain Order 12/30/10
Faas Enterprises, Inc. Administrative Action 06/22/07
Faas Financial, Inc. Administrative Action 06/22/07
Faasua, Laurie Administrative Action
See also NMLS Licensee Listing # 267675		 01/02/22
Fabulich, Richard Desist & Refrain Order 07/11/07
Fabulich, Richard J. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013060886		 08/22/14
Factor Funding, LLC Administrative Action 05/31/12
Fahmy, Joseph N Administrative Action
See also Investment Adviser Firm Summary – CRD # 4880813		 10/11/16
Fair Housing Resource Center (Netmore America, Inc., Dba) Administrative Action 05/09/11
Fair, Douglas Martin Administrative Action
See also Investment Adviser Firm Summary – CRD # 131172		 09/08/22
Fairfield Energy, Inc. Desist & Refrain Order 02/20/07
Fairfield Energy, Inc. Vista Joint Venture Desist & Refrain Order 02/20/07
Fairon, Patrick M. Administrative Action 03/11/15
Fairview Partners Investment Management LLC
 Administrative Action
See also CFL Licensee List # 60DBO-59423		 03/13/23
Fairview Mortgage Group Administrative Order 05/01/09
Fairway Escrow Corporation Administrative Action 08/07/02
Faisal, Nelson Salomon Desist & Refrain Order 10/22/07
Falafel Corner Franchising Corp. aka Falafel Corner Administrative Action 11/27/23
Fala, Dante Marco Desist & Refrain Order 07/29/02
Falco, Robert Civil Action 06/24/14
Falcon Leasing, LLC Administrative Action 05/07/13
Fallon, Tom Desist & Refrain Order 01/13/12
Falls, Richard Dale Desist & Refrain Order 08/21/07
Fame Assistance Corporation Administrative Order 06/22/11
FAME Renaissance Hancock Venture, LLC. Administrative Action 01/14/05
Family Estate Insurance Services Desist & Refrain Order; Administrative Action; Civil Litigation 07/29/04
Family Film Fund, LLC Administrative Action
See also Dorothy of Oz, LLC		 11/23/09
Family Financial Center Administrative Action
See Also Office of Administrative Law Decision – OAH No. 2014100614		 08/22/14
Family Lending Center, Inc., Administrative Action 05/01/09
Family Values Financial Services Administrative Action 08/28/13
Fanfaire, Inc. Administrative Action 12/12/22
Fang Yuan F&B International Co., LTD Administrative Action 02/01/22
Fantastic Realty Investment Account Desist & Refrain Order 11/20/13
Farber, Howard E. Desist & Refrain Order 01/14/05
Fargo Trades, aka F.Trades, www.fargotrades.net, and Fargo Trades Ltd. Administrative Action 01/24/20
Faria, Cary T. Administrative Action 05/05/06
Faria, Sadie M. Administrative Action 05/05/06
Farm Capital Incorporated Administrative Action
See also CFL Licensee Listing # 603J849		 04/03/20
Farm Fresh Ranch Market. Administrative Action 08/06/07
Farnum, Claudia Administrative Action
See also NMLS licensee listing # 270126 		 12/20/21
Farrell, David D. Civil Action 02/10/00
Farion, Patrick M. Administrative Action 12/10/14
FarTrade Inc. Desist & Refrain Order; See also rescinding order for Dr. Stanley Skavery only 06/29/04
Fashion Desist & Refrain Order 06/25/03
Fast 1000 Administrative Action 07/19/12
Fast Auto Loans, Inc. dba Fast Auto and Payday Loans Administrative Action 09/22/18
Fast Business Financial, LLC Administrative Action
See also CFL # 60DBO-75824		 01/04/23
Fast Auto and Payday Loans Administrative Action 09/22/18
Fast Cash Rebate Desist & Refrain Order 07/12/07
Fast Check Cashing Administrative Action 05/01/07
FastCredit Financial, Inc. Administrative Action FSD #’s 6039260, 603K653 and 6054732 10/12/17
Fast Drive. Desist & Refrain Order 09/28/09
Fast Fund Pros LLC Administrative Action
See also CFL Licensee Listing # 60DBO-147330		 04/19/22
Fast Money Loan Administrative Action
See also FSD Licensee Listing #603I816		 03/19/19
Fast Pace Funding (Colombana Financial, Inc., dba) Administrative Order 05/01/09
Fast Payday Advance Administrative Action 07/10/06
Fastbucks of Livermore Administrative Action 08/04/11
FastBuck$ of Moreno Valley Administrative Action; Desist & Refrain Order 03/17/06
Fastbucks Desist and Refrain 07/12/07
Fazalbhoy, Zoeb Administrative Action 02/25/08
FC Marketplace, LLC Administrative Action 12/30/19
FCB Mortgage House, LLC Administrative Order 04/28/08
FCC Financing Subsidiary VI, LLC Administrative Action 08/04/10
FCCA.com, Inc. Desist & Refrain Order 06/25/03
FCI Commercial Capital, Inc.  Administrative Order 10/20/10
