Actions, Order and Administrative Hearing Decisions: T

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Subject Order Issued Date Issued
T3 CBM Development Administrative Action
See Also Office of Administrative Law Decision – OAH No. N2007120338 		11/30/07
T & T Financial Services Administrative Action 12/13/06
T Rock, Inc. Administrative Action 04/23/21
T.D. Associates Desist & Refrain Order 07/23/07
T.B. Franchising Systems, Inc. dba True Blue Administrative Action 07/20/21
T.I.A. Escrow, Inc. Administrative Action 11/09/11
Tabb, Gary I. Desist & Refrain Order 06/05/02
Tabb, Harvey P. Desist & Refrain Order 06/05/02
Tacoma Capital, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-86746		 12/16/22
Tactical Value Spn-California Levered L.P. Administrative Action 12/30/19
Tactical Value Spn-California Unlevered L.P. Administrative Action 12/30/19
Tailored Funding LLC Administrative Action
See also CFL Licensee Listing # 60DBO-124282		 04/19/22
Taitt, Kenneth Craig Administrative Action
See also CFL Licensee Listing # 60DBO-97913		 04/03/20
TAK Consulting LLC Administrative Action 05/15/14
Takaishi, Yuki Desist & Refrain Order 12/09/04
Talia, Robin Administrative Action
See also NMLS licensee listing # 156125 		03/09/17
Talin, Michael Jeffrey Administrative Action 04/24/16
Tall Grass Finance, and Sierra Financial, LLC, dba Sierra Financial, and Sierra Lending, and Iggy Loans,and Arrow One, LLC Administrative Action 05/14/20
Talsania, Jinesh d.b.a. Money Mall Pomona Administrative Action
See also FSD Licensee Listing #100-3162		 07/15/15
Talsania, Jinesh
See also Talsania, Jinesh d.b.a. Money Mall Pomona		 Administrative Action
See also FSD Licensee Listing #603-H128 and #603-I623 		05/23/17
Talos Special Opportunities LLC Administrative Action 03/18/11
Tam Lending Center Inc. Administrative Action
See also CRMLA Licensee Listing # 41DBO-103317		 06/21/23
Tamalpa Investment Company Desist & Refrain Order 03/08/05
Tan, Charlie Administrative Action
See also NMLS Licensee Listing  # 1516748		 01/14/20
Tanaka, Teddy or Ted aka Chinen, Theodore T. Desist & Refrain Order 07/27/07
Tandem Investment Group, LLC Desist & Refrain Order 02/17/11
Tandem Mortgage Inc.
 Administrative Action
See also CFL Licensee Listing # 60DBO-36391 		 04/03/20
Tannenbaum, Gregory Administrative Action
See also Office of Administrative Law Decision – OAH  No. L-2002050206 		 11/12/02
TAP Management, Inc. Desist & Refrain Order 08/22/14
Tapia, Vicente aka Tapia, Vincent Administrative Action 10/02/17
Tapville Franchising Inc. dba Tapville Social Administrative Action 11/19/21
Targa Escrow Desist & Refrain Order 10/14/08
Target Equity, LLC Administrative Action 02/04/19
Target Oil & Gas Desist & Refrain Order 05/30/08
Tate. Christopher A. Desist & Refrain Order 04/26/10
Tatman, Jan Frank Administrative Action 11/02/20
Tatz, Cory Desist & Refrain Order 04/01/09
Taunton, Georgianne Desist & Refrain Order 03/13/06
Tavarez, Ginger Bernice Administrative Action
See also NMLS Licensee Listing # 339063		 04/11/22
Tavdi, Alex Desist & Refrain Order 04/15/11
Tawasha, Ziyad N. Desist & Refrain Order 11/02/06
Taylor, Bean & Whitaker Mortgage Corporation Administrative Action 09/30/10
Taylor, Brandon Administrative Action
See also Office of Administrative Law Decision – OAH No. N2006020680 		01/19/06
Taylor, Bryan Desist & Refrain Order 02/19/14
Taylor, Hoyt Desist & Refrain Order 03/13/06
Taylor, Jack Desist & Refrain Order 03/13/06
Taylor, Jason Administrative Action 01/19/21
Taylor, John Desist & Refrain Order 01/28/11
Taylor, Julianne L. Desist & Refrain Order 08/13/13
TBI Mortgage Company Administrative Orders 06/18/08
TBTI, Inc. Administrative Action 02/11/16
TC Debt Opportunities, LLC Administrative Action 07/30/19
TC Enterprises, LLC Desist & Refrain Order 07/28/04
TC Rebate Services, Inc. Administrative Action 01/03/07
TCA Stock Club Civil Action 03/26/03
TCG BDC, Inc. Administrative Action
See also CFL Licensee Listing # 603K911 		 11/17/20
TCG BDC II, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-79934;		 04/16/21
