Actions, Order and Administrative Hearing Decisions: D

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Subject Order Issued Date Issued
D’Andrea, Bernard G. Administrative Action 12/22/17
D & G Escrow Corporation Administrative Action
See also CFL Licensee Listing # 9630081		 11/30/23
D & D Closing Services, LLC. Administrative Action 03/17/16
D & R Management LLC Administrative Order 07/20/12
D & R Mortgage Corp Administrative Order 07/09/10
D and J Market Desist & Refrain Order 06/02/05
D and M Financial Corp. Administrative Action 11/01/05
D.B. Martin Investment Administrative Action
See also CRD # 146808		 01/17/24
D. Stephens Management and Consulting, LLC. Administrative Action 06/22/16
D. T. Fernando’s Check Cashing Desist & Refrain Order 07/11/08
Dacolias, Michael Desist & Refrain Order 09/07/05
Daggett, John Edward Desist & Refrain Order 10/03/07
Dahlin, Christian Administrative Action
See also NMLS licensee listing # 32641 		 12/17/21
Dailey Method (The) Desist & Refrain Order 08/05/09
DailyPay, Inc. Administrative Action 05/12/21
DAKA Capital Group Inc. Administrative Action
See also CFL # 60DBO-94837		 12/30/22
Dakarian, Aram Desist & Refrain Order 12/07/04
Dalal, Sanjay Desist & Refrain Order 01/29/09
Dalal, Swati Administrative Action 08/02/07
Daldumyan, Artak Administrative Order
See also CFL Licensee Listing # 6035236		 07/11/12
Dale Group (The) Desist & Refrain Order 10/28/05
Dale, Steven Desist & Refrain Order 10/28/05
Dalion Investments, LLC. Administrative Action 10/18/16
Dallons, Dave Desist & Refrain Order 11/17/11
Daly, Robert
 Administrative Action 08/23/21
Dan Gamel, Inc. Administrative Action 05/01/09
Dana Capital Group, Inc. Administrative Action 07/02/07
Danchalski, James W. Desist & Refrain Order 05/03/06
Dancy, Linda J. Administrative Action 08/14/06
D’Andrea, Michael Civil Action 05/06/03
Dang, Trang Administrative Order 01/03/13
Daniel, David George Administrative Action
See also NMLS licensee listing # 359663		 08/22/19
Danielson, Wade W. Desist & Refrain Order;
See also Order Withdrawing Desist & Refrain Order [04/18/06]		 06/08/05
Danielson, Wade W. ;Terry A. Green; Richard S. Kordos; Ben Gonzales; Robert Bundy; Strata Productions, Inc., Managing Member; Rebel LLC Desist & Refrain Order 03/18/02
Dantes, Darlene Administrative Action
See Also Office of Administrative Law Decision – OAH No.2008030939		 02/25/08
Daoud, Edward Administrative Action
See Also CRD # 291312		 01/17/24
Darden III, James Walter Administrative Action
see also Office of Administrative Law Decision – OAH No. 2009080216 		09/24/07
Darel Baer Investment Advisory LLC. Administrative Order 03/18/14
DAS-Alliance Group, LLC; DASAG 3 HR, LLC; Monce, Ed; and Scolari, Enrico Administrative Action 12/03/21
Dash 4 Cash Administrative Action 12/22/08
Dash Insurance Services Incorporated Civil Action 01/27/06
Dash of Cash Administrative Order 02/22/19
Daskalakis, Chris M. Desist & Refrain Order 07/07/14
Daskalakis, Pauline Desist & Refrain Order 07/07/14
Dat Holdings, Inc. Administrative Order 12/06/08
Data Mortgage, Inc. Administrative Action 02/19/20
Database Investment, Inc Desist & Refrain Order 07/28/06
Dave Inc. Administrative Action 12/08/21
Daher, Michael aka Daher, Michel Administrative Action 09/27/22
Davenport, Earl N. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2014070632 		12/10/10
DaVi Nails Salon and Spa, LLC Administrative Action 10/26/18
Da-Vi Nails International, LLC Desist & Refrain Order 02/25/09
David, Barry Desist & Refrain Order 12/30/02
