Actions, Order and Administrative Hearing Decisions: H

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Subject Order Issued Date Issued
H.E.L.P. Financial Corporation Administrative Action
See also CFL Licensee Listing # 60DBO-79342		 04/03/20
H.M.W. and J.K. Enterprises Inc. Administrative Action 04/18/12
Ha, Robert Duc Administrative Action
See also Office of Administrative Law Decision – OAH Number L2003 l l 0056 		06/25/04
Haas, Jeff E. Desist & Refrain Order 05/11/09
Habib, Richard Thomas Desist & Refrain Order 07/30/07
Hacienda Escrow Corporation Administrative Action
See also Escrow Licensee Listing #9630348		 11/07/18
Hackenberg, Kevin R. Desist & Refrain Order 12/28/06
Hackim, Ibrahim Administrative Action 03/03/06
Haddad, Nadia Administrative Action
See also Office of Administrative Law Decision – L2005060355
See also Office of Administrative Law Decision – L2008020258 		06/02/05
Hagarty, Caroline. Desist & Refrain Order 02/17/11
Hagener, John H. Desist & Refrain Order
see also Loomis Wealth Solutions, Inc. 		08/28/08
Haghi, Kam Administrative Action 12/13/06
Haider, Nicholas Lee Administrative Action 05/16/11
Haigh, Christopher Desist & Refrain Order 09/28/15
Haining, Mark Administrative Action
See also Office of Administrative Law Decision- OAH No. L2004080086 		06/18/04
Hair Loss Control Clinic Desist & Refrain Order 11/13/07
Hair Tech, Inc., dba Hair Tech International Desist & Refrain Order 01/17/08
Hagler, Stuart G. Desist & Refrain Order 11/29/07
Halaby, Arif Desist & Refrain Order 03/17/11
Hales, Samuel Lee Desist & Refrain Order 10/11/11
Hall, Jeffrey Sean Administrative Action
See also NMLS # 1901073		 06/22/21
Hall, Timothy Richard Administrative Action 08/24/18
Hallawell Financial Group LLC Administrative Action 10/29/19
Halliburton, Cole Administrative Action
See Also Office of Administrative Law Decision – OAH No.: N2007120338 		11/30/07
Haliburton, Charles Jeffrey Administrative Action
See also Office of Administrative Law Decision – OAH No. 2017061128; See also NMLS Licensee Listing # 1334854		 06/06/17
Hallmark Venture Group, Inc. Desist & Refrain Order 11/25/14
Hallums, Burgess Nathaniel Administrative Action 07/27/05
Halstead, James R Desist & Refrain Order 10/01/07
Halweg, Donald J Desist & Refrain Order 08/06/07
Hamberg, Stephen Desist & Refrain Order 05/13/05
Hamie, Mohammed Ali Administrative Action 05/01/09
Hamilton Advance Inc Administrative Action
See also CFL # 60DBO-110753		 04/16/21
Hamilton Home Loans, Inc. Administrative Action
See also CRMLA# 41DBO-45707		 06/21/23
Hamilton, Bob Administrative Action 04/17/18
Hammond Securities Company, LLC Administrative Action 04/28/10
Hammond, Shawn Michael Desist & Refrain Order 12/01/16
Hampden Investment and Loans Desist & Refrain Order 02/16/10
Han, Andrew Huy Civil Action 08/04/09
Han, Andy Desist & Refrain Order 10/26/99
Hana Commercial Finance, Inc Administrative Action 05/14/18
Hanagan, Michael Civil Action 05/06/03
Hanagan, Thomas W. Civil Action 05/06/03
Hanaro Financial, Inc. Administrative Action 05/12/10
Hance, Roger D.; RAPTOR CONSULTING, INC. Desist & Refrain Order
See also Escrow Technologies		 11/29/11
Hance, Roger D. Administrative Action
See also Raptor Consulting		 11/29/11
Hancock Mortgage Partners, LLC Administrative Action
See also FSD Licensee Listing # 4131360		 04/04/19
Hancock, Don Desist & Refrain Order 06/27/06
Handel’s Enterprises, Inc. Administrative Action 12/03/18
Handleson, Athena Desist & Refrain Order 11/28/07
Handyman Pro, LLC; 360 Painting, LLC; Pro-Lift Doors Franchise, LLC; Maid Right, LLC; Kitchen Wise, LLC; Renew Crew, LLC; Rubbish Works, LLC; and Flick, Paul Administrative Action 11/19/21
Hangzhou Newsynergy Development Corporation Desist & Refrain Order 09/30/09
Hankla, Steven Administrative Action See also NMLS # 298062 01/02/22
Hanley Investment Partners LLC Administrative Action See also Investment Adviser Firm Summary – CRD # 139939 09/08/22
Hanley, Paul M. Administrative Action 07/24/17