TCG BDC SPV LLC Administrative Action
See also CFL Licensee Listing # 603K910 		 11/19/20
TCM CRE Credit Fund TRS LLC Administrative Action
See also CFL Licensee Listing # 60DBO-70877		 04/03/20
TCM DV IX Silver-Discover Portfolio Desist & Refrain Order 07/25/06
TFA Franchises LLC dba The Financial Architects Administrative Action 11/02/21
Tchorzewski, Ronald J. Administrative Action 09/06/17
TD Ameritrade, Inc. Administrative Action 12/08/09
TD Financial Group LLC  Administrative Action 03/18/11
TDF Financial Services, Inc. Administrative Action
See also FSD licensee listing #603E036 		07/30/18
Tea O’LA, Inc. aka Tea O’ LA Administrative Action 10/03/22
Teacher Retirement Specialists Civil Action 02/25/14
Team Escrow, Inc. Administrative Action
See also Escrow # 9631721 		 07/13/21
Teamlogic, Inc. Consent Order 01/11/24
Team Ministry Group Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle 10/22/09
Teamstar, Inc. Administrative Action 05/01/09
Teaspoon Franchising, Inc. dba Teaspoon Administrative Action 10/19/23
TechHarvest Group, LLC Desist & Refrain Order 09/11/02
Technology Communications Management, LLC Desist & Refrain Order 07/25/06
TechnoVision Management, LLC. Administrative Action 10/26/17
Teddy Tanaka Associates, Inc. Desist & Refrain Order 07/27/07
Teece, Anthony Administrative Action 03/05/19
Teffeteller, Randall Desist & Refrain Order 08/29/07
Tehrani, Marziyeh Shirin Desist & Refrain Order 04/16/03
Tejeda, Francisco Administrative Order 04/15/09
Tejeda, Valentina Administrative Order 04/15/09
Tehrani, Marziyeh Vaez Desist & Refrain Order 04/16/03
Telecom Action Entertainment Desist & Refrain Order 04/16/03
Telecom Entertainment Desist & Refrain Order 04/16/03
TelexFree, Inc. Desist & Refrain Order 08/06/15
TEM (Texas Energy Mutual, LLC) Desist & Refrain 08/31/16
Temecula Valley Processing Administrative Action
See also CFL Licensee Listing # 60DBO-74002		 05/03/23
Tempest Financial Services, Inc. Administrative Action 01/16/13
Temple View Capital Funding, LP Administrative Action
See also CFL Licensee Listing # 60DBO-73498		 04/19/22
Tennenbaum, Adam Desist & Refrain Order 05/24/12
Ter-Martirosyan, Vahe Administrative Action 01/12/21
Terceman, Margrit Desist & Refrain Order 03/29/10
Terlaak, Michael Desist & Refrain Order 06/14/02
Terlizzi, Socorro Desist & Refrain Order 08/05/09
Terra Vista Financial Planners Administrative Action
See also Office of Administrative Law Decision OAH No. L2007070296		 04/19/07
Terrell, Stacy Desist & Refrain Order 05/05/06
Tessier, James E. Desist & Refrain Order 01/04/06
Texas Allied Petroleum, Inc. Desist & Refrain Order 08/22/14
Texas Energy Mutual, LLC (TEM) Desist & Refrain 08/31/16
Texas Star Insurance Agency & Mortgage, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-79820 		 09/22/20
Thalheimer, Edward S. Desist & Refrain Order 06/28/02
The Appalachian Drilling Fund II, LLP Administrative Action and Desist and Refrain Order 02/09/11
The Asset Management Group Administrative Action 12/12/18
The Barclay & Nodingham Company; The Barclay & Nodingham Company, Inc.; Barclay & Nodingham, Inc. Desist & Refrain Order , See also The Furlough Group 04/27/09
The Broker Forum, Inc. Administrative Action 07/17/19
The Cash Line, LLC. dba www.onlineadvance.com and Online Advance See also 247 Green Street Administrative Action 03/22/13
The Cafe Administrative Order 04/21/16
The Central Valley Fund II, LP Administrative Action
See also CFL Licensee Listing # 6073474		 04/19/22
The Closing Company – Escrow Service Administrative Action 04/15/15
The Coffee Franchise, Inc. Administrative Action 04/04/24
The Credit Junction Holdings, Inc. Administrative Action 12/30/19
The Crossfire Financial Network, Inc. Administrative Action 12/13/12
The Diamond Desk aka The Diamond Desk Corporation; The Diamond Market, LLC. Administrative Action 09/24/20
The Donna Price Team, LLC Administrative Action 08/09/18
The Dratel Group, Inc. Administrative Action 05/18/15
The Edge Desist & Refrain Order 10/29/14
The E-Tail Network Inc. Administrative Action 07/17/19
