Actions, Order and Administrative Hearing Decisions: F
Subject | Order Issued | Date Issued |
---|---|---|
F & F Management Inc. | Administrative Action | 09/22/21 |
F-19 Holdings, LLC | Administrative Action | 04/15/08 |
F.C. Franchising Systems, Inc. dba Fresh Coat | Administrative Action | 07/20/21 |
F.I.G. | Desist & Refrain Order | 06/05/07 |
FAAR Investment Group, LLC | Desist & Refrain Order | 12/30/10 |
Faas Enterprises, Inc. | Administrative Action | 06/22/07 |
Faas Financial, Inc. | Administrative Action | 06/22/07 |
Faasua, Laurie | Administrative Action See also NMLS licensee listing # 267675 |
01/02/22 |
Fabulich, Richard | Desist & Refrain Order | 07/11/07 |
Fabulich, Richard J. | Administrative Action See also Office of Administrative Law Decision – OAH No. 2013060886 |
08/22/14 |
Factor Funding, LLC | Administrative Action | 05/31/12 |
Fahmy, Joseph N | Administrative Action | 10/11/16 |
Fair Housing Resource Center (Netmore America, Inc., Dba) | Administrative Action | 05/09/11 |
Fair, Douglas Martin | Administrative Action See also Investment Adviser Firm Summary – CRD # 131172 |
09/08/22 |
Fairfield Energy, Inc. | Desist & Refrain Order | 02/20/07 |
Fairfield Energy, Inc. Vista Joint Venture | Desist & Refrain Order | 02/20/07 |
Fairon, Patrick M. | Administrative Action | 03/11/15 |
Fairview Partners Investment Management LLC |
Administrative Action See also CFL Licensee List # 60DBO-59423 |
03/13/23 |
Fairview Mortgage Group | Administrative Order | 05/01/09 |
Fairway Escrow Corporation | Administrative Action | 08/07/02 |
Faisal, Nelson Salomon | Desist & Refrain Order | 10/22/07 |
Fala, Dante Marco | Desist & Refrain Order | 07/29/02 |
Falco, Robert | Civil Action | 06/24/14 |
Falcon Leasing, LLC | Administrative Action | 05/07/13 |
Fallon, Tom | Desist & Refrain Order | 01/13/12 |
Falls, Richard Dale | Desist & Refrain Order | 08/21/07 |
Fame Assistance Corporation | Administrative Order | 06/22/11 |
FAME Renaissance Hancock Venture, LLC. | Administrative Action | 01/14/05 |
Family Estate Insurance Services | Desist & Refrain Order; Administrative Action; Civil Litigation | 07/29/04 |
Family Film Fund, LLC | Administrative Action See also Dorothy of Oz, LLC |
11/23/09 |
Family Financial Center | Administrative Action See Also Office of Administrative Law Decision – OAH No. 2014100614 |
08/22/14 |
Family Lending Center, Inc., | Administrative Action | 05/01/09 |
Family Values Financial Services | Administrative Action | 08/28/13 |
Fanfaire, Inc. | Administrative Action | 12/12/22 |
Fang Yuan F&B International Co., LTD | Administrative Action | 02/01/22 |
Fantastic Realty Investment Account | Desist & Refrain Order | 11/20/13 |
Farber, Howard E. | Desist & Refrain Order | 01/14/05 |
Fargo Trades, aka F.Trades, www.fargotrades.net, and Fargo Trades Ltd. | Administrative Action | 01/24/20 |
Faria, Cary T. | Administrative Action | 05/05/06 |
Faria, Sadie M. | Administrative Action | 05/05/06 |
Farm Capital Incorporated | Administrative Action See also CFL Licensee Listing # 603J849 |
04/03/20 |
Farm Fresh Ranch Market. | Administrative Action | 08/06/07 |
Farnum, Claudia | Administrative Action See also NMLS licensee listing # 270126 |
12/20/21 |
Farrell, David D. | Civil Action | 02/10/00 |
Farion, Patrick M. | Administrative Action | 12/10/14 |
FarTrade Inc. | Desist & Refrain Order; See also rescinding order for Dr. Stanley Skavery only | 06/29/04 |
Fashion | Desist & Refrain Order | 06/25/03 |
Fast 1000 | Administrative Action | 07/19/12 |
Fast Auto Loans, Inc. dba Fast Auto and Payday Loans | Administrative Action | 09/22/18 |
Fast Business Financial, LLC | Administrative Action See also CFL # 60DBO-75824 |
01/04/23 |
Fast Auto and Payday Loans | Administrative Action | 09/22/18 |
Fast Cash Rebate | Desist & Refrain Order | 07/12/07 |
Fast Check Cashing | Administrative Action | 05/01/07 |
FastCredit Financial, Inc. | Administrative Action FSD #’s 6039260, 603K653 and 6054732 | 10/12/17 |
Fast Drive. | Desist & Refrain Order | 09/28/09 |
Fast Fund Pros LLC | Administrative Action See also CFL Licensee Listing # 60DBO-147330 |
04/19/22 |
Fast Money Loan | Administrative Action See also FSD Licensee Listing #603I816 |
03/19/19 |
Fast Pace Funding (Colombana Financial, Inc., dba) | Administrative Order | 05/01/09 |
Fast Payday Advance | Administrative Action | 07/10/06 |
Fastbucks of Livermore | Administrative Action | 08/04/11 |
FastBuck$ of Moreno Valley | Administrative Action; Desist & Refrain Order | 03/17/06 |
Fastbucks | Desist and Refrain | 07/12/07 |