Hanley, Robert Desist & Refrain Order 05/18/12
Hansen, Erick H. Civil Action 05/05/08
Hansen Ltd. Desist & Refrain Order 12/24/02
Hanson, Douglas R. Desist & Refrain Order; Civil Action; see also Administrative Hearing 02/18/09
Hanson, Paul Landers, Jr. aka Hanson, Paul Administrative Action 09/21/20
Hanson, Robert Desist & Refrain Order 06/08/07
Hansen, Helaman Desist & Refrain Order 03/28/16
Hansen, Joel Administrative Action See also NMLS Licensee Listing # 595706 12/24/21
Hansen, John E. Administrative Action 06/04/20
Hansen, Robert Wayne, Jr., aka Hansen, Bob Desist & Refrain Order (Professional Business Strategies) 12/10/10
Hanson, Robert Wayne Jr. (Visionary Group) Civil Action 08/11/08
Hanson, Robert Wayne Jr. (Benchmark) Desist & Refrain Order 06/08/07
Happy Diamond Land, LLC Desist & Refrain Order 08/12/10
Happy Hour Magazine Desist & Refrain Order 07/18/11
Happy Lemon Administrative Action 04/23/21
Happy Lemon HK, Limited Administrative Action 04/28/21
Hassen, Ola Robert Civil Action 11/06/07
Hara, Kyle Administrative Action 06/09/09
Harbor Island Wealth Management Administrative Action 10/11/17
Harbor Lending Administrative Action 12/12/11
Harbour Credit Counseling Services, Inc. Desist & Refrain Order 11/22/02
Harbour Credit Management Desist & Refrain Order 11/22/02
Harbourton Mortgage Investment Corporation Administrative Action 03/16/07
Harboyan, Vic Administrative Action See also NMLS Licensee Listing # 255961 07/05/16
Hardeman, Dackery Desist & Refrain Order 02/04/08
Hardfort Escrow, Inc Desist & Refrain Order 03/22/02
Hardwick, Kari Jane Administrative Action 06/18/19
Hare, Paul A. Desist & Refrain Order 03/14/03
Hariri, Saeid Reza Administrative Order 10/12/10
Harkless, Julie D Desist & Refrain Order 09/26/03
Harkless, Richard M. Desist & Refrain Order 09/26/03
Harline, Steven Desist & Refrain Order; Consent Order 03/19/07
Haro, Jennifer Administrative Action
See also NMLS Licensee Listing # 378566		 04/22/22
Haros, Sergio Administrative Action
See also NMLS Licensee Listing # 276504		 01/02/22
Haroutunian, Anthony Desist & Refrain Order;
See also Luminous Wealth Management Desist and Refrain Order		 09/28/06
Haroutunian, Anthony D. Desist & Refrain Order;
See also Luminous Wealth Management Desist and Refrain Order		 09/28/06
Haroutunian, Antoine D.;Hart Luminous, Inc.; Luminous Wealth Management Desist & Refrain Order;
See also Aspen Grove Holding Desist & Refrain Order 		09/07/06
Haroutunian, Antoine D. Desist & Refrain Order;
See also Luminous Wealth Management Desist and Refrain Order		 09/28/06
Harper, Arnold Randal Administrative Action See also NMLS Licensee Listing #1575188 06/13/17
Harrell, Christin aka Harrell, Chrissy Administrative Action
See also Office of Administrative Law Decision – OAH No. 2015010064 		08/20/05
Harrer, Victoria Alice aka Harrer, Vicki Desist & Refrain Order 09/30/08
Harriman, Janet Desist & Refrain Order 11/04/10
Harrington, Eric Desist & Refrain Order 11/16/07
Harris Franchise Group, LLC Administrative Action 06/22/11
Harris, Evan Desist & Refrain Order 01/29/07
Harris, Gregory Adam Administrative Action
See also NMLS LICENSE # 1093038		 10/04/19
Harris, Gwen AKA McGhee, Emogene; Byrd, Emogene; Williams, Emogene Administrative Action
See also  NMLS Licensee Listing # 399553 		 03/17/20
Harris, James E. Civil Action 12/26/06
Harris, John; aka Harris, Johnnie Desist & Refrain Order 08/04/14
Harris, Karl Wayne, aka Harris, Carl; Harris, Wayne; Harris, Dwayne (Children Family Films) Desist & Refrain Order 04/01/09
Harris, Karl Wayne, aka Harris, Carl; Harris, Wayne; Harris, Dwayne (Cinetech Films) Desist & Refrain Order 04/02/09
Harris, Kathy Administrative Action 05/15/14
Harris, Keith Desist & Refrain Order 01/29/07
Harris, Kevin Administrative Action 05/02/23
Harris, Marc Desist & Refrain Order 03/30/98
Harris, Scott A.;Allied Energy, Inc. Administrative Action
See Also Office of Administrative Law Decision – OAH No.: N2007120338 		05/23/17
Harris, Scott A. Administrative Action