The Edge Financial Group, LLC Desist & Refrain Order 10/29/14
The Equity Network.com DBA Admiral Lending, LLC Administrative Action 05/01/09
The Escrow Boss Administrative Action 05/29/23
The Escrow Cheque Corp Administrative Action
See also FSD licensee listing #9631100		 07/27/17
The Escrow Company Administrative Order 02/10/09
The Escrow Forum Administrative Action
See also FSD Licensee Listing #963-1110		 12/18/14
The Escrow People Administrative Action 07/08/09
The Financial Catcher, LLC. Administrative Action 10/12/16
The Four Percent Solution, LLC Administrative Action 03/25/19
The Franchise Builders Desist & Refrain Order 08/31/16
The Galileo Commercial Property Owners Association, Inc. Administrative Action 05/14/18
The Good Health Group, LLC Desist & Refrain Order 03/19/14
The Garrett Group dba TGG Management Company Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 145451		 09/08/22
The Hamilton Group (Delaware), Inc. Administrative Action 12/30/19
The Heritage Escrow Company Administrative Action
See also ESC Licensee Listing # 9631053 		 08/14/20
The Home and Commercial Loans Company, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-79435		 04/03/20
The Home Lending Group, LLC Administrative Action
See also CFL Licensee Listing # 603J142		 04/03/20
The Home Loan Expert, LLC Administrative Action
See also CRMLA Licensee Listing # 41DBO-91489		 06/21/23
The Hometeam Inspection Service, Inc. dba The Hometeam Inspection Service Administrative Action 05/27/22
The Logan Group Securities Administrative Action
See also Investment Adviser Firm Summary – CRD # 40259,  CRD # 2052765		 03/14/23
The Jesschex Corporation Citation and Desist & Refrain Order 05/23/06
The League Inc, a Nevada corporation Civil Action 12/26/06
The League Company Inc, a Nevada corporation Civil Action 12/26/06
The League Company Inc, a California corporation Civil Action 12/26/06
The League Company Inc, a California corporation Civil Action 12/26/06
The Legacy Fund, LLC. Civil Action 07/28/08
The Lending Center Administrative Order 02/19/08
The Leasing Experts, Inc. Administrative Action 08/22/18
The Lending Company, Inc. Administrative Order 01/06/16
The Lending Partners, LLC. dba Greenpath Lending, LLC. Administrative Action
See also FSD licensee listing #4131010 		10/23/17
The M12 Project, LLC Administrative Action
See also CRD # 290730		 01/17/24
The Medwell Group, Inc. Desist & Refrain Order 06/16/08
The Mercer Group, Inc. Desist & Refrain Order 10/07/08
The Money Company Administrative Action
See also FSD Licensee Listing #607-3336		 05/01/09
The Money Store Administrative Action
See also FSD licensee listing #413-0715		 06/03/16
The New York Network, Inc. Desist & Refrain Order 07/21/08
The Netherland Tea Company Ltd. Administrative Action 11/06/15
The PACE Program Of California
 Administrative Action 03/30/21
The Pennington Alexander Group, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2010090547		 04/27/10
The REST Group Desist & Refrain Order 08/06/08
The Senior’s Choice, Inc. Administrative Action 11/30/06
The Settlement Source Escrow Administrative Action
See also Escrow # 963-2562		 08/02/11
The Social Equity Group, Inc. Administrative Order 10/03/14
The States Financial Group Administrative Action 06/11/20
The Stonehill Group, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-48667		 04/03/20
The Story of Charlie “Lucky” Luciano Desist & Refrain Order 03/25/08
The Turnkey Foundation Inc. Administrative Action; See also CFL licensee listing #60DBO-43870 04/03/19
The Tyburn Group, Inc. Desist & Refrain Order 09/28/15
The VIP Loan Shop Administrative Order 07/12/13
The Wee Chippy Franchise System, LLC Administrative Action 02/03/22
The Yellow Chilli dba SK Restaurants PVT. Ltd. Administrative Action 05/07/20
TheBestRefi, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-95400		 04/03/20
There For Hope, LLC Desist & Refrain Order,
See also Cinamour Entertainment, LLC (PDF) and Red Water Film LLC (PDF)		 03/14/11
Theron Jackson, Inc. Administrative Order 02/02/11
Thirsty Horses Group, Inc. Administrative Action
See also CRD # 142787		 01/17/23