Fazalbhoy, Zoeb | Administrative Action | 02/25/08 |
FC Marketplace, LLC | Administrative Action | 12/30/19 |
FCB Mortgage House, LLC | Administrative Order | 04/28/08 |
FCC Financing Subsidiary VI, LLC | Administrative Action | 08/04/10 |
FCCA.com, Inc. | Desist & Refrain Order | 06/25/03 |
FCI Commercial Capital, Inc. | Administrative Order | 10/20/10 |
Federal Mortgage Funding | Administrative Order | 06/09/09 |
FFD Resources II, LLC | Desist & Refrain Order | 08/27/08 |
FFD Resources III, LLC | Desist & Refrain Order (Payday Services) | 06/27/08 |
FFD Resources IV, LLC | Desist & Refrain Order (Payday Yes) | 06/27/08 |
Fed Advisors, Inc. | Administrative Action See also CRD Licensee Listing # 304650 |
10/17/22 |
Federal Document Assistance Center LLC |
Administrative Action | 07/08/21 |
Federal Lenders Group Inc. | Administrative Action | 05/12/10 |
Federated Financial Services Limited | Desist & Refrain Order | 01/28/13 |
FedLoan Servicing | Administrative Action See also NMLS Licensee Listing #1619466 |
04/01/20 |
Feel Golf Co. Inc. | Desist & Refrain Order | 03/25/05 |
Feel, Dr. | Desist & Refrain Order | 03/25/05 |
Feeney, Robert J. | Desist & Refrain Order | 05/11/09 |
Feinman, Barry | Desist & Refrain Order | 08/30/07 |
Felix, Malcom L. | Desist & Refrain Order | 06/17/09 |
Felli, Dominic | Civil Action | 10/02/00 |
Feltus-Curry, Luther Tyrone aka Feltus-Curry, Tyrone | Desist & Refrain Order | 03/19/13 |
Fencl, Thomas | Administrative Action | 05/15/17 |
Fendrick, William Martin | Administrative Action See also Office of Administrative Law Decision – OAH No. L2003070022 |
09/06/02 |
Fenn, Christine | Desist & Refrain Order | 07/26/07 |
Fennema, Scott Masami | Administrative Action | 09/04/20 |
FEP, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004080137 |
07/29/04 |
Ferdig, Arthur | Desist & Refrain Order | 08/30/06 |
Ferdman Seymour Charles | Administrative Action See Also CRD # 134808 |
01/21/22 |
Ferguson, Dionette Mone |
Administrative Action See also NMLS Licensee Listing # 1804501 |
06/10/20 |
Ferguson, Edward Lance | Desist & Refrain Order | 08/05/09 |
Ferguson, Steven Michael | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004060054 |
04/11/03 |
Ferlazzo, Tony & Ferlazzo, Fran | Administrative Action | 03/18/11 |
Fernandez Financial, Inc., Fernandez, Luis | Desist & Refrain Order | 12/08/09 |
Fernandez, Gerardo | Administrative Action See also NMLS licensee listing # 306262 |
12/22/21 |
Fernished, Inc. dba Fernish | Administrative Action | 01/10/22 |
Ferrari Financial Services, Inc. | Administrative Action See also FSD licensee listing #603I149 and 603I568 |
04/26/19 |
Ferris, Frank J. | Desist & Refrain Order | 07/19/11 |
Ferris, Paul A. | Administrative Action | 04/07/11 |
Feuerborn, David John | Desist & Refrain Order | 11/09/06 |
FF1, LLC. | Administration Action | 04/24/15 |
FFC Holdings, LLC | Administrative Order | 07/18/12 |
FFC Mortgage Corp. | Administrative Action See also CFL #’s 603D490, 60DBO-107935 |
07/30/18 |
FFI Payday Loans | Administrative Action | 06/22/07 |
FFI Payday Loans.com | Administrative Action | 06/22/07 |
FFMS Management, FFM; FFM Funding; FFM Services; FFM Collateral Services; FFM Fund; FFM Credit; FFM Financial; FFM Lending; FFM Management; FFM Services Group; Forman Collateral; Forman Financial Services, Inc. | Administrative Action | 11/29/22 |
FFSI, Inc. | Revocation Order Click here to search licensee details | 12/16/14 |
FG360 | Administrative Action | 12/07/15 |
FGL Clearwater, Inc. | Desist & Refrain Order | 12/05/05 |
FHS Legacy Corporation | Desist & Refrain Order | 05/11/09 |
Fidelity Borrowing Mortgage Bankers, LLC (Now known as Vanguard Funding, LLC) | Administrative Order | 05/20/08 |
Fidelity Capital Funding, Inc. | Administrative Action | 09/04/08 |
Fidelity Coastal Funding Company, Inc. | Administrative Action See also CFL Licensee Listing # 6031829 |
03/25/22 |
Fidelity Debt Solutions, LLC | Desist & Refrain Order | 01/24/13 |
Fidelity Home Mortgage Corporation | Administrative Order | 05/07/08 |
Fidelity Insured Deposits | Administrative Action See also Office of Administrative Law Decision – OAH No. L2003070022 |
09/06/02 |
Fidelity Insured Deposits, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004080137 |
07/29/04 |
Fidelity Mortgage | Administrative Action | 09/05/08 |
Fidelity Mortgage Direct Corp | Administrative Action | 05/12/10 |
Fidelity Insured Deposits, Inc | Desist & Refrain Order, Administrative Action; Civil Litigation | 09/22/06 |
Fidelity Mortgage of California | Administrative Action | 09/08/08 |