See Also Office of Administrative Law Decision – OAH No.: N2007120338 		11/30/07
Harrison Asset Recovery, Inc Desist & Refrain Order 07/29/02
Harrison Young Holdings, Inc. Administrative Action 12/30/19
Harrison, Marc Rudolph Administrative Action 08/12/20
Harry Mortgage Co Administrative Action 12/06/07
Hart Luminous, Inc. Desist & Refrain Order; See also Aspen Grove Holding Desist & Refrain Order  09/07/06
Hart, Anthony;Hart Luminous, Inc. Luminous Wealth Management Desist & Refrain Order; See also Aspen Grove Holding Desist & Refrain Order 09/07/06
Hartz, Kenneth Administrative Action
See also NMLS Licensee Listing # 3295719		 12/17/21
Hart, Anthony;Aspen Grove Holdings, LLC DBA Urgent Healthcare America Desist & Refrain Order; See also Luminous Wealth Management Desist and Refrain Order  09/28/06
Hart, Anthony D. Desist & Refrain Order; See also Aspen Grove Holding Desist & Refrain Order 09/07/06
Hart, Anthony D.;Aspen Grove Holdings, LLC DBA Urgent Healthcare America Desist & Refrain Order; See also Luminous Wealth Management Desist and Refrain Order 09/28/06
Hart, Steven Administrative Action 02/17/22
Hart, Tom Desist & Refrain Order; See also Remington Financial Group 05/28/04
Hartford Financial Services, Inc Administrative Action
See also FSD Licensee Listing #4131280 		06/21/18
Hartford Financial Group, LLC Administrative Action 04/18/12
Hartford Funding, Inc Administrative Action 06/23/10
Hartford, Glen Administrative Action; see also Desist & Refrain Order 03/24/09
Hartley, David Alvin Desist & Refrain Order 04/16/12
Hartman, Jason Desist & Refrain Order 05/16/07
Hartman, Kent Administrative Action 05/01/09
Hartmann Financing Center Administrative Action 11/08/19
Harvest Capital Solution Administrative Action 11/26/12
Harvest Airprime, LLC Desist & Refrain Order 09/11/02
Harvest Income, LLC Desist & Refrain Order 10/01/07
Harvest Keeper, aka www.harvest-keeper.app Desist & Refrain Order 04/19/23
Harvey, Michael R. Desist & Refrain Order; See also Luminous Wealth Management Desist and Refrain Order 09/28/06
Harvey, Robert Thomas Desist & Refrain Order 09/11/02
Hardin, Jr., David Lee Administrative Action 01/16/19
Hashimoto, Christiano Desist & Refrain Order 01/03/05
Hasnain, Jawad aka Hasnain, Joe Desist & Refrain Order (see also Dickstein, Matt) 01/04/10
Hauser, Michael Desist & Refrain Order 06/20/08
Hauze, Mark Todd Desist & Refrain Order 11/29/05
Haven Escrow Administrative Order 06/05/09
Havens, Charles H. Desist & Refrain Order 09/18/14
Havens, Judith Helen Desist & Refrain Order 05/07/03
Havenor, Fei Mu Administrative Order 01/07/16
Havens, Judy Desist & Refrain Order 05/07/03
Hawatmeh, George Administrative Action 05/27/16
Hawatmeh, George T. Administrative Action
See also NMLS Licensee Listing # 1005201		 02/26/21
Hawkins, Lacy Desist & Refrain Order 07/11/12
Hawkins-Henry, Ava Jannette Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003100648 		09/10/04
Hawks, TD Desist & Refrain Order 07/23/07
Hawley, James Desist & Refrain Order 01/29/03
Hawn, Michael Desist & Refrain Order 02/27/04
Haworth, Anthony J. Administrative Action 11/07/07
Hawthorne Capital Corp Administrative Action 09/01/10
Hayashi Asset Management, Hayashi Syndication Holdings Stipulation to Desist & Refrain Order and Desist & Refrain Order 11/10/10
Hayashi, Kenneth Stipulation to Desist & Refrain Order and Desist & Refrain Order 11/10/10
Hayden Capital Management Administrative Action 03/21/06
Hayden, Kimberly Administrative Action
See also NMLS # 1256245		 12/22/21
Hayes and Associates Accountancy Corporation Administrative Action 06/17/13
Hayes, George A., III, dba Hayes Investment Management Administrative Action
See also Investment Adviser Firm Summary – CRD # 113350		 08/05/20
Hayes, Sullivan Colin Administrative Action 01/05/16
Haynes, Jan Earl Administrative Action 12/10/21
Haywood, Keisha Administrative Action
See also NMLS Licensee Listing # 979043		 04/18/22
HCC Franchise Corporation Administrative Action 11/05/21
HCCS, Inc. Desist & Refrain Order 11/22/02
