California Financial Network
License or Case Number:
Date of Initial Action:
Defendants/Respondents: California Financial Network, Inc. (Anthony Harold Barkate, dba); Anthony Harold Barkate, as an individual
- Order Barring Anthony Harold Barkate from any Position of Employment, Management or Control of any Investment Adviser, Broker-Dealer, or Commodity Adviser Pursuant to Corporations Code section 25232.1
- Order Revoking Investment Adviser Certificate of California Financial Network, Inc. (Anthony Harold Barkate, dba)
About the Licensee status
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