Federal Mortgage Funding Administrative Order 06/09/09
FFD Resources II, LLC Desist & Refrain Order 08/27/08
FFD Resources III, LLC Desist & Refrain Order (Payday Services) 06/27/08
FFD Resources IV, LLC Desist & Refrain Order (Payday Yes) 06/27/08
Fed Advisors, Inc. Administrative Action
See also CRD Licensee Listing # 304650		 10/17/22
Fed Help LLC Administrative Action 06/29/23
Federal Document Assistance Center LLC
 Administrative Action 07/08/21
Federal Lenders Group Inc. Administrative Action 05/12/10
Federated Financial Services Limited Desist & Refrain Order 01/28/13
FedLoan Servicing Administrative Action
See also NMLS Licensee Listing #1619466 		 04/01/20
Feel Golf Co. Inc. Desist & Refrain Order 03/25/05
Feel, Dr. Desist & Refrain Order 03/25/05
Feeney, Robert J. Desist & Refrain Order 05/11/09
Feinman, Barry Desist & Refrain Order 08/30/07
Felix, Malcom L. Desist & Refrain Order 06/17/09
Felli, Dominic Civil Action 10/02/00
Feltus-Curry, Luther Tyrone aka Feltus-Curry, Tyrone Desist & Refrain Order 03/19/13
Fencl, Thomas Administrative Action 05/15/17
Fendrick, William Martin Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003070022		 09/06/02
Fenn, Christine Desist & Refrain Order 07/26/07
Fennema, Scott Masami Administrative Action 09/04/20
FEP, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004080137 		07/29/04
Ferdig, Arthur Desist & Refrain Order 08/30/06
Ferdman Seymour Charles Administrative Action
See Also CRD # 134808		 01/21/22
Ferguson, Dionette Mone
 Administrative Action
See also NMLS Licensee Listing # 1804501		 06/10/20
Ferguson, Edward Lance Desist & Refrain Order 08/05/09
Ferguson, Steven Michael Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004060054 		04/11/03
Ferlazzo, Tony & Ferlazzo, Fran Administrative Action 03/18/11
Fernandez Financial, Inc., Fernandez, Luis Desist & Refrain Order 12/08/09
Fernandez, Gerardo Administrative Action
See also NMLS licensee listing # 306262		 12/22/21
Fernished, Inc. dba Fernish Administrative Action 01/10/22
Ferrari Financial Services, Inc. Administrative Action
See also FSD licensee listing #603I149 and 603I568		 04/26/19
Ferris, Frank J. Desist & Refrain Order 07/19/11
Ferris, Paul A. Administrative Action 04/07/11
Feuerborn, David John Desist & Refrain Order 11/09/06
FF1, LLC. Administration Action 04/24/15
FFC Holdings, LLC  Administrative Order 07/18/12
FFC Mortgage Corp. Administrative Action
See also  CFL #’s 603D490, 60DBO-107935		 07/30/18
FFI Payday Loans Administrative Action 06/22/07
FFI Payday Loans.com Administrative Action 06/22/07
FFMS Management, FFM; FFM Funding; FFM Services; FFM Collateral Services; FFM Fund; FFM Credit; FFM Financial; FFM Lending; FFM Management; FFM Services Group; Forman Collateral; Forman Financial Services, Inc. Administrative Action 11/29/22
FFSI, Inc. Revocation Order Click here to search licensee details 12/16/14
FG360 Administrative Action 12/07/15
FGL Clearwater, Inc. Desist & Refrain Order 12/05/05
FHS Legacy Corporation Desist & Refrain Order 05/11/09
Fidelity Borrowing Mortgage Bankers, LLC (Now known as Vanguard Funding, LLC) Administrative Order 05/20/08
Fidelity Capital Funding, Inc. Administrative Action 09/04/08
Fidelity Coastal Funding Company, Inc. Administrative Action
See also CFL Licensee Listing # 6031829		 03/25/22
Fidelity Debt Solutions, LLC Desist & Refrain Order 01/24/13
Fidelity Home Mortgage Corporation Administrative Order 05/07/08
Fidelity Insured Deposits Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003070022		 09/06/02
Fidelity Insured Deposits, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004080137 		07/29/04
Fidelity Mortgage Administrative Action 09/05/08
Fidelity Mortgage Direct Corp Administrative Action 05/12/10
Fidelity Insured Deposits, Inc Desist & Refrain Order, Administrative Action; Civil Litigation 09/22/06
Fidelity Mortgage of California Administrative Action 09/08/08
Fides & Opes, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-63353		 04/03/20
Fidex Lending, Inc. – 603G211 Fidex Lending, Inc. – 603G750 Administrative Action 05/12/10
Fiduciary Investments, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH NO. 2011100520		 05/23/12
Field Assets Service Team, LLC Administrative Action 09/10/19
FieldNation, LLC; FieldNation.com Administrative Action 11/18/20