HCI West, Inc Administrative Order 07/26/07
HD Funding Administrative Action 05/07/13
Health Care Reit Administrative Order 05/16/12
Health Maintenance Centers, Inc. Desist & Refrain Order 12/06/02
Health Perfect Imaging Unit Investment Trust Desist & Refrain Order *08/06/02
Health Perfect Imaging, Inc. Desist & Refrain Order *08/06/02
Healthcare Finance Partners, Corp. Administrative Action
See also CFL Licensee Listing # 60DBO-77799		 04/03/20
Healthfirst Financial, LLC Administrative Action
See also CFL Licensee Listing # 603K662		 04/03/20
Healthsource Chiropractic, Inc. Administrative Action 07/20/21
Healthy Life Diagnostic, Inc. Administrative Order 11/21/11
HealthWest, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2005020353 		07/16/04
Hearn and Associates Mortgage Company, RHL Home Loans Administrative Action 09/21/10
Heart Link Biomedical, Inc. Administrative Action 09/16/15
Heart Scan, LLC Civil Action 11/15/05
Heath and Associates, Inc. Desist & Refrain Order 03/30/98
Heath Partners Desist & Refrain Order 03/30/98
Heath, Daniel W. Desist & Refrain Order 03/30/98
Heaton, Jared Desist & Refrain Order 02/16/10
Heaven Investments; Heaven Investment Corporation; Heaven Investment Holding Corp; Desist & Refrain Order 02/03/10
Heaven’s Fall, LLC Desist & Refrain Order 06/08/05
Heckemeyer, Kevin Administrative Action
See also NMLS # 395719		 01/02/22
Hedgeport Associates LLC Administrative Action 01/08/19
Hedonova, LLC; Hedonova Research, LLC Administrative Action; Desist & Refrain Order 05/02/24
Heidemann, Deborah Desist & Refrain Order 11/15/10
Heil Financial Planning & Investment Services, Inc. Administrative Action
See also CRD # 141914		 01/17/24
Heit, Josip Desist & Refrain Order 11/16/23
Heitman Credit Acquisition I, LLC Administrative Action 12/30/19
Heitman Credit Acquisition II, LLC Administrative Action 12/30/19
Heitman Credit Acquisition VII, LLC Administrative Action 12/30/19
Hello Kitty Partners, LLC. Administrative Action 03/17/16
Hello Mortgage, Inc. Administrative Action
See also FSD listing #413-1241		 12/11/18
Helie, David F. Desist & Refrain Order, see also Cinamour Entertainment, LLC 03/24/09
Helios Quantative Research, LLC Administrative Action 04/27/20
Help Me Mortgage, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-80356		 04/03/20
HelpingLoans.com Administrative Action
See also FSD Licensee Listing #603G787		 04/06/18
Helsing, Mark Alan Administrative Action 10/28/08
Hemet Alert Systems, Inc. Desist & Refrain Order 12/28/06
Hemetescrowcompany.com Desist & Refrain Order 05/03/06
Hemetescrowinc.net Desist & Refrain Order 05/03/06
Henderson, Arthur AKA Art Henderson Desist & Refrain Order 08/04/14
Henningsen, James Burdette Desist & Refrain Order 05/25/05
Henrie, Gary R. Desist & Refrain Order 06/27/08
Hensen, Bill Administrative Order 05/12/10
Her, Kou Administrative Action 07/17/15
Heraty, Steve Bowling Civil Action (See CanAm Capital Corp) 02/11/09
Herbrand, Robert (Bob) Henry Desist & Refrain Order 09/18/03
Hercules Technology II, LP Administrative Action 03/24/11
HereUare, Inc. Desist & Refrain Order; see also Order Dismissing for ECity, Inc. 02/16/11
heritageb.com Desist & Refrain Order 11/28/11
Heritage Deposit Brokers Desist & Refrain Order 11/28/11
Heritage Financial Group Desist & Refrain Order 09/11/02
Heritage Oaks Bank Paso Robles, California Administrative Action 11/05/14
Heritage Funding Group, Inc. Desist & Refrain Order 06/05/07
Heritage Wealth Group Administrative Action 06/16/09
Herlin, Lenni; www.bitharvest.io; BitHarvest Ltd; Lee, Logan; Cerato, Jan Gregory Administrative Action 08/20/24
Herman, Jennifer Administrative Action 12/04/07
Hermitage Advisors, Ltd. Administrative Action
See also Investment Adviser Firm Summary – CRD # 127564; Investment Adviser Summary – CRD # 846987		 02/17/22
Herman, Susan A. Desist & Refrain Order 01/07/10
Hernandez, Carter Desist & Refrain Order 11/13/13
Hernandez, Elizabeth Desist & Refrain Order 08/24/07
Hernandez, Erlinda Administrative Order