Davidson, Laura E. aka Warren, Laura E.; Phillips, Laura, Enersen, William; Somatika Incorporated Administrative Action 02/21/20
Davies, Kyle Administrative Order 06/06/12
Davis, Bill Desist & Refrain Order 04/16/03
Davis, Mark Ian; AladdinBot Limited; www.aladdinbot.ai; www.aladdinbot.io
www.aladdinbot.net; Skeels, Denise		 Administrative Action 08/20/24
Davis, Carl D. Civil Action 10/02/02
Davis, Cody Desist & Refrain Order 08/22/14
Davis, Culley Wayne Administrative Action 02/14/18
Davis, Herbert C. Desist & Refrain Order 05/19/04
Davis, Jacqueline Administrative Action
See also NMLS Licensee Listing # 632678		 12/06/21
Davis, James Desist & Refrain Order 03/06/12
Davis, Jennifer Administrative Action
See also NMLS Licensee Listing # 1134047		 04/18/22
Davis, Jimmie R. Administrative Action 04/08/08
Davis, Keith C. Desist & Refrain Order *03/19/03
Davis, Matthew John Administrative Action 01/24/18
Davis, Robert Alvin dba Continental Investment Management Company Administrative Action 05/21/19
Davis, Stuart Desist & Refrain Order, see also Applied Digital Technology 08/01/12
Davis, Susan Administrative Action
See also Office of Administrative Law Decision – OAH No. L2002090150 		04/23/10
Davy, Tina Administrative Action
See also Escrow Diversified		 01/27/09
Dawson, Gregory Allan Administrative Action
See also NMLS # 2068278		 10/07/21
Davis, Tromona Administrative Action 05/12/10
Day, Richard Alan Mitchell dba Steadfast Finance Administrative Action
See also CFL Licensee Listing # 603L273		 04/03/20
Day and Nite Escrow, Inc. Administrative Action 06/11/02
Dayka & Hackett LLC Administrative Action
See also FSD Licensee # 6073490		 04/03/19
Daystar Investments, Inc. Administrative Action
See also Office of Administrative Final Decision – OAH No. 2012110338		 07/11/12
Daystar Oil and Gas Corporation Desist & Refrain Order;
See also Order Withdrawing		 05/18/06
DB Financial Management, Inc. Administrative Action
See also Investment Adviser Firm Summary CRD # 112107		 01/21/21
DB Squared, Inc. Administrative Action 10/04/17
DBE Loans LLC Administrative Action
See also CFL Licensee Listing # 60DBO-80432		 12/29/23
DBSA Holdings, Inc. Administrative Action 12/08/08
DDI Capital, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-151484		 12/29/23
De Anda, Ricardo Desist & Refrain Order 08/05/09
De Carlo, Roman aka Arredondo, Aaron Desist & Refrain Order 08/26/10
De Castro, Chuck Desist & Refrain Order 07/21/16
De Castro, Jesse Administrative Action 11/06/15
De Coster, Doug Desist & Refrain Order 09/06/05
De La Motte Investment Services Administrative Action 02/14/05
De La Motte, Jr., Melvin A. Administrative Action 02/14/05
De Lage Landen Financial Services, Inc. – 6035216
De Lage Landen Financial Services, Inc. – 603D248		 Administrative Order 5/2/2012
De Lira, Simone Marcelle Administrative Action
See also NMLS Licensee Listing # 1026144		 01/02/22
De Putt Sher, Sheran LLC. Administrative Action 04/10/13
de Segonzac, Nicolas Desist & Refrain Order 12/23/08
De Vos, Paula F. Administrative Action 06/24/19
Deal Inshurance Desist & Refrain Order 03/23/06
Dealer Services Corporation Administrative Action 06/25/09
Dealinshurance.com Desist & Refrain Order 03/23/06
DealProtector.com Desist & Refrain Order 03/15/05
DealProtectors.com Desist & Refrain Order 03/15/05
Dealsinsured.com Desist & Refrain Order 05/24/05
DealTrustMaker.com Administrative Action 09/21/20
Dean, Ernie Desist & Refrain Order 03/13/06
Dean, Richard W. Desist & Refrain Order 05/18/04
DeAnza Small Cap Funding Group, L.L.C. Desist & Refrain Order 05/14/07
Dearaujo, Ivan Administrative Action 09/22/16