Fides & Opes, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-63353 |
04/03/20 |
Fidex Lending, Inc. – 603G211 Fidex Lending, Inc. – 603G750 | Administrative Action | 05/12/10 |
Fiduciary Investments, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH NO. 2011100520 |
05/23/12 |
Field Assets Service Team, LLC | Administrative Action | 09/10/19 |
FieldNation, LLC; FieldNation.com | Administrative Action | 11/18/20 |
Fieldstone Mortgage Company | Administrative Action | 11/18/08 |
Fife, Darrin Drew | Desist & Refrain Order | 09/18/03 |
Fife, Shannon L. | Administrative Action; See also Escrow licensee listing # 9631155 | 11/19/19 |
Fifth Street Tower, LLC | Desist & Refrain Order | 04/24/14 |
Figlioli, Brenda | Administrative Action | 12/17/08 |
Film Equity Partners LLC | Desist & Refrain Order | 01/05/10 |
Film Financing Network | Desist & Refrain Order | 01/4/06 |
Film Mates Corporation | Civil Litigation | 11/16/07 |
Film Mates Entertainment | Civil Litigation | 11/16/07 |
Film Mates Partners LLC | Civil Litigation | 11/16/07 |
Films Unlimited LLC | Desist & Refrain Order | 01/05/10 |
Final Market Professional Trade Solutions aka final-market.net | Desist & Refrain Order | 04/04/12 |
Final Escrow, Inc. | Administrative Action | 02/06/17 |
FinanceMyHome.com | Administrative Order see also Lic. Number 603-I908 and Lic. Number413-0749 | 07/09/13 |
FinanceServiceCorp.com | Administrative Action | 11/20/20 |
Finance of America Mortgage LLC | Administrative Action; See also FSD licensee listing #4130675 and #603E024 | 08/10/18 |
Finance One, Inc. | Administrative Order | 01/25/12 |
Financial Advisory Consultants | Desist & Refrain Order | 12/24/03 |
Financial and Real Estate Services, Inc. | Administrative Action | 12/28/11 |
Financial and Retirement Management Services, Inc | Desist & Refrain Order; see also National Foundation of America | 08/16/07 |
Financial and Retirement Management, Inc. | Desist & Refrain Order; see also National Foundation of America | 08/16/07 |
Financial Freedom of America, Inc. | Withdrawal of Desist & Refrain Order and Settlement Agreement | 08/24/09 |
Financial Freedom Senior Funding Corporation | Administrative Action | 05/12/10 |
Financial Institution aka Fox Bank | Administrative Action | 02/22/19 |
Financial Mortgage USA, Inc., dba Financial Mort. USA, Inc. | Administrative Action | 06/30/08 |
Financial Plus Investment, Inc. | Administrative Order | 07/24/08 |
Financial Resources and Assistance O Lakes Region, Inc. | Administrative Order | 05/01/09 |
Financial Services Enterprises aka Pioneer Capital | Administrative Action See also Office of Administrative Law Decision – OAH No. 2016040551 |
03/10/16 |
Financial Service of America Inc | Administrative Action See also CFL Licensee Listing # 60DBO-121259 |
04/19/22 |
Financial Sherpa, Inc. | Administrative Action See also Investment Adviser Firm Summary- CRD # 282046 |
01/30/20 |
Financial Solutions | Desist & Refrain Order | 01/03/05 |
Financial Solutions Group Trust | Administrative Action | 04/27/18 |
Financial Triangle, Inc. | Administrative Action See also FS licensee listing # 60DBO-89056 |
12/30/19 |
Finazzo, Joanne | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004070645 |
11/14/04 |
Finazzo, Tamaryn | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004070645 |
11/14/04 |
Finet.com | Administrative Action | 09/09/03 |
Fintrades24 | Administrative Action | 03/01/21 |
Finito Escrow, LLC | Desist & Refrain Order | 04/05/10 |
Fiorentino, Steven | Desist & Refrain Order (see also Shannon K. Rodriquez) | 10/23/07 |
Firestone Escrow Corporation | Administrative Action | 05/25/10 |
First American Eagle Escrow, Inc. | Administrative Action | 03/19/08 |
First American Financial | Desist & Refrain Order | 06/17/09 |
First American Home Loans, Inc. | Administrative Action See also NMLS licensee listing #197155 |
09/20/16 |
First American Mortgage | Administrative Action | 12/01/06 |
First Atlanta L.P. | Desist & Refrain Order | 09/08/11 |
First Atlantic Eastern Industries Trust | Desist & Refrain Order | 12/24/02 |
First California Diversified Fund, LLC | Civil Action | 03/24/05 |
First California Mortgage Company | Administrative Order See also FSD licensee listing #415-0042 See also NMLS licensee listing #24055 |
10/15/14 |
First Capital Business Finance | Administrative Action | 09/19/16 |
First Capital Commerce, Inc. | Administrative Order | 01/19/11 |
First Capital Equipment Finance, Inc. | Administrative Action | 08/15/18 |
First Capital Financial Services, Asia, Ltd. | Administrative Order | 07/21/10 |