See also Office of Administrative Law Decision – OAH No.: 2012070639		 07/06/12
Hernandez, Martha Administrative Action 07/06/11
Hernandez, Mercedes Desist & Refrain Order 02/11/13
Hernandez, Michael James Administrative Action
See also Licensee Listing NMLS #1613996		 07/26/19
Hernandez, Ronald Dean Desist & Refrain Order 11/02/05
Hermansen, John Desist & Refrain Order 09/15/17
Herred, William Norris; Shoreline Messaging Systems, Inc. Desist & Refrain Order 05/31/06
Herringbone Media, Inc Administrative Action
See also CFL # 60DBO-87025		 04/16/21
Herred, William Norris Administrative Action 11/13/15
Hester, Clarence A. Administrative Action 04/10/19
Hewitt, Karen Desist & Refrain Order 07/12/05
Hewitt, John T Administrative Action 08/15/22
HFA Management, LLC Administrative Action 06/13/05
HGS Financial Group, Inc. dba HGS Funding Administrative Action
See also CFL Licensee Listing #603G133 		09/22/16
Hi-Tech Energy, Inc. Desist & Refrain Order 08/23/13
Hickey, Richard Desist & Refrain Order 10/23/06
Hickey, Richard Desist & Refrain Order 05/02/07
Hickman, Terrell Ornett Administrative Action 05/03/10
Higgins and Arthur Escrow Company Administrative Order 05/16/08
Higgins, Daniel I. Desist & Refrain Order 12/24/02
Higgins, Doug Desist & Refrain Order 09/08/08
High Desert Desist & Refrain Order 01/04/06
High Maintenance Desist & Refrain Order; See also Office of Administrative Law Decision 01/04/06
High Performance Investment, LLC Desist & Refrain Order 05/12/10
High Rise Properties, Inc. Desist & Refrain Order 08/06/08
High Road Auto Finance, LLC Administrative Action See also CFL # 60DBO-125907 11/18/22
High Speed Cash Administrative Action 12/13/06
High Speed Lending, LLC Administrative Action 12/30/19
High, Michael Richard Steven Administrative Action 04/30/19
Higher Level Processing Inc. Administrative Action 07/08/21
Higher Education Servicing Corporation Administrative Action
See also NMLS Licensee Listing # 1646325		 09/04/19
Higher Education Loan Authority of the State of Missouri Administrative Action 04/24/24
Highland Capital Group, Inc. Desist & Refrain Order; Administrative Action 12/16/13
HighTechLending Inc. Administrative Action
See also FSD Licensee Listing #413-0937		 05/16/17
Hiland, Joseph Lewis Desist & Refrain Order 09/18/03
Hiland, Tyson Joseph Desist & Refrain Order 09/18/03
Hill, Barry Bauer Administrative Action 12/21/10
Hill, Jeffrey aka Santulan, Jeffrey; Safeguard Metals, LLC Civil Action 02/01/22
Hill, Rayna Administrative Action 11/14/06
Hill, William J. Desist & Refrain Order 12/03/07
Hillbilly Oil #1, LLP Desist & Refrain Order 11/28/07
Hillman, Martin Desist & Refrain Order 04/30/08
Hills Bancorporation Administrative Action 03/07/17
Hilltop Financial Mortgage Administrative Action 02/27/08
Hinds, Charlie Administrative Action 01/21/09
Hindsco, Inc. Administrative Action 01/21/09
Hinton, Glenn F. Administrative Action, see also Acevedo, Dawn 04/16/12
Hing, Lavonne D Desist & Refrain Order 05/26/04
Hinson III, Thomas Administrative Action
See Also FSD Licensee Listing #963-1894		 08/28/14
Hiralal, Yogesh Desist & Refrain Order 06/02/05
Hirokawa, Mark Civil Action 10/18/07
Hitchcock, Paul Gerard Administrative Action
See also Office of Administrative Law Decision – OAH No. 2014090283 		08/14/14
Hivoral, Vance Administrative Action
See also NMLS # 869345		 01/02/22
HK Lending LLC Administrative Action 04/03/19
HL Leasing, Inc. Desist & Refrain Order 06/18/09
Hlinka, Chris Administrative Action
See also NMLS # 906745		 01/02/22
HMI Inc. Desist & Refrain Order 03/30/98
HMI Income Fund L.P. Desist & Refrain Order 03/30/98
Ho, Stanley Kwok Desist & Refrain Order 12/26/07
HOA Credit Corporation Administrative Action 06/08/17
Hockenbery, Sandra aka Sandy Desist & Refrain Order 10/25/13
Hodge American Bank; https://hodgeamericanonline.com/; https://hodgeamerica.com/; https://hodgegroups.com/ Administrative Action 07/03/23
Hodge, Larry Administrative Order 05/01/07
Hodlin, Matthew Administrative Active
See also NMLS Licensee Listing #339382		 10/19/16