Fieldstone Mortgage Company Administrative Action 11/18/08
Fife, Darrin Drew Desist & Refrain Order 09/18/03
Fife, Shannon L. Administrative Action; See also Escrow licensee listing # 9631155 11/19/19
Fifth Street Tower, LLC Desist & Refrain Order 04/24/14
Figlioli, Brenda Administrative Action 12/17/08
Film Equity Partners LLC Desist & Refrain Order 01/05/10
Film Financing Network Desist & Refrain Order 01/4/06
Film Mates Corporation Civil Litigation 11/16/07
Film Mates Entertainment Civil Litigation 11/16/07
Film Mates Partners LLC Civil Litigation 11/16/07
Films Unlimited LLC Desist & Refrain Order 01/05/10
Final Market Professional Trade Solutions aka final-market.net Desist & Refrain Order 04/04/12
Final Escrow, Inc. Administrative Action 02/06/17
FinanceMyHome.com Administrative Order see also Lic. Number 603-I908 and Lic. Number413-0749 07/09/13
FinanceServiceCorp.com Administrative Action 11/20/20
Finance of America Mortgage LLC Administrative Action; See also FSD licensee listing #4130675 and #603E024 08/10/18
Finance One, Inc.  Administrative Order 01/25/12
Financial Advisory Consultants Desist & Refrain Order 12/24/03
Financial and Real Estate Services, Inc. Administrative Action 12/28/11
Financial and Retirement Management Services, Inc Desist & Refrain Order; see also National Foundation of America 08/16/07
Financial and Retirement Management, Inc. Desist & Refrain Order; see also National Foundation of America 08/16/07
Financial Freedom of America, Inc. Withdrawal of Desist & Refrain Order and Settlement Agreement 08/24/09
Financial Freedom Senior Funding Corporation Administrative Action 05/12/10
Financial Institution aka Fox Bank Administrative Action 02/22/19
Financial Mortgage USA, Inc., dba Financial Mort. USA, Inc. Administrative Action 06/30/08
Financial Plus Investment, Inc. Administrative Order 07/24/08
Financial Resources and Assistance O Lakes Region, Inc. Administrative Order 05/01/09
Financial Services Enterprises aka Pioneer Capital Administrative Action
See also Office of Administrative Law Decision – OAH No. 2016040551		 03/10/16
Financial Service of America Inc Administrative Action
See also CFL Licensee Listing # 60DBO-121259		 04/19/22
Financial Sherpa, Inc. Administrative Action
See also Investment Adviser Firm Summary- CRD # 282046		 01/30/20
Financial Solutions Desist & Refrain Order 01/03/05
Financial Solutions Group Trust Administrative Action 04/27/18
Financial Triangle, Inc. Administrative Action
See also FS licensee listing # 60DBO-89056		 12/30/19
Finazzo, Joanne Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004070645		 11/14/04
Finazzo, Tamaryn Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004070645 		11/14/04
Finet.com Administrative Action 09/09/03
Fintrades24 Administrative Action 03/01/21
Finito Escrow, LLC Desist & Refrain Order 04/05/10
Fiorentino, Steven Desist & Refrain Order (see also Shannon K. Rodriquez) 10/23/07
Firestone Escrow Corporation Administrative Action 05/25/10
First American Eagle Escrow, Inc. Administrative Action 03/19/08
First American Financial Desist & Refrain Order 06/17/09
First American Home Loans, Inc. Administrative Action
See also NMLS licensee listing #197155		 09/20/16
First American Mortgage Administrative Action 12/01/06
First American National, LLC Consent Order 11/20/23
First Atlanta L.P. Desist & Refrain Order 09/08/11
First Atlantic Eastern Industries Trust Desist & Refrain Order 12/24/02
First California Diversified Fund, LLC Civil Action 03/24/05
First California Mortgage Company Administrative Order
See also FSD licensee listing #415-0042 See also NMLS licensee listing #24055		 10/15/14
First Capital Business Finance Administrative Action 09/19/16
First Capital Commerce, Inc. Administrative Order 01/19/11
First Capital Equipment Finance, Inc. Administrative Action 08/15/18
First Capital Financial Services, Asia, Ltd. Administrative Order 07/21/10
First Century Mortgage (Carl M. Parsons, dba) Administrative Order 05/01/09
First City Bancorp Mortgage, Inc.; Yousef Atabakhsh aka Joe Atab Administrative Order 03/18/19
First Choice Investment Inc. Desist & Refrain Order 05/20/14
First Choice Loan Services Inc. Administrative Action
See also CRMLA # 4131317 		 06/21/21