First Century Mortgage (Carl M. Parsons, dba) | Administrative Order | 05/01/09 |
First City Bancorp Mortgage, Inc.; Yousef Atabakhsh aka Joe Atab | Administrative Order | 03/18/19 |
First Choice Investment Inc. | Desist & Refrain Order | 05/20/14 |
First Choice Loan Services Inc. | Administrative Action See also CRMLA # 4131317 |
06/21/21 |
First Command Financial Planning, Inc. | Administrative Action | 12/16/05 |
First Commercial Capital Group Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-83183 |
04/03/20 |
First Data Merchant Services LLC | Order of Exemption | 12/04/19 |
First Deposit Capital, LLC | Administrative Action | 05/01/09 |
First Direct Mortgage, Inc. | Administrative Action | 12/01/06 |
First Equity Funding | Administrative Action | 07/10/06 |
First Fidelity Asset Group, LLC | Desist & Refrain Order | 12/05/07 |
First Fidelity Assurance Corporation | Desist & Refrain Order | 03/06/06 |
First Fidelity Centers, Inc. | Administrative Order | 05/01/09 |
First Fidelity Group, LLC | Desist & Refrain Order | 12/05/07 |
First Financial Capital LLC | Administrative Action | 05/12/10 |
First Financial Funding Group | Administrative Action See also Office of Administrative Law Decision – OAH File No. L-2001030493 |
11/30/01 |
First Financial Holdings, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-100531 |
04/03/20 |
First Financial Investment Group, LLC | Administrative Action | 12/27/17 |
First Gateway Escrow Co., Inc | Administrative Action See also FSD licensee listing #9632637 |
08/01/18 |
First Global Money, Inc. | Administrative Action | 01/06/14 |
First Guaranty Financial Corporation | Administrative Action | 03/18/11 |
First Hawaiian Mortgage Association | Administrative Action See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459 |
03/27/18 |
First Heritage Mortgage, LLC | Administrative Action | 03/28/19 |
First Home Mortgage | Desist & Refrain Order | 08/03/07 |
First Integrity Finance, Inc. | Administrative Action | 03/18/11 |
First Integrity Mortgage Services, Inc. | Administrative Action See also CRMLA # 41DBO-108704 |
06/28/21 |
First Legacy Financial, Inc., First Legacy Financial Group | Desist & Refrain Order | 08/05/10 |
First Life Mortgage, Inc. | Administrative Order | 05/01/09 |
First Lincoln Mortgage Company | Administrative Order | 09/10/08 |
First Main Street Financial – 603G269 – 6054379 – 605J170 – 603J216 – 6073517 | Administrative Order | 08/08/12 |
First Magnus Financial Corporation | Administrative Order | 04/23/08 |
First Mortgage Company, L.L.C | Administrative Action See also FSD licensee listing #4131361 |
08/10/18 |
First Mortgage Corporation | Administrative Action See also licensee listing FSD # 413-0009 |
09/03/15 |
First Mortgage West Lending Corporation | Desist & Refrain Order | 03/15/12 |
First National Asset Finance Corp. | Administrative Action See also CFL Licensee Listing # 603I596 |
04/03/20 |
First National Home Loans LLC | Revocation Order See also FSD Licensee Listing # 4131243 |
11/17/14 |
First National Merchant aka FNM Bank | Administrative Action | 07/13/21 |
First National Escrow | Administrative Order; see also Karen Gardner, Raquel Bauer and Robert Bauer | 01/03/11 |
First Nations Funding, Inc. | Administrative Action See also CFL Licensee Listing # 6038713 |
04/03/20 |
First Nationle Solution, LLC | Administrative Order | 10/22/18 |
First NLC Financial Services, Inc. (dba The Lending Center) | Administrative Order | 02/19/08 |
First One Lending Corporation | Administrative Order | 01/23/12 |
First Opportunities Management Group, Inc | Civil Action | 08/17/09 |
First Pacific Funding, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-52874 |
02/07/23 |
First Patriot Financial Services, Inc. | Administrative Order | 05/01/09 |
First Rate Capital Corp | Administrative Action | 12/08/08 |
First Republic Bank | Order Taking Possession | 05/01/23 |
First Republic Mortgage, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-88399 |
04/03/20 |
First Request Escrow, Inc. | Administrative Action | 09/01/11 |
First Reverence, Inc. | Desist & Refrain Order | 09/28/09 |
First Securities Capital, LLC | Civil Action | 09/25/02 |
First Southern Capital Development Corporation
|
Administrative Action | 12/29/11 |
First Southwestern Escrow, Inc. | Administrative Action | 06/07/10 |
First String Loans; Glenn, Clyde; Rockwood Loan | Administrative Action | 06/04/20 |
First Standard Financial Corp. | Administrative Action See also CFL Licensee Listing # 60DBO-49422 |
04/16/21 |