Hofelter, Rex Desist & Refrain Order 03/05/15
Hoffman Investments Incorporated Administrative Action 09/21/10
Hofreiter, Adrienne Desist & Refrain Order 03/10/10
Hofreiter Escrow Desist & Refrain Order 03/10/10
Hofreiter, Larry Desist & Refrain Order 03/10/10
Hogarty, William Richard Administrative Action
See also NMLS # 323371		 04/07/17
Holdridge, Garrett Civil Action 04/16/08
Holdyourcar.com Desist & Refrain Order 01/05/06
Holliday GP Corp. Administrative Action
See also CFL Licensee Listing #’s 60DBO-84655, 60DBO-88542, 60DBO-88543, 60DBO-88544, 60DBO-88545, 60DBO-88546 and 60DBO-88547 		 04/03/20
Holiday Rx, Inc. Administrative Order 01/26/16
Holland, Steve Desist & Refrain Order 01/28/08
Hollander Financial Holding, Inc. Administrative Order 11/21/11
Hollins, Leonard Leandrew Desist & Refrain Order 10/07/13
Holliday, Terrance T. Administrative Order 01/26/16
Hollowell, Ken. M. Desist & Refrain Order 03/20/08
Holloway, Jame Jay Administrative Action
See also NMLS Licensee Listing # 1267062 		12/21/17
Hollywood Check Cashing Desist & Refrain Order
See also FSD Licensee Listing #100-4613		 06/05/15
Holquin, Nick Desist & Refrain Order 02/03/09
Holt of California Administrative Action
See also CFL # 60DBO-140536		 12/29/23
Holt, Anna aka Holt, Anna M. Desist & Refrain Order 08/09/16
Holt, Michael G. Administrative Order 10/28/14
Hom, Peter Administrative Action 08/05/16
Home 101 On Line Desist &Refrain Order 02/20/08
Home America Lending Corp. Administrative Action
See also FSD Licensee Listing #4131265		 04/25/19
HomeBridge Administrative Action FSD #413 0749, #603-I908 07/09/13
HomeBridge Financial Services, Inc. Administrative Action FSD #413 0749, #603-I908 07/09/13
Home Bay Financial Inc. Administrative Action
See also CFL #’s 60DBO-132619, 60DBO-132735, 60DBO-123047		 04/19/22
Home Buyer Funding Administrative Action 02/19/08
Home Escrow Company, Inc. Administrative Action 07/20/10
Home In One Administrative Action 11/03/10
Home Loans Capital Holdings, LLC Administrative Action 12/06/07
Home Loan Enterprise Administrative Order 05/28/19
Home Loan Funding Administrative Order 12/08/08
Home Loans America (North Horn Financial, Inc., dba) Administrative Action 05/01/09
Home Loans, Etc Administrative Action 12/06/07
Home Matters USA; Home Matters USA Consulting Administrative Action 09/12/22
Home Mortgage Alliance Corporation (HMAC) Administrative Action
See also FSD Licensee Listing # 603L284		 04/03/19
Home Mortgage Center (Home Lenders Mortgage Inc., dba) Administrative Action 05/01/09
Home Mortgage Lending Corporation Administrative Action
See also CFL # 60DBO-102323		 12/29/23
Home Mortgage Services Administrative Action 08/18/10
Home Pad Lending, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-119169		 04/19/22
Home Quest Financial Administrative Action 05/12/10
Home Savings Mortgage Administrative Action 08/02/07
Home Security Mortgage Corporation Administrative Order 12/01/06
Home Staging Financial, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-79007		 04/03/20
Home Star Mortgage Administrative Action 05/27/10
Home Title of America Administration Action 04/24/15
Home Video Franchise Corporation dba Home Video Studio Desist & Refrain Order 05/18/12
Home123 Corporation Administrative Action; see also New Century Mortgage Corporation 03/16/07
Homebridge Mortgage Bankers Corp Administrative Order 12/08/08
Homefield Financial, Inc. Administrative Order 09/24/07
HomeLoan Advisors.com Administrative Order 09/30/08
Homeowners Club, Corp Administrative Action 05/12/10
Homeowners Financial Group USA, LLC Administrative Action; See also CFL #’s 60DBO-92877 and 60DBO-80189 04/03/19
Homeplus Corporation Administrative Action
See also CFL Licensee Listing # 60DBO-93592		 04/03/20
Homeservices Lending, LLC Administrative Action
See also FSD Licensee Listing #4131146		 04/08/19
Homespire Mortgage Corporation Administrative Action
See also CFL Licensee Listing # 60DBO-87134		 04/03/20
Hometown Lenders, Inc.