First Command Financial Planning, Inc. Administrative Action 12/16/05
First Commercial Capital Group Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-83183		 04/03/20
First Data Merchant Services LLC Order of Exemption 12/04/19
First Deposit Capital, LLC Administrative Action 05/01/09
First Direct Mortgage, Inc. Administrative Action 12/01/06
First Equity Funding Administrative Action 07/10/06
First Fidelity Asset Group, LLC Desist & Refrain Order 12/05/07
First Fidelity Assurance Corporation Desist & Refrain Order 03/06/06
First Fidelity Centers, Inc. Administrative Order 05/01/09
First Fidelity Group, LLC Desist & Refrain Order 12/05/07
First Financial Capital LLC Administrative Action 05/12/10
First Financial Funding Group Administrative Action
See also Office of Administrative Law Decision – OAH File No. L-2001030493 		11/30/01
First Financial Holdings, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-100531		 04/03/20
First Financial Investment Group, LLC Administrative Action 12/27/17
First Gateway Escrow Co., Inc Administrative Action
See also FSD licensee listing #9632637		 08/01/18
First Global Money, Inc. Administrative Action 01/06/14
First Guaranty Financial Corporation Administrative Action 03/18/11
First Guaranty Mortgage Corporation Administrative Action
See also CRMLA # 41DBO-95564		 06/21/23
First Hawaiian Mortgage Association Administrative Action
See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459		 03/27/18
First Heritage Mortgage, LLC Administrative Action 03/28/19
First Home Mortgage Desist & Refrain Order 08/03/07
First Integrity Finance, Inc. Administrative Action 03/18/11
First Integrity Mortgage Services, Inc. Administrative Action
See also CRMLA # 41DBO-108704		 06/28/21
First Legacy Financial, Inc., First Legacy Financial Group Desist & Refrain Order 08/05/10
First Life Mortgage, Inc. Administrative Order 05/01/09
First Lincoln Mortgage Company Administrative Order 09/10/08
First Main Street Financial – 603G269 – 6054379 – 605J170 – 603J216 – 6073517 Administrative Order 08/08/12
First Magnus Financial Corporation Administrative Order 04/23/08
First Mortgage Company, L.L.C Administrative Action
See also FSD licensee listing #4131361 		08/10/18
First Mortgage Corporation Administrative Action
See also licensee listing FSD # 413-0009		 09/03/15
First Mortgage West Lending Corporation Desist & Refrain Order 03/15/12
First National Asset Finance Corp. Administrative Action
See also CFL Licensee Listing # 603I596		 04/03/20
First National Home Loans LLC Revocation Order
See also FSD Licensee Listing # 4131243		 11/17/14
First National Merchant aka FNM Bank Administrative Action 07/13/21
First National Escrow Administrative Order; see also Karen Gardner, Raquel Bauer and Robert Bauer 01/03/11
First Nations Funding, Inc. Administrative Action
See also CFL Licensee Listing # 6038713		 04/03/20
First Nationle Solution, LLC Administrative Order 10/22/18
First NLC Financial Services, Inc. (dba The Lending Center) Administrative Order 02/19/08
First One Lending Corporation Administrative Order 01/23/12
First Opportunities Management Group, Inc Civil Action 08/17/09
First Pacific Funding, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-52874		 02/07/23
First Patriot Financial Services, Inc. Administrative Order 05/01/09
First Rate Capital Corp Administrative Action 12/08/08
First Republic Bank Order Taking Possession 05/01/23
First Republic Mortgage, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-88399		 04/03/20
First Request Escrow, Inc. Administrative Action 09/01/11
First Reverence, Inc. Desist & Refrain Order 09/28/09
First Securities Capital, LLC Civil Action 09/25/02
First Southern Capital Development Corporation

 Administrative Action 12/29/11
First Southwestern Escrow, Inc. Administrative Action 06/07/10
First String Loans; Glenn, Clyde; Rockwood Loan Administrative Action 06/04/20
First Standard Financial Corp. Administrative Action
See also CFL Licensee Listing # 60DBO-49422		 04/16/21
First Take Productions Desist & Refrain Order 05/24/12
First Union Lending LLC Administrative Order 04/03/19
First United Capital Administrative Action
See also CFL Licensee Listing # 60DBO-75346		 04/19/22
First Vision Financial, Inc. Administrative Order 05/01/09