First Take Productions | Desist & Refrain Order | 05/24/12 |
First Union Lending LLC | Administrative Order | 04/03/19 |
First United Capital | Administrative Action See also CFL Licensee Listing # 60DBO-75346 |
04/19/22 |
First Vision Financial, Inc. | Administrative Order | 05/01/09 |
Firstkey Business Lending, LLC | Administrative Order | 04/03/19 |
Firstlight Financial Corporation | Administrative Order | 06/09/10 |
Fisher, Kevin A | Desist & Refrain Order | 10/12/15 |
Fisher, Leonard J. | Administrative Order | 12/03/18 |
Fiske, Leigh F. | Desist & Refrain Order | 03/20/07 |
Fitch, George J. | Desist & Refrain Order | 12/01/08 |
Fitch, Terrance J. | Desist & Refrain Order – Also see Life Partners, LLC | 02/27/14 |
Fite, Andre D. | Desist & Refrain Order | 05/13/11 |
Fitness Evolution Franchising, LLC | Administrative Action | 09/10/19 |
Fitzpatrick, Kristin | Administrative Action | 06/17/15 |
FiVanta Equity Lending | Administrative Action | 03/09/09 |
Five 9 Securities, LLC | Administrative Action See also FINRA Detailed Report – CRD # 114853 |
01/30/20 |
Five Crowns Credit Partners, LLC | Administrative Action | 07/30/18 |
Five Mile Capital Structured Income Fund LP | Administrative Action | 05/07/13 |
Five Star Investment Group | Desist & Refrain Order | 04/29/08 |
Five Star Escrow | Administrative Action; See also Licensee Listing FSD #9632665 | 06/06/19 |
Five Star Financial Services of America, LLC d.b.a. JBAH Insurance Solutions a.k.a. Five Star LLC | Desist & Refrain Order | 08/09/16 |
Fiverr.com | Administrative Action | 06/12/18 |
Fiverr International Ltd. | Administrative Action | 06/12/18 |
Fix Financial, Inc. | Administrative Action See also CFL #’s 60DBO-113454, 60DBO-115003 |
04/16/21 |
FixConnect.com, Inc. | Desist & Refrain Order | 06/25/03 |
FKP Group, Inc., and FKP Group & Co., Inc. | Desist & Refrain Order | 01/31/12 |
Flaherty, Brendan M. | Desist & Refrain Order | 05/09/08 |
Flagship Financial Group, LLC (CFL) | Administrative Order | 03/04/13 |
Flagship Financial Group, LLC (CRMLA) | Administrative Order | 01/06/11 |
Flagship Financial Group, LLC | Order Granting and Reinstating; See also Flagship Financial Group, LLC (CFL) and Flagship Financial Group, LLC (CRMLA) | 08/27/13 |
Flanagan, Jeffrey. | Amended Desist & Refrain Order and Desist & Refrain Order | 06/18/08 |
Flanagan, Lyn J. | Administrative Action | 12/20/06 |
Flanagan, Lyn Jeanne | Administrative Action | 12/20/06 |
Flatiron Capital Partners, LLC, Flatiron Systems, LLC | Desist & Refrain Order | 03/28/11 |
Fleder, Jules Bernard | Desist & Refrain Order | 12/01/04 |
Fleet Financing Resources, LLC | Administrative Action See also CFL # 6039817 |
04/16/21 |
Fleet Logic, LLC | Administrative Action See also FS licensee # 60DBO-44065 |
04/03/19 |
Fleming, Nicholas Richard | Civil Action | 03/21/02 |
Fleming, Ronald Kevin | Administrative Action See also Fleming, Ronald Kevin; Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13; Pacific Teak Reforestation Project; Pacific Teak; Elite Associates Ltd and Fleming, Ronald Kevin; Gratia Ventures, LLC; https://gratiaventures.com |
12/07/22 |
Fleming, Ronald Kevin; Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13; Pacific Teak Reforestation Project; Pacific Teak; Elite Associates Ltd | Administrative Action | 10/04/16 |
Fleming, Ronald Kevin; Gratia Ventures, LLC; https://gratiaventures.com | Administrative Action | 06/17/22 |
Fletcher, Robert | Desist & Refrain Order | 06/15/05 |
Fletcher, Rose | Desist &Refrain Order | 02/20/08 |
Flex Fund Financial Services, LLC | Administrative Action | 05/01/09 |
Flexpoint Funding (Flexpoint Funding Corporation dba) | Administrative Order | 10/02/07 |
Flick, Paul; 360 Painting, LLC; Pro-Lift Doors Franchise, LLC; Maid Right, LLC; Handyman Pro, LLC; Kitchen Wise, LLC; Renew Crew, LLC; and Rubbish Works, LLC | Administrative Action | 11/19/21 |
Fliegel, Eric | Desist & Refrain Order | 05/24/12 |
Flintridge Asset Management Company | Administrative Action | 06/16/04 |
Flintridge Asset Management Company | Civil Action | 12/27/05 |
Flip Funding | Administrative Action | 09/26/18 |
Float Credit, Inc. | Administrative Action | 12/27/17 |
Flobridge Group, LLC; Flobridge.com | Desist & Refrain Order and Order Voiding Transactions | 10/25/11 |
Flockjay, Inc. | Administrative Action | 03/16/23 |
Flodstrom, Angela | Desist & Refrain Order | 06/11/03 |
Flodstrom, Jason | Desist & Refrain Order | 06/11/03 |
Flores Shield Group, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. 2010090547 |
04/27/10 |
Flores, Carlos | Desist & Refrain Order | 07/10/07 |