 Administrative Action
See also CRMLA Licensee Listing # 41DBO-60614		 10/30/23
Hometown Lending Administrative Action 12/13/12
HomeTown Loans and Realty Corporation Administrative Action
See also CFL # 60DBO-83967 		 04/16/21
Homeward Bound LLC Administrative Action 07/30/18
Homeward Residential, Inc. Administrative Action
See also FSD Licensee Listing #4130949 		06/26/18
Homeward Solutions Administrative Action 09/09/03
Homewell Franchising, Inc. Administrative Action 01/10/24
Honey Mae, Inc Administrative Order 12/06/07
HoneyBee Financial Wellness Administrative Action 03/15/21
Hong, Jo Yoon. Administrative Action 05/12/16
Honour, John H. aka Jack Honour Desist & Refrain Order 08/26/14
Homies Cinnamon Rolls, Inc., Homies Cinnamon Rolls Place Desist & Refrain Order 10/12/04
Hood, David Administrative Action
See also NMLS Licensee Listing # 857558		 12/24/21
Hopping, Ronald Administrative Action 11/13/15
Hoptar, Davidl Administrative Action 07/27/05
Horizon Companies, LLC aka Horizon Financial LLC Desist & Refrain Order 12/30/08
Horizon Financial Services, Inc. Desist & Refrain Order 03/24/09
Horizon Opportunities LLC Administrative Action 07/29/14
Horizon Property Holdings, LLC Desist & Refrain Order 08/11/08
Horler, Kristen Desist & Refrain Order 06/02/05
Horler, Mark Desist & Refrain Order 06/02/05
Hormell, Rod Scott Administrative Action 04/23/14
Horowitz, Cohen & Associates Administrative Action 03/02/23
Horn, Fred Administrative Action 04/11/23
Hornbacher, Darrell Desist & Refrain Order 11/05/15
Horwitz, Bruce Desist & Refrain Order 08/11/11
Hosta, Geoffrey M., M.D. Desist & Refrain Order 01/24/06
Hostetler, Robert Administrative Action
See also NMLS Licensee Listing # 381769		 01/03/22
Hostia, Edward J., dba Universal Lending Corporation Desist & Refrain Order 02/27/14
Hot Lava Flow, Inc. Desist & Refrain Order 05/16/08
Hotel Management, Inc. Desist & Refrain Order 03/30/98
Houghton, Richard Civil Action 06/24/02
Hound Mounds, Inc. Administrative Action 06/25/12
House of Trix, LLC Administrative Action 02/21/23
Household Commercial of California, Inc Administrative Action 05/01/09
Housser, Andrew Administrative Action 05/29/08
Howard, David E., Aka, Howard, David, aka Howard, Dave Desist & Refrain Order 03/28/11
Howard II, William S. Administrative Action 09/13/10
Hoyt, Martin B. Desist & Refrain Order; Citations; Order Voiding Deferred Deposit Transactions 10/31/07
HP Mortgage, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-90313		 04/03/20
HPS International, Inc. Desist & Refrain Order 12/30/02
HRBC, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-131845		 04/19/22
Hsu, Norman Desist & Refrain Order 10/03/07
Hsu, Wei-Hsiang Administrative Action 10/26/21
http://247fundinggroup.com.ng/ Administrative Action 09/06/23
http://airwavz.net Desist & Refrain Order 12/08/06
http://careliefgrants.org Administrative Action 03/12/21
http://directgreeninvestments.com Desist & Refrain Order; Situation to Desist and Refrain Order 10/06/09
http://isncoinsreview.com Administrative Action 08/17/20
https://fnmunc.com; https://1stnmb-online.com Administrative Action 07/13/21
https://fwslending.com Administrative Action 12/17/19
https://gratiaventures.com Administrative Action 06/17/22
https://midas.investments Administrative action 04/06/23
http://getspinx.com Administrative Action 02/14/18
http://myportal.oiloptionshotline.com Desist & Refrain Order 07/21/16
http://myportal.goldoptionshotline.com Desist & Refrain Order 07/21/16
https://westfieldlgroup.com Administrative Action 06/11/24
https://www.m-financialgroup.com; M-Financial Group Desist & Refrain Order 01/05/22
https://www.onlinecommissionarylosangelescountyjail.com Administrative Action 08/19/22
http://norstarcash.com Desist & Refrain Order 02/27/09
http://tuliploan.com Administrative Action 08/07/20