Deberg, Kimberly M. Administrative Action (See also Lic. Number 9630855 ) 09/25/13
Debevc, Yuri Civil Action 09/25/02
Debt Agreement Administrators (Americas), Inc. Administrative Action 03/15/07
Debt by Debt Settlement Services Desist & Refrain Order 06/20/08
Debt Counselors of America, Inc. Desist & Refrain Order 12/16/02
Debt Exterminator Desist & Refrain Order 04/03/06
Debt Management Services Desist & Refrain Order 04/03/06
Debt Pay 1 Desist & Refrain Order 04/10/13
Debt Pro 123 LLC Desist & Refrain Order 02/19/14
Debt Payment Club Desist & Refrain Order 05/31/02
Debt Relief of America, L P Desist & Refrain Order 12/23/08
Debt Solution Ministries, Inc. Desist & Refrain Order 08/05/11
Debt Terminator Desist & Refrain Order 04/03/06
Debt Terminator Financial Services Desist & Refrain Order 04/03/06
Debtco, Inc. Desist & Refrain Order 12/23/08
Debticated Consumer Counseling, Inc. Desist & Refrain Order 02/01/05
Debtworks Desist & Refrain Order 09/30/04
Debtworks, Inc. Desist & Refrain Order 09/30/04
Decal Financial Management Administrative Action
See also Investment Adviser Firm Summary – CRD # 153000		 09/08/22
Decata Enterprise, Inc Desist & Refrain Order 05/27/09
Decker, Brian Joseph Administrative Action
See also NMLS licensee listing # 319790		 03/21/18
DeCoster, Doug Administrative Orders 09/06/05
Dedicated Sound and Audio, Inc. Administrative Actions 02/26/18
Dee, Joey Desist & Refrain Order 01/16/02
Dee, Lea Desist & Refrain Order 01/16/02
Deep Rock Ventures, Inc. Administrative Action 02/14/18
Deerpath Capital Management, LP Administrative Action 04/01/20
DeFalco, Art Desist & Refrain Order 01/13/12
DeFazio, Charles A. Desist & Refrain Order *08/07/06
DeFelice, Frank Desist & Refrain Order; Civil Action 04/04/05
DeFelice, Frank Joseph Desist & Refrain Order; Civil Action 04/04/05
Defensive Portfolio Management Corp Administrative Action 08/11/17
Deghi, Matthew Administrative Action
See also NMLS Licensee Listing # 1528529		 12/06/21
Del Biaggio III, William J. “Boots” Administrative Action 08/09/17
Del La Cruz-Cody, Oliverio Desist & Refrain Order 12/19/02
Del Sol Escrow, Inc. Administrative Order 10/28/09
Del Webb Mortgage Corporation Administrative Order
See also Office of Administrative Law Decision – OAH No. 2008080630 		08/02/07
Dela Cruz, Larry Maximo Desist & Refrain Order 03/24/06
Delaney, Timothy Rory Administrative Action 09/21/05
Delave Mortgage, Delave Realty Mortgage, Inc. Administrative Action 06/02/10
Delfino, Christopher John, aka Delfino, Chris (Benchmark) Desist & Refrain Order 06/08/07
Delfino, Christopher John, aka Delfino, Chris (CRS & Associates) Desist & Refrain Order 04/10/08
Delgado, Jr., Eliseo Administrative Action
See also  NMLS # 1478055		 09/28/21
Delk, Leonard Adolf Desist & Refrain Order 01/30/08
DellaPenna, Chip Desist & Refrain Order 03/24/06
DellaPenna, William Robert Jr. A.K.A. Chip DellaPenna Desist & Refrain Order 03/24/06
DellaPenna, William Robert Jr. Desist & Refrain Order 11/02/05
Dellovo, Raymond Jr. Desist & Refrain Order 10/31/13
Delmas Tower, LLC Desist & Refrain Order 04/24/14
Delong, Sr., Gregory Kenneth Administrative Action
See also Office of Administrative Law Decision – OAH No. 2012110949		 10/30/12
Delphi Capital Advisors, LLC; Dephi Capital, LLC Administrative Action 07/30/20
Delphi Wealth Advisors, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013120137 		08/26/13
Delta Escrow Desist & Refrain Order 08/18/11
Delta Funding Corporation Administrative Action 09/05/08
Delta Mortgage  Administrative Action 09/01/10
Deluca, Richard Desist & Refrain Order 10/23/06