Firstkey Business Lending, LLC Administrative Order 04/03/19
Firstlight Financial Corporation Administrative Order 06/09/10
Fisher, Kevin A Desist & Refrain Order 10/12/15
Fisher, Leonard J. Administrative Order 12/03/18
Fiske, Leigh F. Desist & Refrain Order 03/20/07
Fidelity Bancorp Funding, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-118240 		 05/03/23
Fit Lending, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-150073 		 05/03/23
Fitch, George J. Desist & Refrain Order 12/01/08
Fitch, Terrance J. Desist & Refrain Order – Also see Life Partners, LLC 02/27/14
Fite, Andre D. Desist & Refrain Order 05/13/11
Fitness Evolution Franchising, LLC Administrative Action 09/10/19
Fitzpatrick, Kristin Administrative Action 06/17/15
FiVanta Equity Lending Administrative Action 03/09/09
Five 9 Securities, LLC Administrative Action
See also FINRA Detailed Report – CRD # 114853		 01/30/20
Five Crowns Credit Partners, LLC Administrative Action 07/30/18
Five Mile Capital Structured Income Fund LP Administrative Action 05/07/13
Five Star Investment Group Desist & Refrain Order 04/29/08
Five Star Escrow Administrative Action; See also Licensee Listing FSD #9632665 06/06/19
Five Star Financial Services of America, LLC d.b.a. JBAH Insurance Solutions a.k.a. Five Star LLC Desist & Refrain Order 08/09/16
Fiverr.com Administrative Action 06/12/18
Fiverr International Ltd. Administrative Action 06/12/18
Fix Financial, Inc. Administrative Action
See also CFL #’s 60DBO-113454, 60DBO-115003		 04/16/21
FixConnect.com, Inc. Desist & Refrain Order 06/25/03
FKP Group, Inc., and FKP Group & Co., Inc. Desist & Refrain Order 01/31/12
Flaherty, Brendan M. Desist & Refrain Order 05/09/08
Flagship Financial Group, LLC (CFL) Administrative Order 03/04/13
Flagship Financial Group, LLC (CRMLA) Administrative Order 01/06/11
Flagship Financial Group, LLC Order Granting and Reinstating; See also Flagship Financial Group, LLC (CFL) and Flagship Financial Group, LLC (CRMLA) 08/27/13
Flanagan, Jeffrey. Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
Flanagan, Lyn J. Administrative Action 12/20/06
Flanagan, Lyn Jeanne Administrative Action 12/20/06
Flatiron Capital Partners, LLC, Flatiron Systems, LLC Desist & Refrain Order 03/28/11
Fleder, Jules Bernard Desist & Refrain Order 12/01/04
Fleet Financing Resources, LLC Administrative Action
See also CFL # 6039817		 04/16/21
Fleet Logic, LLC Administrative Action
See also FS licensee # 60DBO-44065		 04/03/19
Fleming, Nicholas Richard Civil Action 03/21/02
Fleming, Ronald Kevin Administrative Action
See also Fleming, Ronald Kevin; Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13; Pacific Teak Reforestation Project; Pacific Teak; Elite Associates Ltd and Fleming, Ronald Kevin; Gratia Ventures, LLC; https://gratiaventures.com		 12/07/22
Fleming, Ronald Kevin; Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13; Pacific Teak Reforestation Project; Pacific Teak; Elite Associates Ltd Administrative Action 10/04/16
Fleming, Ronald Kevin; Gratia Ventures, LLC; https://gratiaventures.com Administrative Action 06/17/22
Fletcher, Robert Desist & Refrain Order 06/15/05
Fletcher, Rose Desist &Refrain Order 02/20/08
Flex Fund Financial Services, LLC Administrative Action 05/01/09
Flexible Funding Ltd. Liability Co.
 Administrative Action
See also CFL Licensee Listing # 6051645		 05/03/23
Flexpoint Funding (Flexpoint Funding Corporation dba) Administrative Order 10/02/07
Flick, Paul; 360 Painting, LLC; Pro-Lift Doors Franchise, LLC; Maid Right, LLC; Handyman Pro, LLC; Kitchen Wise, LLC; Renew Crew, LLC; and Rubbish Works, LLC Administrative Action 11/19/21
Fliegel, Eric Desist & Refrain Order 05/24/12
Flintridge Asset Management Company Administrative Action 06/16/04
Flintridge Asset Management Company Civil Action 12/27/05
Flip Flop Shops, LLC Administrative Action 07/19/23
Flip Funding Administrative Action 09/26/18
Float Credit, Inc. Administrative Action 12/27/17
Flobridge Group, LLC; Flobridge.com Desist & Refrain Order and Order Voiding Transactions 10/25/11
Flockjay, Inc. Administrative Action 03/16/23
Flodstrom, Angela Desist & Refrain Order 06/11/03
Flodstrom, Jason Desist & Refrain Order 06/11/03
Floorit Financial Inc. Administrative Action
See also CFL Licensee Listing # 603J645		 05/03/23