Flores, Hermie | Desist & Refrain Order | 12/02/14 |
Flores Diaz, Benjamin aka Diaz, Benjamin aka Flores Diaz Jr, Benny | Administrative Action | 05/17/18 |
Flores-Martinez, Maria Belinda | Administrative Action See also Office of Administrative Law Decision – OAH No. 2010090547 |
04/27/10 |
Florida AAA Financial Associates, Inc. | Administrative Action | 05/12/10 |
Florida United Mortgage Corporation | Administrative Action | 09/24/08 |
Flowers, Mark | Administrative Action | 05/02/23 |
Flurish, Inc. dba LendUp | Administrative Action FSD #100-4393, #605-4610 | 09/27/16 |
FlyHomes Mortgage, LLC | Administrative Action See also CFL Licensee Listing # ’s 60DBO-100084 and 60DBO-106097 |
04/03/20 |
Flynn, Charles J. | Administrative Action | 05/29/15 |
Flynn, Ronald Shane | Administrative Action | 09/22/16 |
FM Home Loans, LLC | Administrative Order See also FSD Licensee Listing #’s 4130922 and 6039627 |
09/18/19 |
FMF Capital, LLC | Administrative Order | 09/14/07 |
FMF Direct | Administrative Order | 09/14/07 |
FMF Lending | Administrative Order | 09/14/07 |
FNMU | Administrative Action | 05/27/10 |
Focal Point Capital Management, LLC; Focal Point Financial Group, Inc. | Administrative Action | 10/20/20 |
FocusCore, Inc. | Desist & Refrain Order | 02/26/04 |
Fogerty, Robert | Desist & Refrain Order | 05/02/04 |
Founders Group of Nevada, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-63374 |
07/17/18 |
Food Chain Investments USA, LLC | Administrative Action | 02/16/21 |
Football Channel USA, Inc. | Desist & Refrain Order | 04/27/15 |
Foppiano, Peter Carl | Administrative Action See also NMLS Licensee Listing # 325090 |
04/30/20 |
For Him Enterprises, Inc. | Desist & Refrain Order | 12/20/02 |
For Franchising LLC dba Window Genie | Administrative Action | 11/14/17 |
Forbestream Capital, LLC | Administrative Action | 04/03/19 |
Forbix Financial, LLC | Administrative Action See also CFL Licensee Listing # 603K242 |
04/03/20 |
Ford Financial & Tax, Inc. | Desist & Refrain Order | 01/04/10 |
Ford, Donald Robert | Desist & Refrain Order | 01/04/10 |
Ford, James Edward | Administrative Action | 05/01/09 |
Ford, Lawrence II | Desist & Refrain Order | 06/05/07 |
Foreclosure Holdings, Inc. | Desist & Refrain Order | 03/21/11 |
Forest Hill Financial Advisory Group LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 141274 |
09/08/22 |
Forest Securities, Inc. | Administrative Action See also FINRA Detailed Report – CRD # 16255 |
01/30/20 |
Forex Knowledge Brokers | Desist & Refrain Order | 08/11/10 |
Forker, Stefan | Administrative Action | 10/20/09 |
Formulating Insurance Agency, LLC | Desist & Refrain Order | 09/20/06 |
Forno, Ronald Bryan | Administrative Action See also Escrow Licensee Listing # 9630348 |
11/07/18 |
Forrest, Jeffrey Allan | Administrative Action | 04/06/16 |
Forsythe McArthur Associates, Inc. | Administrative Action | 04/03/19 |
Forsythe Solutions Group, Inc. | Administrative Action | 04/03/19 |
Fortress Credit Group | Administrative Action | 04/21/11 |
Fortress Square Capital, Inc. | Administrative Action | 12/27/17 |
Forte DB Shipping Agency | Desist & Refrain Order | 07/14/05 |
Forte-db.com | Desist & Refrain Order | 07/14/05 |
Fortis Title Solution | Desist & Refrain Order; See also Meridian Financial Corporation | 03/14/11 |
Fortiva Financial, LLC | Administrative Action | 05/07/13 |
For-traders.com | Desist & Refrain Order | 06/09/04 |
Fortress Credit Corp. | Administrative Action | 11/26/12 |
Fortuna Capital | Administrative Action See Also CFL Licensee Listing # 60DBO-99520 |
04/03/22 |
Fortuna Service Company, LLC | Administrative Action Also See FSD #603-8882 |
11/26/12 |
Fortune Journey LLC dba Yi Fang Taiwan Fruit Tea | Administrative Action | 10/11/19 |
Fortune Oil & Gas, Ltd. | Desist & Refrain Order | 08/22/14 |
Fortune On Wheels Investment Trust | Desist & Refrain Order | 06/05/02 |
Fortune One Mortgage Corporation | Administrative Action | 05/12/10 |
Fortune Recovery Group, Inc. | Desist & Refrain Order | 04/12/10 |
Fortuno, Inc. | Desist & Refrain Order | 07/17/12 |
Fossil Oil Company, LLC | Desist & Refrain Order | 12/02/14 |
Foster, Eugene (Classic Expo, LLC) | Desist & Refrain Order | 03/14/11 |
Foster, Eugene (MacArthur Birch, LLC) | Desist & Refrain Order | 10/06/09 |
Fotheringham, Chad; Amada Franchise, Inc.; Jefferson, Tafa | Administrative Action | 04/28/20 |
Foulk, Scott Walter | Civil Action | 02/25/14 |
Foundation Capital Group, LLC | Administrative Action | 12/08/08 |
Foundation Capital Lending, LLC | Administrative Action | 08/01/18 |