Deluca, Richard Desist & Refrain Order 05/02/07
Delucchi, Luigi Mario Desist & Refrain Order 12/01/11
DeMers, James L. Desist & Refrain Order 05/29/08
Dentist’s Choice, Inc. (The) Desist & Refrain Order 04/16/07
Denovo Group, Inc. Administrative Action
See also FSD licensee listing FSD # 6073357 		06/29/17
Dental Support Plus Franchise, LLC; Maerki, Kent; Maerki, Norma Jean Administrative Action 12/20/18
Dental Support Plus Franchise Group, LLC; Dominion Private Client Group, LLC; Smith, Aghee William; aka Smith, Bill and Smith, A.W.; Barnett, Thomas L.; Bank, Daryl Gene; Maerki, Kent; Dominion Private Client Group, LLC; Spectrum 100, LLC; WeMonitor Group, LLC; DSPF Group, LLC Administrative Action 08/26/19
DePaul, William Desist & Refrain Order 08/30/07
DePaul, William James Desist & Refrain Order 10/29/09
Dependable Escrow Co. Administrative Action
See also FSD Licensee #963-0873		 05/16/06
Depew, Gary Desist & Refrain Order 05/09/08
Deposit Guard, LLC Desist & Refrain Order 06/27/13
Der Torossian, Aram G. aka Der Torossian, Gregory Administrative action 01/23/12
Derakhshanian, Ali Administrative Action 06/08/17
Derakhshan, Ashkan Administrative Action
See also NMLS  Licensee Listing # 2174666		 07/28/22
Derdanielian, Diana Administrative Action 05/12/10
Derivium Capital, LLC Civil Action 09/25/02
Derr, Dennis Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003030369		 12/24/02
Desai, Manny Desist & Refrain Order *01/21/03
Desai, Manu Victor Desist & Refrain Order *01/21/03
Desai, Manu Vo Desist & Refrain Order *01/21/03
Desai, Munn Desist & Refrain Order *01/21/03
Desai, Munu Vai Desist & Refrain Order *01/21/03
Desert Cities Escrow, Inc. Administrative Action; See Also FSD #963-2369 01/17/14
Desert Daily Dose, Inc. Desist & Refrain Order 08/23/05
Desert Films, LLC Desist & Refrain Order, see also Cinamour Entertainment, LLC 03/24/09
Desert Wind Entertainment, LLC Desist & Refrain Order and Stipulation to Desist and Refrain Order 10/26/10
DesignCrowd.com Administrative Action 06/12/18
DesignCrowd Pty Ltd. Administrative Action 06/12/18
Destiny Escrow, Inc. Administrative Action 03/13/13
Detail Garage LLC and Smart LLC Administrative Action 10/06/21
DeThomas, Kimberly Desist & Refrain Order 03/06/07
Deutch, Roni Administrative Action 07/06/11
Deutsche Bank Securities Inc. Administrative Order 09/10/09
Deutsche Leasing USA, Inc. Administrative Action 10/10/16
Deval LLC Administrative Action 03/28/19
DeVito, Greg, aka Devito Greg Desist & Refrain Order 01/11/08
Devine, Robert C. Administrative Action
See also CFL # 60DBO-168736		 12/29/23
Devore, James Administrative Action 08/10/18
DFG Trust, dfgtrust.com Administrative Action 03/23/23
Dewan, Dharminder Desist & Refrain Order 07/14/15
Dhamsania, Mehul Administrative Action 10/22/18
DHI Mortgage, LTD Administrative Action
See also FSD licensee listing #4130364		 07/01/08
DHW Marketing Administrative Action 02/04/19
Di Colio, Emilio Desist & Refrain Order 11/17/09
Di Mora, Adam aka Di Mora, Adam Jason (Di Mora) Administrative Action 08/17/20
Di Ricco, Dennis R.; Cryotherm USA, Inc. Administrative Action 07/24/23
Di Ricco, Dennis R.; Until Tomorrow Drivetrains, LLC Administrative Action 07/24/23
Di Ricco, Dennis R aka Di Ricco, Dennis Ronald Desist & Refrain Order 12/31/08
Diamond Creek Capital, LLC Administrative Action
See also FS licensee listing # 603F654		 12/30/2019
Diamond Financial Administrative Action 05/12/2010
Diamond Housing Group, LLC Desist & Refrain Order 04/30/12
Diamond Quality Escrow Administrative Action
Diamond “S” Oil Inc. Administration Action 07/17/07
Diamond “S” Oil Inc.