Flores Shield Group, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2010090547		 04/27/10
Flores, Carlos Desist & Refrain Order 07/10/07
Flores, Hermie Desist & Refrain Order 12/02/14
Flores Diaz, Benjamin aka Diaz, Benjamin aka Flores Diaz Jr, Benny Administrative Action 05/17/18
Flores-Martinez, Maria Belinda Administrative Action
See also Office of Administrative Law Decision – OAH No. 2010090547		 04/27/10
Florida AAA Financial Associates, Inc. Administrative Action 05/12/10
Florida United Mortgage Corporation Administrative Action 09/24/08
Flowers, Mark Administrative Action 05/02/23
Flurish, Inc. dba LendUp Administrative Action FSD #100-4393, #605-4610 09/27/16
FlyHomes Mortgage, LLC Administrative Action
See also CFL Licensee Listing # ’s 60DBO-100084 and 60DBO-106097		 04/03/20
Flynn, Charles J. Administrative Action 05/29/15
Flynn, Ronald Shane Administrative Action 09/22/16
FM Home Loans, LLC Administrative Order
See also FSD Licensee Listing #’s 4130922 and 6039627 		09/18/19
FMF Capital, LLC Administrative Order 09/14/07
FMF Direct Administrative Order 09/14/07
FMF Lending Administrative Order 09/14/07
FNMU Administrative Action 05/27/10
Focal Point Capital Management, LLC; Focal Point Financial Group, Inc. Administrative Action 10/20/20
FocusCore, Inc. Desist & Refrain Order 02/26/04
Fogerty, Robert Desist & Refrain Order 05/02/04
Founders Group of Nevada, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-63374		 07/17/18
Food Chain Investments USA, LLC Administrative Action 02/16/21
Football Channel USA, Inc. Desist & Refrain Order 04/27/15
Foppiano, Peter Carl Administrative Action
See also NMLS Licensee Listing  # 325090		 04/30/20
For Him Enterprises, Inc. Desist & Refrain Order 12/20/02
For Franchising LLC dba Window Genie Administrative Action 11/14/17
Forbestream Capital, LLC Administrative Action 04/03/19
Forbix Financial, LLC Administrative Action
See also CFL Licensee Listing # 603K242 		 04/03/20
Ford Financial & Tax, Inc. Desist & Refrain Order 01/04/10
Ford, Donald Robert Desist & Refrain Order 01/04/10
Ford, James Edward Administrative Action 05/01/09
Ford, Lawrence II Desist & Refrain Order 06/05/07
Foreclosure Holdings, Inc. Desist & Refrain Order 03/21/11
Forest Hill Financial Advisory Group LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 141274		 09/08/22
Forest Securities, Inc. Administrative Action
See also FINRA Detailed Report – CRD # 16255		 01/30/20
Forex Knowledge Brokers Desist & Refrain Order 08/11/10
Forker, Stefan Administrative Action 10/20/09
Formulating Insurance Agency, LLC Desist & Refrain Order 09/20/06
Forno, Ronald Bryan Administrative Action
See also Escrow Licensee Listing # 9630348		 11/07/18
Forrest, Jeffrey Allan Administrative Action 04/06/16
Forsythe McArthur Associates, Inc. Administrative Action 04/03/19
Forsythe Solutions Group, Inc. Administrative Action 04/03/19
Fortress Credit Group Administrative Action 04/21/11
Fortress Square Capital, Inc. Administrative Action 12/27/17
Forte DB Shipping Agency Desist & Refrain Order 07/14/05
Forte-db.com Desist & Refrain Order 07/14/05
Fortis Title Solution Desist & Refrain Order; See also Meridian Financial Corporation 03/14/11
Fortiva Financial, LLC Administrative Action 05/07/13
For-traders.com Desist & Refrain Order 06/09/04
Fortress Credit Corp. Administrative Action 11/26/12
Fortuna Capital Administrative Action
See Also CFL Licensee Listing # 60DBO-99520		 04/03/22
Fortuna Service Company, LLC Administrative Action
Also See FSD #603-8882		 11/26/12
Fortune Journey LLC dba Yi Fang Taiwan Fruit Tea Administrative Action 10/11/19
Fortune Oil & Gas, Ltd. Desist & Refrain Order 08/22/14
Fortune On Wheels Investment Trust Desist & Refrain Order 06/05/02
Fortune One Mortgage Corporation Administrative Action 05/12/10
Fortune Recovery Group, Inc. Desist & Refrain Order 04/12/10
Fortuno, Inc. Desist & Refrain Order 07/17/12
Fossil Oil Company, LLC Desist & Refrain Order 12/02/14
Foster, Eugene (Classic Expo, LLC) Desist & Refrain Order 03/14/11
Foster, Eugene (MacArthur Birch, LLC) Desist & Refrain Order 10/06/09
Fotheringham, Chad; Amada Franchise, Inc.; Jefferson, Tafa Administrative Action 04/28/20
Foulk, Scott Walter Civil Action 02/25/14
Foundation Capital Group, LLC Administrative Action 12/08/08