Foundation Escrow Company | Administrative Action See also FSD Licensee Listing #963-1973 |
09/18/14 |
Foundation First Mortgage (Foundation Investment Group, DBA) | Administrative Action | 04/21/11 |
Foundation Mortgage Corporation | Administrative Action See also FSD licensee listing #603J493 |
08/09/18 |
Fountainhead Commercial Capital LLC | Administrative Action | 04/03/19 |
Fox, Alfredo Trujillo | Desist & Refrain Order | 01/07/10 |
Fox, Bruce | Desist & Refrain Order | 07/09/13 |
Fracchia Capital Management Company | Administrative Action | 04/04/08 |
Fracchia, Charles Anthony | Administrative Action | 04/04/08 |
Fracchia, Donald Anthony | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004080137 |
07/29/04 |
Fragen, Daniel S. | Desist & Refrain Order | 06/01/09 |
Fragoso, Edgarl | Administrative Actions | 04/01/09 |
Franchise Credit, LLC | Administrative Action See also CFL Licensee Listing # 603J836 |
04/03/20 |
Franchise Growth Systems, Inc. aka FG360 | Administrative Action | 12/07/15 |
Franchise Marketing Systems See also Tomii Franchising, Inc. |
Administrative Action | 12/01/14 |
Francis Capital Management, LLC | Administrative Action | 06/29/18 |
Franklin Express Mortgage, Inc. | Administrative Action See also NMLS licensee listing # 1587067 |
04/03/19 |
Franklin Select SLD, INC. | Administrative Action See also CFL # 60DBO-87486 |
04/03/19 |
Franco, Victor Hugo | Administrative Action See also NMLS # 1545642 |
08/23/21 |
Francodollar, LLC | Administrative Action See also CFL Licensee Listing # 6054305 |
03/18/11 |
Frank, David Carr | Administrative Action See also Office of Administrative Law Decision |
01/12/04 |
Frankfurth, James A. | Desist & Refrain Order | 07/20/05 |
Franklin American Mortgage Company 603F360 6053967 | Administrative Order | 02/02/11 |
Franklin Capital Corporation | Administrative Action | 05/07/13 |
Franklin Loan Corporation | Administrative Action See also FSD licensee listing #4131316 |
06/21/18 |
Franklin, Jim | Administrative Action See also Office of Administrative Law Decision – OAH No. L2001070345 |
11/07/01 |
Franklin, Moss & Associates | Administrative Action | 01/30/23 |
Franklin Mortgage | Administrative Action | 11/20/06 |
Franklin Mutual Mortgage Corporation | Administrative Action | 12/27/10 |
Franklin Voltaire Sellers | Administrative Order | 5/2/12 |
Franklin Yacht Financial Corporation | Administrative Action | 11/02/11 |
Franklin, Rob | Desist & Refrain Order; see also Rescission Order [5/16/05]. | 05/24/04 |
Frascella Enterprises of Delaware, LLC | Desist & Refrain Order | 11/16/09 |
Freed, Eric | Desist & Refrain Order | 06/30/11 |
Freelancer International Pty Ltd. | Administrative Action | 06/12/18 |
Freelancer.com | Administrative Action | 06/12/18 |
Freelancer Technology Pty Ltd. | Administrative Action | 06/12/18 |
Freedom Advisory Services, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 136354 |
09/08/22 |
Freedom Debt Relief, Freedom Financial Network, Freedom Tax Relief | Administrative Action | 05/29/08 |
Freedom Financial Asset Management, LLC | Administrative Action | 09/20/19 |
Freedom Group | Desist & Refrain Order | 05/09/11 |
Freedom Mortgage Corporation | Administrative Action See also CFL Licensee Listing #’s 4130514 and 603A340 |
05/08/20 |
Freeman, Jay | Desist & Refrain Order | 05/07/07 |
Freeman, Christian | Administrative Order | 05/12/10 |
Freeman, Lawrence Eugene | Desist & Refrain Order | 06/15/15 |
Freeport Commodity Trading | Administrative Action | 01/05/16 |
Freeport Commodity Trading, Inc. | Administrative Action | 01/05/16 |
Fremont Credit Corp | Administrative Action | 11/21/11 |
Frees, Sam Peter | Desist & Refrain Order; Stipulation to Desist & Refrain Order | 04/12/13 |
FreeRoading, Inc. | Administrative Action | 02/02/21 |
Freevi Capital Ltd, Freevi Corporation | Desist & Refrain Order | 04/13/06 |
Freeway Financial Group Inc | Administrative Action | 12/30/19 |
Freewill Financial | Administrative Action | 02/19/08 |
Freg II California Lending Limited Partnership | Administrative Action | 03/18/11 |
Frenczak, Sarah | Desist & Refrain Order | 03/29/10 |
Frequency Capital Advisors, LLC |
Administrative Action See also Investment Adviser Firm Summary -CRD # 147604 |
09/08/22 |
Frese, Peter | Administrative Order | 09/29/15 |
Fresh and Natural, Inc. DBA Fresh and Natural Service Group | Desist & Refrain Order | 10/31/14 |
Fresh and Natural Service Group | Desist & Refrain Order | 10/31/14 |
Fresh Fruit Bouquet Company | Desist & Refrain Order | 12/11/06 |