(see also Day Star Oil and Gas Corporation)		 Desist & Refrain Order 07/17/07
Diamond Reef Investments Desist & Refrain Order 08/17/07
Diamond Rose Escrow, Inc. Administrative Action 01/28/09
Diamond, Bill Desist & Refrain Order 06/26/07
Diaz, Angelica Administrative Action
See also NMLS license listing # 219936		 01/02/22
Diaz, Benjamin Administrative Action 05/17/18
Diaz, Michael R aka Diaz, Mike Civil Action 01/04/06
Diaz, Ricardo Antonio Administrative Action 02/11/04
Diaz, Raudel Administrative Action 12/27/17
Dibble, Diana Irene Administrative Action
Also see NMLS Licensee listing #207155		 03/16/16
Dickstein, Matt Consent Order and Resolution of Claims (see also, Westland Homes) 10/26/11
Diball.com Administrative Action 11/01/05
Didi’s Payday Advance Administrative Order 04/08/10
Diego, Margaret Desist & Refrain Order,
Citations & Order Voiding Deferred Deposit Transactions		 06/29/08
Diez, Joseph Francis dba Alii Consulting Administrative Action 02/03/17
DiGiacco, Michael Desist & Refrain Order 06/07/05
Digilio, Rocco J. Desist & Refrain Order 05/28/04
Digital Currency Services, Inc. Administrative Action 12/27/17
Digital Power Lending, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-77905 		 04/03/20
DII Escrow Corp Administrative Action
See also Office of Administrative Law Decision – L2003090685
See also Office of Administrative Law Decision  – L2005110304		 09/09/03
Dilato Point Capital LLC Administrative Action 12/30/19
Dillard, Kevin Ray Administrative Action
See also NMLS licensee listing # 1493246		 04/13/18
Dillingham, Michael Alan Desist & Refrain Order 01/22/08
Dillingham, Scott Paul Desist & Refrain Order; Citations; Order Voiding Deferred Deposit Transactions 10/30/07
Ding Tea Corporation dba Ding Tea Chu Yu Hsiang Co. Ltd dba Ding Tea Administrative Action 10/26/21
Dinger, Bruce Administrative Action
See also Investment Adviser Firm Summary CRD # 170291,  CRD # 6289799		 08/10/23
Dilworth, Kristi Administrative Action
Also see FSD listing #963-1155		 04/16/15
DiMartino, Lisa Desist & Refrain Order;
See also Remington Financial Group		 05/28/04
DiMartino, Mario Desist & Refrain Order *12/09/05
Dimond, Craig Ronald Administrative Active 08/07/13
Dine In 2Nite North America, Inc. Desist & Refrain Order 06/24/15
Dine and Discounts aka Dine In Discount, Inc. Desist & Refrain 05/22/13
Direct Access International Desist & Refrain Order 05/30/03
Direct Access, LLC Administrative Action 03/18/11
Direct Capital Source Inc Administrative Action
See also CFL # 60DBO-73985		 12/30/22
Direct Contact Media, Inc. Civil Action 08/31/10
Direct English Desist & Refrain Order 05/30/03
Direct Escrow Administrative Order 06/17/10
Direct Equity Mortgage, LLC Administrative Order 12/15/10
Direct Financial Solutions Corporation Administrative Order 05/01/09
Direct Financing, Inc. Administrative Action 04/03/19
Direct Funding Administrative Order 06/10/08
Direct Funding Now LLC Administrative Action
See also CFL Licensee Listing # 60DBO-93189		 12/30/19
Direct Home Mortgages LLC Desist & Refrain Order
See also CFL Licensee Listing # 60DBO-139021		 08/08/23
Direct Lenders, LLC. Summary Revocation Order
Click here to search licensee details 		12/16/14
Direct Media Enterprises, Inc. Desist & Refrain Orders, Statement in Support 10/07/08
Direct Merchants Funding LLC Administrative Action
See also CFL Licensee Listing # 60DBO-44255		 12/30/19