Foundation Capital Lending, LLC Administrative Action 08/01/18
Foundation Escrow Company Administrative Action
See also FSD Licensee Listing #963-1973		 09/18/14
Foundation First Mortgage (Foundation Investment Group, DBA) Administrative Action 04/21/11
Foundation Mortgage Corporation Administrative Action
See also FSD licensee listing #603J493		 08/09/18
Fountainhead Commercial Capital LLC Administrative Action 04/03/19
Fox, Alfredo Trujillo Desist & Refrain Order 01/07/10
Fox, Bruce Desist & Refrain Order 07/09/13
Fracchia Capital Management Company Administrative Action 04/04/08
Fracchia, Charles Anthony Administrative Action 04/04/08
Fracchia, Donald Anthony Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004080137 		07/29/04
Fragen, Daniel S. Desist & Refrain Order 06/01/09
Fragoso, Edgarl Administrative Actions 04/01/09
Franchise Credit, LLC Administrative Action
See also CFL Licensee Listing # 603J836		 04/03/20
Franchise Growth Systems, Inc. aka FG360 Administrative Action 12/07/15
Franchise Marketing Systems
See also Tomii Franchising, Inc.		 Administrative Action 12/01/14
Francis Capital Management, LLC Administrative Action 06/29/18
Franklin Express Mortgage, Inc. Administrative Action
See also NMLS licensee listing # 1587067		 04/03/19
Franklin Select SLD, INC. Administrative Action
See also CFL # 60DBO-87486		 04/03/19
Franco, Victor Hugo Administrative Action
See also NMLS # 1545642		 08/23/21
Francodollar, LLC Administrative Action
See also CFL Licensee Listing # 6054305		 03/18/11
Frank, David Carr Administrative Action
See also Office of Administrative Law Decision 		01/12/04
Frankfurth, James A. Desist & Refrain Order 07/20/05
Franklin American Mortgage Company 603F360 6053967 Administrative Order 02/02/11
Franklin Capital Corporation Administrative Action 05/07/13
Franklin Loan Corporation Administrative Action
See also FSD licensee listing #4131316		 06/21/18
Franklin, Jim Administrative Action
See also Office of Administrative Law Decision – OAH No. L2001070345  		 11/07/01
Franklin, Moss & Associates Administrative Action 01/30/23
Franklin Mortgage Administrative Action 11/20/06
Franklin Mutual Mortgage Corporation Administrative Action 12/27/10
Franklin Voltaire Sellers Administrative Order 5/2/12
Franklin Yacht Financial Corporation  Administrative Action 11/02/11
Franklin, Rob Desist & Refrain Order; see also Rescission Order [5/16/05]. 05/24/04
Frascella Enterprises of Delaware, LLC Desist & Refrain Order 11/16/09
Freed, Eric Desist & Refrain Order 06/30/11
Freelancer International Pty Ltd. Administrative Action 06/12/18
Freelancer.com Administrative Action 06/12/18
Freelancer Technology Pty Ltd. Administrative Action 06/12/18
Freedom Advisory Services, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 136354		 09/08/22
Freedom Debt Relief, Freedom Financial Network, Freedom Tax Relief Administrative Action 05/29/08
Freedom Financial Asset Management, LLC Administrative Action 09/20/19
Freedom Group Desist & Refrain Order 05/09/11
Freedom Mortgage Corporation Administrative Action
See also CFL Licensee Listing #’s 4130514 and 603A340		 05/08/20
Freeman, Jay Desist & Refrain Order 05/07/07
Freeman, Christian Administrative Order 05/12/10
Freeman, Lawrence Eugene Desist & Refrain Order 06/15/15
Freeport Commodity Trading Administrative Action 01/05/16
Freeport Commodity Trading, Inc. Administrative Action 01/05/16
Fremont Credit Corp Administrative Action 11/21/11
Frees, Sam Peter Desist & Refrain Order; Stipulation to Desist & Refrain Order 04/12/13
FreeRoading, Inc. Administrative Action 02/02/21
Freevi Capital Ltd, Freevi Corporation Desist & Refrain Order 04/13/06
Freeway Financial Group Inc Administrative Action 12/30/19
Freewill Financial Administrative Action 02/19/08
Freg II California Lending Limited Partnership Administrative Action 03/18/11
Frenczak, Sarah Desist & Refrain Order 03/29/10
Frequency Capital Advisors, LLC
 Administrative Action
See also Investment Adviser Firm Summary -CRD # 147604		 09/08/22
Frese, Peter Administrative Order 09/29/15
Fresh and Natural, Inc. DBA Fresh and Natural Service Group Desist & Refrain Order 10/31/14
Fresh and Natural Service Group Desist & Refrain Order 10/31/14
Fresh Fruit Bouquet Company Desist & Refrain Order 12/11/06