Thirteen Thirty-Two, Inc. Desist & Refrain Order 12/10/08
Thomas Pike Investment Corporation Desist & Refrain Order 04/07/08
Thomas, Barbara Desist and Refrain Order 11/06/15
Thomas, David Meade Administrative Action
See also NMLS licensee listing #287488		 12/01/10
Thomas, Douglas J. Desist & Refrain Order 10/21/08
Thomas, John F. Administrative Action 09/21/20
Thomas,John Administrative Action 11/08/19
Thomas, Les Desist & Refrain Order 02/06/02
Thomas, Michael Desist & Refrain Order 06/03/08
Thomas, Patrick A. Desist & Refrain Order 12/24/02
Thomas Spaeth/Richard Fisher Desist & Refrain Order 07/11/08
Thomas, Stacey Desist & Refrain Order 02/06/02
Thomas, Wallace E. aka Thomas, Wally (PDF) Civil Action 01/04/06
Thompson, Brett Antonio Desist & Refrain Order 11/05/15
Thompson, David Desist & Refrain Order 05/28/15
Thompson, Deborah J. Administrative Order
See also FSD Licensee Listing #963-2347		 02/09/15
Thompson, Bob Desist & Refrain Order 03/13/06
Thompson, Heather Lynn Administrative Action 09/01/17
Thompson, Michael Irwin Administrative Action 09/01/17
Thompson, Ryan Administrative Action 01/12/21
Thompson, Stephen M. Administrative Action and Desist 02/09/11
Thompson, Stephen Desist & Refrain Order 08/28/12
Thompson, Steven G. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009061109 		02/18/09
Thornburg Mortgage Home Loans, Inc. Administrative Action 09/05/11
Thornhill, James Desist & Refrain Order 04/03/06
Thornton Capital Advisors, Inc. Administrative Action 07/27/05
Thornton & Co. Real Estate Brokerage Desist & Refrain Order 10/19/07
Thorpe, Catherine Desist & Refrain Order;
See rescinding order for Catherine Thorpe		 05/20/04
Thorofare Asset Based Lending Fund III, L.P. Administrative Order 12/30/19
Three Arch Capital, Inc. Administrative Order 04/27/16
Three Lamb Investments International LTD Administrative Action 06/10/20
Thunder Carrier Services, LLC
 Administrative Action
See also CFL Licensee Listing # 60DBO-96577		 05/03/23
Thurber, Michael G. Desist & Refrain Order 11/28/07
Threshhold Corporation Desist & Refrain Order 12/29/10
Thrifty Check Cashing Administrative Action 09/24/08
Thrive Financial Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-99060		 12/30/19
Tiara Enterprises LLC Administrative Action 09/04/18
Tiburon Research Group, Inc. Administrative Action 05/09/18
Tidewater Finance Company Administrative Action
See also FSD licensee listing #6073542 		07/14/17
Tier 1 Mortgage Group, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-62505		 04/03/20
Tierney, Christopher Heed Desist & Refrain Order 05/14/07
Tiger Leasing, LLC Administrative Action
See also CFL Licensee Listing # 603F650		 08/13/20
TIGS Enterprises, LLC. dba Cash Plus Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009050040 		02/19/09
Tikotin, Barry Administrative Action 05/14/12
Tim Carter Services, Inc. Administrative Action 05/12/10
Timario, Dennis Desist & Refrain Order 08/20/07
Time Lenders Administrative Action
See also FSD licensee listing #603-A489		 01/09/17
Time Series Solutions, Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 158967		 09/08/22
Timeline Investment Group LLC Administrative Action 12/18/20
Timpe, Dennis Desist & Refrain Order 07/23/07
TIOR Capital, LLC Civil Action 01/17/14
Tip Top Cash; tiptopcash.net; Desist & Refrain Order 09/16/09
Titan Commercial Lending, L.L.C. Administrative Action 05/12/10
Titan Financial Administrative Order 11/21/11
Titan Funding, LLC Administrative Action 08/03/18
Titan Home Loans (CSW Financial, Inc, dba) Administrative Action 05/09/11
Titan Securities, LLC Desist & Refrain Order 03/27/03
Titan Spark Plug Co., Inc. Desist & Refrain Order 06/20/06
Titan Spark Plug Company Desist & Refrain Order 06/20/06
Titan Spark Plug Company, Inc. Desist & Refrain Order 06/01/06
Title 11 Funding of California, Inc. Administrative Action 05/07/13
Title Loan Warehouse, Inc. Administrative Action 05/12/10
TitleMax of California, Inc. Administrative Action
See also FSD licensee listing #603K014		 12/07/18
Titus Funding Administrative Action