Fresh Fruit Bouquet Company Franchising LLC | Desist & Refrain Order | 12/11/06 |
Fresh Healthy Vending, LLC | Administrative Action | 04/02/14 |
Fresh Start America | Desist & Refrain Order | 12/23/08 |
Frew, Michael J. | Administrative Action | 08/13/14 |
Fried, Steven Ira | Administrative Action See also CFL Licensee Listing # 603E055 |
09/29/20 |
Friede, Gerald L. | Desist & Refrain Order | 08/07/06 |
Friederichs, Jeffrey | Desist & Refrain Order | 05/28/14 |
Friedman, Kirk | Civil Action | 06/24/02 |
Friedman, Morrie S. aka Friedman, Morriss | Desist & Refrain Order | 04/28/06 |
Fries, Joseph H. | Desist & Refrain Order | 10/16/14 |
Friend, Clarence | Desist & Refrain Order | 04/28/05 |
Friends United Network, Inc. | Desist & Refrain Order | 08/05/11 |
Frim, Yonathan | Administrative Action | 10/10/16 |
Frisk, Rick | Administrative Action | 07/17/15 |
Fromm, John | Desist & Refrain Order | 01/28/03 |
Four Technologies, Inc. | Administrative Action See also CFL Licensee List # 60DBO-152947 |
08/03/22 |
Frost, Robert Allen | Desist & Refrain Order; see also National Foundation of America | 08/16/07 |
FSC First Securities Capital | Civil Action | 09/25/02 |
FSC First Securities Capital, LLC | Civil Action | 09/25/02 |
FSM Group, Inc. | Desist & Refrain Order | 05/08/06 |
FSM Processing, Inc. | Desist & Refrain Order | 05/08/06 |
FTC Commercial Corp. | Administrative Action See also CFL # 6038946 |
04/16/21 |
FTC-Mortgage, Incorporated | Administrative Action | 05/12/10 |
FT Mortgage, LLC. | Administrative Action See also FSD licensee listing #413-1247 |
03/04/14 |
FTR Processing | Desist & Refrain Order | 06/27/08 |
Fuentes, Primitivo “Tivo” | Administrative Action | 04/24/18 |
Fueled Collective Franchising, LLC | Administrative Action | 04/09/21 |
Full Compass Investment Advisors | Administrative Action | 09/07/17 |
Full Force Funding LLC | Administrative Action | 12/30/19 |
Full Force, LLC | Desist & Refrain Order | 03/25/08 |
Full Power Group, Inc. | Desist & Refrain Order | 09/13/06 |
Full Power Holdings | Desist & Refrain Order | 09/13/06 |
Full Realty Services, Inc. | Administrative Action | 12/01/10 |
Fuller Jr., Leo Gladstone Anthony | Administrative Action | 03/18/11 |
Fullerton Mortgage and Escrow Company | Administrative Action | 04/15/15 |
Fullerton Solutions LLC; Fullerton Solutions LLC, c/o Corporation Service Company | Administrative Action | 06/04/20 |
Fun Flicks, LLC | Desist & Refrain Order | 07/23/12 |
FUN Group, LLC | Desist & Refrain Order | 08/05/11 |
Fun Life Le’Chris Entertainment &Vision, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. 2010090547 |
04/27/10 |
Fund America, Inc. | Administrative Action | 10/06/06 |
Fund Capital America, Fast Fund USA | Administrative Action See also FSD Licensee Listing #’s 603F577, 603J202 |
01/31/18 |
Fund my business, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-73499 |
04/03/19 |
Fundsz; www.fundsz.com; Valcarce, Juan Pablo | Administrative Action | 11/22/22 |
Fundamental Capital Management, LLC | Administrative Action See also CRD Licensee Listing # 130096 |
01/21/22 |
Funded Capital Mortgage, Inc. | Administrative Action | 12/08/08 |
Funders, Countrywide Mortgage.Com | Administrative Action | 01/20/09 |
Funding City Corp | Administrative Action | 05/01/09 |
Funding Growth Financials, Inc. | Administrative Action See also NMLS Licensee Listing # 1937501 |
08/08/22 |
Funding Tree, Inc. (The) | Desist & Refrain Order | 01/29/02 |
Fundrite West LLC | Administrative Action See also CFL Licensee Listing # 60DBO-98396 |
04/03/20 |
Funeral Funding Services | Administrative Action See also FSD Licensee Listing # 603-8193, 603-J989, 603-K227 |
02/27/17 |
Funeral Help Inc. | Administrative Action | 10/10/18 |
Funk, David | Desist & Refrain Order (see also Desist & Refrain Order) | 04/28/06 |
Furlough Group (The) | Desist & Refrain Order, See also The Braclay & Nodingham Company | 07/08/05 |
Fusion Bank | Administrative Action | 05/07/18 |
Fusion Exploration, LLC | Desist & Refrain Order; Stipulation to Desist & Refrain Order | 04/12/13 |
Futura Escrow, Inc. | Administrative Action See also Escrow Licensee Listing # 96DBO-41814 |
07/27/20 |
Future Income Payments, LLC | Desist & Refrain Order | 03/03/15 |
Future Investments USA LLC | Desist & Refrain Order | 05/18/09 |
Futures Investment Group | Civil Action | 10/21/08 |
Fuyang Newsynergy Corporation | Desist & Refrain Order | 09/30/09 |
FWS Lending | Administrative Action | 12/17/19 |
Fxcoin.me | Administrative Action | 10/17/22 |
FXKB, Inc. | Desist & Refrain Order | 08/11/10 |