Direct Mortgage Investors, Inc. Administrative Order
See also CFL Licensee Listing # 60DBO-87534		 05/03/19
Direct Mortgage Network (Andrew R. Enriquez, dba) Administrative Order 05/01/09
Direct Pay Administrative Order 10/05/09
directenglish.com Desist & Refrain Order 05/30/03
Directlender.com Administrative Order 07/07/08
Directlending.com Administrative Order 07/07/08
DirectLoanSource.Com Administrative Order 07/19/06
Director’s Escrow Service, Inc. Administrative Order 01/07/13
Directors Mortgage, Inc. dba USA Direct Funding Administrative Action 02/02/18
Directors Residential Lending, Inc. Administrative Order 11/01/06
DiRicco, Dennis R aka DiRicco, Dennis Ronald Desist & Refrain Order 12/31/08
DiSabatino, Arla Administrative Action 08/22/17
Discover Business Solutions, Inc.; Discover Portfolio Civil Action 07/25/06
Discover DSC Administrative Action 06/25/09
Discount Check Cashing Administrative Order 05/01/07
Discount Gold Brokers Desist & Refrain Order 04/15/13
Discount Nutrition, LLC Administrative Action 03/30/21
Discount S.P., Inc. dba Discount Title Loans Administrative Action
See also CFL Licensee Listing # 603G874		 09/14/20
DiscountAdvances.Com Administrative Order 03/22/12
Disney, Tim Desist & Refrain Order 07/28/04
Distenfield, Ira T. Desist & Refrain Order 06/01/09
DiValerio, Karen J. Administrative Order 08/06/15
Diversified Builder Services, Inc. Administrative Order 05/01/09
Diversified Design Associates Civil Action 09/25/02
Diversified Equity Group Desist & Refrain Order 04/27/07
Diversified Marketing and Management, LLC aka The Asset Management Group, Carter, Michael Dewayne Sr. Administrative Action 12/12/18
Diversified Mortgage Group Administrative Action
See also FSD licensee listing #4150025		 10/23/18
Diversity Capital Investments, Inc., Diversity Capital de Mexico, Diversity Capital Bancorp de Mexico Desist & Refrain Order 08/05/09
Diversity Escrow, Inc. Administrative Order; see also Lic. Number 963-2596 10/04/13
DIY Home Lending Corp Administrative Action
See also CFL # 60DBO-45874		 12/29/23
DJ Strategic Business Solutions, Inc. Desist & Refrain Order 01/12/10
DJP Advisors LLC Administrative Action 08/08/22
DK Unlimited Funding LLC Administrative Action 04/03/19
DMS Marketing Desist & Refrain Order 07/27/07
DLG Administrative Action 12/21/17
DLI Lending Agent, LLC Administrative Action
See also CFL Licensee Listing # # 603K089		 04/03/20
Doan, Cuong aka Doan, Ken Administrative Action 02/06/17
Do, Andrew. Desist & Refrain Order 08/12/13
Do, Calvin L. Administrative Action 11/26/12
Do, Michelle Desist & Refrain Order 07/07/11
Dobbs, Michael Desist & Refrain Order 01/28/08
Doc’s Cash Services Administrative Action 11/30/07
DOCUPROS dba DOCU-PROS and Lopez, Gustavo Adolfo Administrative Action 08/01/22
Docherty, Gloria Maria Andia Administrative Action
Also see NMLS Licensee listing #484162		 07/11/19
Doctor’s Associates LLC Administrative Action 11/04/20
Does 1 through 10 Civil Action 09/17/15
Doe, Damon Administrative Action 04/12/24
Doherty, Lawrence aka Dohtery, Larry Desist & Refrain Order 06/19/13
Doing Business Inc. Desist & Refrain Order 02/17/15
DoJobsOnline.com Administrative Action 06/12/18
Dolarian Business Group, Inc. Desist & Refrain Order;
see also LexisGlobal Holdings USA, LLC, et al.
Desist and Refrain Order		 10/20/05
Dolarian, Ara Desist & Refrain Order;
see also LexisGlobal Holdings USA, LLC, et al.