See also CFL Licensee Listing # 603G688		 04/03/20
Tkalec, Helen Civil Action 02/01/05
TJC Mortgage, Inc. Administrative Action 04/04/19
TL Factoring Broker Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-101077		 04/16/21
TLA Bancorp, Inc.; The Lending Answer; and Costabile, Thomas
 Administrative Action
See also CFL Licensee Listing # 60DBO-87635; NMLS # 1727092		 04/03/20
TLC Desist & Refrain Order,
Citations, & Order Voiding Deferred Deposit Transactions		 06/27/07
TM Murphy Investment Management, Inc. Administrative Action 01/08/04
TMC Community Capital Administrative Action
See also CFL Licensee Listing # 60DBO-98589		 04/03/20
TMC of Colorado Mortgage, Inc. Administrative Action 01/01/14
TMGB, Inc. Administrative Action 12/13/12
Tmte, Inc., Tower Equity, LLC Administrative Action 09/22/20
TNT Escrow, Inc. Administrative Action 05/22/09
To The Point, Inc. Administrative Action 10/10/16
Today Lending LLC Administrative Action
See also CFL Licensee Listing # 603K182		 03/07/23
Tobin, James Todd Desist & Refrain Order 07/18/14
Tochtermann, Michel Desist & Refrain Order 06/07/04
Tokenswap.net Administrative Action 10/17/22
Tokyo Century (USA) Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-35921		 12/19/19
Tomera, Vincent Desist & Refrain Order (Corp. Code) 05/27/11
Tom N Toms Franchise, LLC. Administrative Action 05/12/16
Tomassian, Raffi Administrative Action
See also NMLS Licensee Listing # 488451		 12/21/21
TOFTT Equity Group, LLC. Administrative Action 03/29/16
Tomera, Vincent;Pacific Equity and Capital, Inc.; Pacific Equity and Capital;Pacific Eq Desist & Refrain Order (Fin. Code) 05/27/11
Tomii Franchising, Inc. Administrative Action 06/17/15
Tominna, Celina Administrative Action
See also NMLS licensee listing # 249231		 12/09/21
Tominna, Omar Administrative Action
See also NMLS licensee listing # 823632		 12/21/21
Tompkins, Jr., Gifford Leon dba The Tides Group Administrative Action
See also Investment Adviser Firm Summary CRD # 310110		 11/06/20
Toney, Kenola Administrative Action 07/28/09
Toney, Tilana J Administrative Action
See also Escrow Licensee Listing # 96DBO-89529		 01/11/21
Tongi Tupe LLC Administrative Action 09/19/23
Toomey, David E. Administrative Action 09/06/17
Top Escrow, Inc. Administrative Action 09/12/07
Top Flite Financial, Inc. Administrative Action
See also FSD Licensee Listing #4131104		 09/08/17
Top Global Capital, Inc. Desist & Refrain Order 04/16/14
Top Mortgage LLC Administrative Action
See also CFL Licensee Listing # 60DBO-129179		 05/03/23
Transparent Lending, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-145249		 05/03/23
Topanga Check Cashing Administrative Action 11/30/07
Topline Escrow Services Administrative Action 05/16/08
Topperwien, Christian Administrative Action 09/21/18
Tops Industry Administrative Action 12/04/07
Tops Super Foods Administrative Action 12/04/07
Topsail Escrow, LLC Administrative Action 10/17/11
Topz Franchising, Inc. Administrative Action 10/28/08
Troncale, Mark
 Administrative Action 09/29/22
Tornstrom, Todd W. Desist & Refrain Order 04/26/05
Torrance, Brian Desist & Refrain Order 04/12/10
Torregrossa, Ronnie Desist & Refrain Order 05/24/04
Torrentez, Paul E Administrative Action
See also CFL Licensee Listing # 60DBO-140539		 12/30/22
Torres, Christian Administrative Action 12/22/08
Torres, Edwin John Desist & Refrain Order 09/01//06
Torres, Renee (Alpine Pictures) Civil Action 04/15/11
Torrez, Robert Desist & Refrain Order;
see also National Foundation of America		 08/20/07
TossAcross Desist & Refrain Order 08/06/08
Total Escrow Services, Inc. Administrative Order 04/15/15
Total Financial Solutions, Inc. Administrative Action
See Also Office of Administrative Law Decision – OAH Case No. 2011060757		 03/17/11
Total Mortgage Services, LLC Administrative Action
See also FSD licensee listing #4131076 and 6038205 		10/04/17
Toth, Tiber “Tee” Administrative Action 03/05/19
Touch Financial Services Administrative Action
See also CFL Licensee Listing # 60DBO-90808		 05/05/20
Toufanian, Arya Administrative Action 07/26/21