http://voyager-financial.com Desist & Refrain Order 11/17/14
http://www.itscorp.us Desist & Refrain Order; Situation to Desist and Refrain Order 10/06/09
https://cre-finance.com/ Administrative Action 02/22/24
https://Biggest-cash.com Desist & Refrain Order 03/03/09
https://easychoicewireless.com Administrative Action 05/01/23
https://signixfinservices.com/index.php; Signix Fin Services Desist & Refrain Order 07/31/23
Hu, Grace Administrative Action 08/07/02
Hua, Michael Administrative Action
See also NMLS Licensee Listing # 235192		 12/15/21
Huang, Qing Song Administrative Action
See also CFL Licensee Listing # 60DBO-45016		 04/19/22
Hubbard, Joseph Barnett Administrative Action
See also Office of Administrative of Law Decision – OAH No.: L2008030198 		12/28/07
Hubbard, Marc Desist & Refrain Order 09/26/06
Hubers, Myles Administrative Action
See also NMLS Licensee Listing # 255042		 04/18/22
Hutchison, Lewis Robert “Kip” Desist & Refrain Order 05/03/11
Hudson Golland Corporation Desist & Refrain Order 08/06/07
Hudgens, Randall E. Administrative Action 03/29/23
Hudson, Kevin Desist & Refrain Order 12/20/12
Huebner, Richard C. Administrative Action 05/14/18
Huffman, David Desist & Refrain Order 05/09/11
Hughes, Clyde Administrative Action 05/25/05
Hughes, DeAndre Dewayne Administrative Action
See also Office of Administrative Law Decision – OAH No. 2014110503 		10/22/14
Hughes, Gwendolyn Desist & Refrain Order 03/08/05
Hugues, Nicole Marie Administrative Action 03/15/22
Hull, Jerry S. Desist & Refrain Order 02/17/15
Hulthage Family Office dba Ingemar Alan Evert Hulthage Administrative Action
See also Investment Adviser Firm Summary – CRD # 149566		 09/08/22
Hull, Mark Harold Administrative Action 07/28/05
HUMA Capital Management LLC Administrative Action
See also CFL Licensee Listing # 60DBO-77904		 04/03/19
Humak, Robert J. Desist & Refrain Order 07/03/07
Home N Commercial Loans Administrative Action
See also CFL # 60DBO-141508		 05/03/23
Humboldt High Grade, LLC Administrative Action
See also CFL # 60DBO-119285		 05/03/23
Hummingbird Funding Services Administrative Action 04/03/19
Hundley, Lawrence B. Administrative Action
See also CRD #’s 322691 and 706327		 11/17/23
Hundley, Timothy Clarence Desist & Refrain Order 09/25/12
Hunt, Tom Desist & Refrain Order 03/15/05
Hunter, Eric Nathaniel Administrative Action
See also Investment Adviser Firm Summary – CRD # 153000		 09/08/22
Hunter, F.G. Desist & Refrain Order 07/10/12
Hunter Financial Group, LLC Administrative Order 12/08/08
Hurlbut, Timothy Administrative Action
See also NMLS Licensee Listing #801846		 10/24/14
Hurley, David G Desist & Refrain Order *05/30/03
Hurley, Jr. Robert R Administrative Action Also see NMLS #343476 04/24/15
Hurtado, Jake Desist & Refrain Order 09/01/11
Huskhawk Marketing Group Desist & Refrain Order 06/27/08
Husse dba Trademark INT PTT AB, and Eliasson, Tim Blorck Administrative Action 02/21/20
Hurst Financial Corporation Administrative Action 07/18/08
Hutchens, Randall Craig Desist & Refrain Order 08/06/14
Hutchison, Bruce aka Hutchinson, Bruce Desist & Refrain Order 05/05/09
Hutchins, Jayme Renee Administrative Action
See also NMLS # 2098064		 06/03/22
Huynh, Duy; Const LLC dba MyConstant, Constant, and ConstantP2P; Chu, Zon Administrative Action 12/21/22
Huynh, Rick Administrative Action
See also CFL # 60DBO-170949 		 03/26/24
Huyser, Randall Steven dba Full Compass Investment Advisors Administrative Action 09/07/17
Hw Wealth Management, Inc. Administrative Action 05/04/23
Hwang, Guy Hong Administrative Action
See also FSD Licensee Listing #1003843		 05/04/17
HYC, Inc. Desist & Refrain Order 01/05/06
Hydrocarb X3, LLC Desist & Refrain Order 07/09/13
Hypotec Inc. Administrative Action
See also CFL Licensee Listing ## 603D475		 04/03/20

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Last updated: Aug 22, 2024 @ 12:46 pm