Desist and Refrain Order		 10/20/05
Dolezal, Brad W. Desist & Refrain Order 06/21/11
Dolezal, Warren F. Desist & Refrain Order 06/21/11
Dollar Check Cashing Desist & Refrain Order;
see also		 07/24/07
Dollar Express – 603G854
Dollar Express – 603H692		 Administrative Action 5/12/10
Dollar Flash Desist & Refrain Order 11/18/14
Dollar Investment Corp. of Memphis
(dba Nuplace Lending)		 Administrative Action 10/30/08
Dollar In Minutes Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-88581		 04/03/20
DollarFlash Desist & Refrain Order 11/18/14
Dollar Loan Center California, LLC Consent Order
See also FSD #’s 603J516,
603J738,
603J880,
603J916,
603J930		 09/11/18
Dollarstore, Inc. Desist & Refrain Order *07/17/03
Dollarstore.com, Inc. Desist & Refrain Order *07/17/03
Dollarworks, Inc. Administrative Action 06/07/06
Domestic Development Company aka DDC Oil & Gas Corporation Desist & Refrain Order 09/18/14
Domingo, Clemente Desist & Refrain Order 11/17/09
Domingo, Joseph Desist & Refrain Order 01/04/06
Dominguez and Associates Administrative Action 10/29/07
Dominguez, Noe Administrative Action
See also NMLS Licensee Listing # 1373715		 12/23/21
Dominguez, Valerie Administrative Action 09/11/07
Dominguez, Walter L. Administrative Action 10/29/07
Donaldson, Michael Desist & Refrain Order 05/08/09
Donaville, Vanessa Ann Administrative Action
See also CFL Licensee Listing # 60DBO-55592		 04/03/20
Donoso, Leah Administrative Action 09/27/23
Donti, Joseph Administrative Action
See also Investment Adviser Firm Summary CRD # 179521, CRD # 6469535		 11/16/20
Donut Bar Administrative Action 06/29/20
Donut, Inc. dba Donut App, Inc. Administrative Action 03/23/23
Dominion Private Client Group, LLC Administrative Action 08/26/19
Domino, Ernie Desist & Refrain Order 03/13/06
Doolittle, Ken Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007090318		 01/02/07
Doolittle, Kenneth Mark Administrative Action
See also Office of Administrative Law Decision – OAH No.: L2007090318 		01/02/07
Doole, Bruce Administrative Action
See also CRD # 118024		 04/05/24
Doorae Capital, LLC. Administrative Action 07/06/17
Dorothy of Oz, LLC Administrative Action (see also Family Film Fund, LLC and Alpine Pictures) 11/23/09
Dorton, Jerry Desist & Refrain Order 04/27/07
Doss, Gregory Desist & Refrain Order 04/22/14
Dot818 Administrative Action 07/14/17
DOT818.com Administrative Action 07/14/17
Doubinski, Leonid Desist & Refrain Order 02/09/09
Doubinski, Volodymyr Desist & Refrain Order 02/09/09
Double Star Holdings, LLC Administrative Action 09/11/08
Double Vision Cedar Crossing #1 Administrative Action
See also Office of Administrative Law Decision – OAH No. 2008070340 		06/06/08
Doucet, David C. Desist & Refrain Order 12/30/02
Dougherty and Thompson, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No.: L2005050145 		04/04/05
Dougherty, Christopher D.; C & D Professional Services, Inc. dba C & N Wealth Management Administrative Action 04/21/20
Dougherty, Donald E. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2005050145		 04/04/05
Douglas, Clark Desist & Refrain Order 06/22/06
Douglas, Darryle D. Administrative Action 05/02/18
Douglis, Franklin M, M.D. Desist & Refrain Order 06/02/03
Doumani, Thomas Joseph Desist & Refrain Order 04/22/15
Dove Street Capital Lenders, LLC Administrative Action
See also CFL # 603B344		 04/16/21
Dow Jones Link Desist & Refrain Order 08/22/12
Dow Rockwell LLC Administrative Action
See also CRD # 133307		 01/17/23
Dowell, Richard Administrative Order 12/22/08
Dowlatshahi, Alex Desist & Refrain Order 06/27/06
Down Under Ventures Desist & Refrain Order 05/24/10
Downey Capital Mortgage Inc. Administrative Action 04/03/19
Downey Car Title Loans Desist & Refrain Order 03/24/11
Downey, Leslie M Civil Action 11/15/05
Downey, Leslie M. Civil Action 10/02/02
Downey, Brynn Garrett Administrative Action 12/18/20
Downkicker Investments, Inc.; DK Development Fund #2, LLC; Downkicker Holding Corp. Administrative Action 10/23/20
Downs, Robert Rescission of Desist & Refrain Order; See also Desist & Refrain Order for Se-services.biz 11/02/07