Tounjian Advisory Group, LLC Administrative Action 04/08/19
Tow, Marc R. Desist & Refrain Order 04/30/12
Towe, Jason W. Desist & Refrain Order 07/09/13
Tower Escrow, Inc. Administrative Action
See also FSD licensee listing #9631915 		02/08/17
Tower Trust Administrative Action 07/29/20
Town & Country Lendare, LLC. Administrative Action 08/11/16
Town & Country Mortgage Services, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-94745		 04/03/20
Town and Country Credit Corporation; Ameriquest Mortgage Company and more Civil Action 03/21/06
Town and Country Credit Corporation Administrative Action 01/16/07
Town Bancorp Funding Administrative Action
See also Office of Administrative Law Decisions – OAH No. 12004040768 		04/21/04
Town Square Mortgage & Investments, LLC
 Administrative Action
See also CRMLA Licensee Listing # 41DBO-137912		 03/14/22
Towner, Tracy Dennis
 Administrative Action 10/20/22
Towns, Carthel James aka Towns, Carthel J., Sr. Desist & Refrain Order 06/01/09
Towns Consolidated Enterprises, Inc, Towns Financial Group Desist & Refrain Order 06/01/09
Townsend, Greg Lee Administrative Action 12/02/10
Tower, Dennis Desist & Refrain Order 05/29/08
Toyofuku-Aki, Hunter K. Administrative Action 04/10/19
Toyota Industries Commercial Finance, Inc. Administrative Action 09/09/19
tmdcasting.com Desist & Refrain Order 08/03/10
Trachtman, Gabrielle Administrative Action
See also NMLS Licensee Listing # 2002504		 12/17/21
Tracyoursales.net Escrow Incorporated Administrative Action 08/14/06
Trade House (USA) Desist & Refrain Order 02/09/09
Trade Tech Institute (The) Civil Action 03/15/11
Trade Up LLC Administrative Action
See also CFL Licensee Listing # 60DBO-55070		 05/11/18
tradehubs24.com Administrative Action 06/24/21
Trademark INT PTT AB dba HUSSE, and Eliasson, Tim Blorck Administrative Action 02/21/20
Trader Tech University Desist & Refrain Order 05/05/03
Trader Tech, Inc. Desist & Refrain Order 05/05/03
Traderiver Usa, Inc. Administrative Action
See also CFL Licensee Listing #’s 60DBO-115747, 60DBO-120456		 04/19/22
TraderOnlineEscrow.com Desist & Refrain Order 05/20/04
Tradex, Ltd. Desist & Refrain Order 08/30/06
TradersFXinc.com Administrative Action 03/01/21
TradeStation Crypto, Inc. Administrative Action 12/28/23
Tradewinds Escrow, Inc. Administrative Action
See also FSD Licensee Listing #9631364		 06/20/17
Trading Financial Credit, LLC Desist & Refrain Order
See also CFL Licensee Listing # 6038192		 08/08/23
Traditional Escrow, Inc. Administrative Order 09/17/18
Traditional Home Mortgage Administrative Order 09/21/11
Traffic Alert Systems, Inc. (PDF) Desist & Refrain Order 12/28/06
Trago International, Inc. Desist & Refrain Order 01/23/17
Trakkxpay, LLC Administrative Action
See also CFL # 60DBO-136962		 12/30/22
Tech Valley Business Loans LLC Administrative Action
See also CFL # 60DBO-154561		 12/30/22
The Fyzz Facility Limited Administrative Action
See also CFL # 603L586		 12/30/22
Trammel, Jr., Michael T. Administrative Action 08/01/19
Tran, John H. Civil Action 10/18/07
Tran, Nancy Administrative Action
See also FSD Licensee Listing #9632107		 10/02/12
Tran, Nga Administrative Action 02/14/11
Tran’s Escrow Corporation Administrative Action 02/14/11
Trans AMN Net Desist & Refrain Order 03/10/05
Trans Lease, Inc. Administrative Action 09/27/18
Trans Pacific Mortgage Company Administrative Action 09/16/08
Trans Union Escrow Solutions of California, Inc. (aka MDA Escrow Solutions of California, Inc.) Administrative Action 06/06/08
Trans World Financial Group, Inc., Administrative Action 05/01/09
Trans World Financial Group, Inc. Administrative Order 05/01/09
Transaction Card – Because You are Busier than Ever Administrative Action 09/07/07
Transaction Funding, Inc.  Administrative Order 01/12/11
Transamerican Escrow Company Administrative Action,
See also FS Licensee Listing #963-2636 		04/28/14
TransCoastal Partners Administrative Action 11/29/07
Transglobal Funding, Inc. Desist & Refrain Order 06/22/05
Transpacific Currency Services Desist & Refrain Order;
See also Settlement Agreement		 08/17/05