Fresh Fruit Bouquet Company Franchising LLC Desist & Refrain Order 12/11/06
Fresh Healthy Vending, LLC Administrative Action 04/02/14
Fresh Start America Desist & Refrain Order 12/23/08
Frew, Michael J. Administrative Action 08/13/14
Fried, Steven Ira Administrative Action
See also CFL Licensee Listing # 603E055		 09/29/20
Friede, Gerald L. Desist & Refrain Order 08/07/06
Friederichs, Jeffrey Desist & Refrain Order 05/28/14
Friedman, Kirk Civil Action 06/24/02
Friedman, Morrie S. aka Friedman, Morriss Desist & Refrain Order 04/28/06
Fries, Joseph H. Desist & Refrain Order 10/16/14
Friend, Clarence Desist & Refrain Order 04/28/05
Friends United Network, Inc. Desist & Refrain Order 08/05/11
Frim, Yonathan Administrative Action 10/10/16
Frisk, Rick Administrative Action 07/17/15
Fromm, John Desist & Refrain Order 01/28/03
Four Technologies, Inc. Administrative Action
See also CFL Licensee List # 60DBO-152947		 08/03/22
Frost, Robert Allen Desist & Refrain Order; see also National Foundation of America 08/16/07
FSC First Securities Capital Civil Action 09/25/02
FSC First Securities Capital, LLC Civil Action 09/25/02
FSM Group, Inc. Desist & Refrain Order 05/08/06
FSM Processing, Inc. Desist & Refrain Order 05/08/06
FTC Commercial Corp. Administrative Action
See also CFL # 6038946		 04/16/21
FTC-Mortgage, Incorporated Administrative Action 05/12/10
FT Mortgage, LLC. Administrative Action
See also FSD licensee listing #413-1247		 03/04/14
FTR Processing Desist & Refrain Order 06/27/08
Fuentes, Primitivo “Tivo” Administrative Action 04/24/18
Fueled Collective Franchising, LLC Administrative Action 04/09/21
Full Compass Investment Advisors Administrative Action 09/07/17
Full Force Funding LLC Administrative Action 12/30/19
Full Force, LLC Desist & Refrain Order 03/25/08
Full Power Group, Inc. Desist & Refrain Order 09/13/06
Full Power Holdings Desist & Refrain Order 09/13/06
Full Realty Services, Inc. Administrative Action 12/01/10
Fuller Jr., Leo Gladstone Anthony  Administrative Action 03/18/11
Fullerton Mortgage and Escrow Company Administrative Action 04/15/15
Fullerton Solutions LLC; Fullerton Solutions LLC, c/o Corporation Service Company Administrative Action 06/04/20
Fun Flicks, LLC Desist & Refrain Order 07/23/12
FUN Group, LLC Desist & Refrain Order 08/05/11
Fun Life Le’Chris Entertainment &Vision, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2010090547		 04/27/10
Fund America, Inc. Administrative Action 10/06/06
Fund Capital America, Fast Fund USA Administrative Action
See also FSD Licensee Listing #’s 603F577, 603J202		 01/31/18
Fund my business, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-73499		 04/03/19
Fundsz; www.fundsz.com; Valcarce, Juan Pablo Administrative Action 11/22/22
Fundamental Capital Management, LLC Administrative Action
See also CRD Licensee Listing # 130096		 01/21/22
Funded Capital Mortgage, Inc. Administrative Action 12/08/08
Funders, Countrywide Mortgage.Com Administrative Action 01/20/09
Funding City Corp Administrative Action 05/01/09
Funding Growth Financials, Inc. Administrative Action
See also NMLS Licensee Listing # 1937501		 08/08/22
Funding Tree, Inc. (The) Desist & Refrain Order 01/29/02
Fundrite West LLC Administrative Action
See also CFL Licensee Listing # 60DBO-98396		 04/03/20
Funeral Funding Services Administrative Action
See also FSD Licensee Listing # 603-8193, 603-J989, 603-K227 		02/27/17
Funeral Help Inc. Administrative Action 10/10/18
Funk, David Desist & Refrain Order (see also Desist & Refrain Order) 04/28/06
Furlough Group (The) Desist & Refrain Order, See also The Braclay & Nodingham Company 07/08/05
Fusion Bank Administrative Action 05/07/18
Fusion Exploration, LLC Desist & Refrain Order; Stipulation to Desist & Refrain Order 04/12/13
Futura Escrow, Inc. Administrative Action
See also Escrow Licensee Listing # 96DBO-41814		 07/27/20
Future Income Payments, LLC Desist & Refrain Order 03/03/15
Future Investments USA LLC Desist & Refrain Order 05/18/09
Futures Investment Group Civil Action 10/21/08
Fuyang Newsynergy Corporation Desist & Refrain Order 09/30/09
FWS Lending Administrative Action 12/17/19
Fxcoin.me Administrative Action 10/17/22
FXKB, Inc. Desist & Refrain Order 08/11/10

Help us improve the DFPI website! Share your feedback.

 

Last updated: Nov 22, 2023 @ 1:40 pm