Downtown Jewelry & Loans Desist & Refrain Order 05/14/14
Doyle, Mark J. Civil Action 09/30/10
Doyle, Rodger Philip Administrative Action 05/16/17
Dr. A. Winter, A Professional Corp. Administrative Order 5/2/2012
Dr. Fast Cash & Check Cashing Administrative Action 03/25/09
Draper and Kramer Mortgage Corp Administrative Action
See also FSD licensee listing #4130680 		03/16/12
Dratel, William Marshall Administrative Action 05/18/15
Drax Management, LLC Administrative Action
See Also CRD # 164000		 01/21/22
DreamBig Network Desist & Refrain Order 02/07/03
Dreamcatchers by Paris Hilton Desist & Refrain Order 01/17/08
DreamLife Investments, Inc. dba DreamLife Financial Administrative Action
See also Office of Administrative Law Decision – OAH No. L2005030188 		12/27/04
DreamLife Financial Administrative Action
See also Office of Administrative Law Decision – OAH No.: L2005030188		 12/27/04
Dreamscape Mortgage, L.L.C. Administrative Order 05/01/09
Drip Capital, Inc. Administrative Action
See also CFL # 60DBO-45832		 10/12/21
Driven Escrow Services, Inc. Administrative Action
See also ESC # 9632006		 05/24/24
DRNK Coffee + Tea Franchising, LLC Administrative Action 05/03/21
Drube, Margaret Annette Desist & Refrain Order 09/18/03
Druxman, Lisa Desist & Refrain Order 02/15/05
DSCH Capital Partners, LLC Administrative Action 04/03/19
DSPF Group, LLC Administrative Action 08/26/19
DSW Mortgage, Inc. Administrative Action
See also CFL # 60DBO-104061		 04/16/21
DTA Liquidity Fund I, LP Administrative Action
See also CFL # 60DBO-68351		 04/03/19
DTFS Desist & Refrain Order 04/03/06
Duchinsky, Joseph E. Administrative Action 04/18/08
Duck Donuts Holdings, LLC Administrative Action 01/26/22
Duckett, Terrence Civil Action 09/17/15
Ducoulombier, Sergio Nicolas Administrative Action 09/21/20
Ducreux, Marian G. Administrative Action 09/09/19
Dublin Law Group aka DLG Administrative Action 12/21/17
Duda, Mark Administrative Order 05/01/12
Duenas, Frankie Administrative Action 01/04/21
Dudley, Jarod L. Administrative Action
See also NMLS Licensee Listing# 1815628		 11/30/20
Duffer, Michael L. Desist & Refrain Order 10/12/12
Duggins, Glenn aka Duggins, Glenn Alan Desist & Refrain Order 03/27/00
Duhon, James Administrative Action 10/10/16
Duke Canyon Mines, Inc. Desist & Refrain Order 01/28/03
Dulkoan, Amarjit Singh Desist & Refrain Order 02/28/06
Dumais, Angela Desist & Refrain Order 06/11/03
Dunbar, Christopher Administrative Action 01/04/10
Duncan, Gary Desist & Refrain Order 05/24/12
Duncan, Joel Craig Desist & Refrain Order 05/26/10
Duncan, Leanders Desist & Refrain Order 05/08/02
Dunlin Group LLC Administrative Order 04/30/19
Dunn, Jeffrey Administrative Action
See also NMLS # 1161286		 12/24/21
Dunning, Geoffrey Mark Administrative Order 10/22/13
Duquesnay, Antoine Derbergerac Administrative Action 07/01/16
Durling, Christopher Lewis Administrative Order 06/17/10
Durham, Maria Desist & Refrain Order 01/31/14
Durham, Kimberly Desist & Refrain Order 01/31/14
Durig Capital, Inc. Administrative Action
See Also CRD # 118452		 01/21/22
Durocher, John Harold aka Powers, John Administrative Action
See Also Office of Administrative Law Decision – OAH No. L2007010385 		12/27/06
Dusenberry, Lonnie Administrative Action 06/18/13
DVM Velp Self Storage, LLC. Civil Action 07/28/08
Dvorkin, Aleksandr Markovich Administrative Action 11/20/20
Dwarka, Navin Kamal Administrative Action 05/12/10
Dyer, Douglas A. Desist & Refrain Order 04/07/04
Dyer, Roger Scott Administrative Action 09/12/22
Dylanite, Inc. Administrative Action 11/30/07
Dynamax Mortgage, Inc. Administrative Action 08/07/06
Dynamic Achievers Investments Corporation Administrative Order 04/08/10
Dynamic Capital Funding Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-93510		 04/03/20
Dynamic Real Estate Services Administrative Action
See also CFL Licensee Listing # 60DBO-92378 		04/03/20
Dystant, Paulette Maureen Administrative Action
See also Licensee Listing NMLS #205734		 03/16/16
Dzarubi, Mark Desist & Refrain Order 03/14/02

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Last updated: Aug 23, 2024 @ 11:36 am