Transpacific Currency Services, Inc. Desist & Refrain Order;
See also Settlement Agreement		 08/17/05
Treasure Hunt Entertainment II, LLC Civil Action 06/24/02
Trebor Company, Trebor Investment Company Desist & Refrain Order 04/16/08
Treehouse Productions LLC Desist & Refrain Order 12/08/06
Trefflich, Richard Desist & Refrain Order 08/05/10
Tremont Financial, LLC Desist & Refrain Order 06/29/10
Treo International, Inc. Administrative Action
See also CFL licensee listing # 60DBO-36916		 05/25/18
Tressa, Peter John Administrative Action
See also NMLS # 242719		 07/22/21
Tresvant, Kevin Tavie Desist & Refrain Order 06/18/13
Tretsky, Todd; Tretsky, Michele Williams Administrative Action 02/22/24
Tri Star Funding, Corp Administrative Action 08/01/18
Triad Leasing & Financial

 Administrative Order 01/12/11
Triad Systems Financial Corporation Administrative Action 11/07/06
Tricolor California Auto Group, LLC Administrative Action; See also CFL licensee listing #60DBO-54857 04/03/19
Trident Fund 1, LLC Administrative Action
See also CFL Licensee Listing #6054484		 04/03/19
Tri-Crescent Energy Corporation Desist & Refrain Order 12/03/07
Tri-Crescent Noble #5 Joint Venture Desist & Refrain Order 12/03/07
Tri-Emerald Financial Group, Inc. Administrative Action
See also CRMLA Licensee Listing # 413-1363		 11/15/23
Trident Leasing Corporation Administrative Order 08/31/11
Trigen Leasing LLC. Administrative Action; See also CFL License Listing # 60DBO-44013 10/12/16
Trigo Capital Administrative Action
See also CFL Licensee Listing # 603K669		 10/02/19
Trilogy Escrow, Inc. Administrative Action
See also FSD Licensee Listing # 9632147		 08/06/19
Triumph Capital Partners, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-72340		 04/19/22
Trilogy Research & Analysis Co., Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 111671		 01/30/20
Trinh, Hiep aka Trinh, Alex Civil Action 04/10/09
Trinh, Mayling Chang Desist & Refrain Order 02/03/10
Trinity Asset Management Administrative Action
See also CRD# 128702		 06/07/23
Trinity Automotive Lender Network Administrative Action
See also CFL Licensee Listing # 60DBO-71591		 01/08/21
Trinity Financial Desist & Refrain Order *02/02/07
Trinity-escrow.com Desist & Refrain Order 11/01/05
Trinity Group Desist & Refrain Order;
See also Office of Administrative Law Decision- OAH No. N2004050227 (PDF).		 05/01/03
Trinity Investment Group Administrative Action
See also Office of Administrative Law Decision- OAH No.N2004050227   – Amended Decision		 05/01/03
Trinity Investments Administrative Action
See also Office of Administrative Law Decision – OAH No. N2004050227   – Amended Decision		 05/01/03
Trinity National, LLC Desist & Refrain Order 07/27/07
Trinity Peace, LLC Administrative Action 11/03/20
Triple A Partners, LLC Administrative Action 07/30/18
Triple Crown Enterprises, LLC Desist & Refrain Order 07/28/04
Tristar Capital, LLC Administrative Action 05/01/09
Tristar Lending Group Administrative Order 03/03/08
Tri-Tech Communications, LLC Desist & Refrain Order 07/07/03
TRI-Valley Mortgage Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-103914		 01/08/21
Trit Enterprises Administrative Action 05/12/10
Triton Group, LLC Desist & Refrain Order 03/29/10
Tropical Village, Inc. Desist & Refrain Order; Civil Action;
See also Default Decision		 11/19/04
Trooperking, Inc. Administrative Action 12/07/10
Troy, William Desist & Refrain Order 01/23/04
Tru Bowl Superfood Bar Franchise, LLC. dba Tru Bowl Administrative Action 09/29/21
Tru Mortgage Administrative Action
See Also FSD Licensee Listing #413-1017
See Also Office of Administrative Law Decision – OAH No. 2017031253 		06/30/14
Tru Reverse Administrative Action
See Also FSD Licensee Listing #413-1017
See Also Office of Administrative Law Decision – OAH No. 2017031253 		06/30/14
Tru-Light Corporation Desist & Refrain Order *01/23/03
True Compass Lending Corporation Administrative Action 05/26/10
True Solution Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-93988		 04/03/20
Truelend Administrative Action
See also FSD licensee listing # 4150084		 01/03/19
Trueliance Inc. Administrative Action
See also CFL Licensee Listing # 603J227		 04/03/20
Trufi, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-46046		 09/23/20
Tru-Light Corporation Civil Action 05/26/11
True Bullion, LLC Administrative Action 10/31/23
True Blue Funding, Inc. Administrative Action 09/02/16
Trueblue Strategies, LLC Administrative Action 01/26/11
Truong, David; CAO, VI Truong; DA-VI Nails International, L.L.C. Desist & Refrain Order 02/25/09
Truong, David Administrative Action 10/26/18
Trust Capital LLC dba Assurance Partners LLC Administrative Action 08/29/18
Trust Capital USA Administrative Action
See also CFL Licensee Listing # 60DBO-117469		 11/01/22
Trust Capital Holdings Administrative Action 03/23/18
Trust Deed Managers, Inc. Administrative Action 05/12/10
Trust Deeds To Gold, Inc. Administrative Action
See also CFL Licensee Listing # 6038885		 12/14/11
Trust One Financial, Trust One Leasing dba Trust One Mortgage Corporation Administrative Order 03/14/12
Trust LTD Desist & Refrain Order 01/30/07
Trust-ltd.co.uk Desist & Refrain Order 01/30/07
TRUSTCITYBANK aka TrustCity Bank Administrative Action 11/08/19
Trustmark-e.org (PDF) Desist & Refrain Order 05/12/05
Truth In Gold Desist & Refrain Order 06/11/03
truthingold.com Desist & Refrain Order 06/11/03
Trycera Financial, Inc. Administrative Action 10/24/12
Tsakonas, Lisa Desist & Refrain Order 11/08/06
Tse, Raymond Civil Action 06/28/05
Tse, Wei M. Civil Action 06/28/05
TSN Network, Inc. Desist & Refrain Order 01/29/03
TSX Venture Fund, LLC Civil Action 02/11/09
TT Travel & Investment, Inc. Administrative Action 12/08/20
TTG Services Administrative Action 02/29/12
TTM Guitars, LLC Administrative Action 01/15/20
Tuan, Aven Desist & Refrain Order 09/30/09
Tucker Northwest, LLC Administrative Action
See also CFL Licensee List # 60DBO-131031		 12/29/23
Tulare County Escrow Co. Administrative Action 01/30/19
Tulip Loan Services Administrative Action 08/07/20
Tulving, Hannes Jr. Administrative Action 02/17/16
Tuolumne Country Escrow, Inc. Administrative Action
See also FSD Licensee listing – Escrow # 9637063		 11/08/19
Tupurins, Sandra Administrative Action
See also NMLS Licensee Listing # 277855		 12/21/21
Turan Petroleum, Inc. Civil Action 04/10/09
Turnaround Management Corp Administrative Action
See also Office of Administrative Law Decision – OAH No. 2014040633 		07/25/15
Turner, Jared Administrative Action 06/21/16
Turner, Donna Administrative Action 09/23/22
Turner, Jack Desist & Refrain Order (see also Shannon K. Rodriquez) 10/23/07
Turner, Joanne Desist & Refrain Order,
see also Desist & Refrain Order dated 03/06/07		 05/10/06
Turner, Joseph M. Administrative Action 05/23/17
Turner, Kirk Desist & Refrain Order 11/07/07
Turner, Robert L Administrative Action
See also NMLS licensee listing #292068		 04/17/17
Turoci, Christopher James Administrative Action
See also NMLS licensee listing #1553062		 03/17/20
Turov Investment Group Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 24856		 04/24/23
Tustin Check Cashing Administrative Action 11/30/07
Tutti Frutti (ILTF) Administrative Action 03/04/19
Tutoring Center (The) Desist & Refrain Order 06/28/02
Twenty Four Seven Green Street See also 247 Green Street (PDF) Administrative Action 03/22/13
TWG Capital, Inc. Administrative Action 03/11/18
Twin Bluffs Financial LLC aka Twin Bluffs Financial Desist & Refrain Order 06/13/13
Twin Capital Mortgage Administrative Order 10/02/08
Twin Cities Mortgage, Inc. Administrative Action 12/01/06
Two Families Credit Company, LLC Desist & Refrain Order 09/17/08
Two Lakes Capital Advisors, LLC Administrative Action 04/05/17
Two-Step Productions, Inc. Desist & Refrain Order 03/30/98
Twyman, Jr., Glenn Lee Administrative Action
See also NMLS licensee listing #1698919 		03/20/18
Tycoon Energy, Inc. Administrative Order 06/25/15
Tycoon Energy and Operating Company, Inc. Administrative Order 06/25/15
Tyler, Bidwel. Desist & Refrain Order 10/05/11

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Last updated: Apr 15, 2024 @ 6:23 pm