Actions, Order and Administrative Hearing Decisions: L
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Subject | Order Issued | Date Issued |
---|---|---|
LA-Finance LLC | Administrative Order | 06/25/12 |
L. A. Capital Bank | Administrative Action | 05/12/10 |
L. A. Escrow Express, Inc. | Administrative Action See also FSD licensee listing # 963-1333 |
04/11/16 |
L. A. Financial Management & Services, L.A. Management & Services, Inc. | Administrative Action | 05/12/10 |
L. A. One Escrow Corporation | Administrative Action | 04/15/15 |
L & G MortgageBanc, Inc. | Administrative Order | 02/07/12 |
L & L Financial Holdings, Inc. | Desist & Refrain Order | 05/16/06 |
L & M Financial, Ltd. | Desist & Refrain Order | 12/16/10 |
L.H. Chaing Investment Counsel | Desist & Refrain Order | 01/24/05 |
L.M.J ROC, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-90308 |
04/03/19 |
L.Q. Distribution | Desist & Refrain Order | 05/23/05 |
L.Q. Distribution, Inc. | Desist & Refrain Order | 05/23/05 |
LA Capital Partners, LLC | Administrative Action | 06/23/10 |
LA Canasta Furnishings, Inc. | Administrative Action | 03/18/11 |
LA Charter School New Markets CDE, LLC | Administrative Action | 05/01/09 |
LA Entertainment Works, Inc. | Desist & Refrain Order | 03/20/08 |
LA Escrow Express, Inc. | Order Revoking | 08/31/16 |
La Fundacion Hispana De Credito | Desist & Refrain Order See also Consent Order issued |
12/16/02 |
La Hacienda Home Loans | Administrative Action | 12/08/10 |
La Honda Project, Incorporated | Desist & Refrain Order | 03/06/06 |
LA Investment Capital, LLC, LA Investment Capital Alternative Investment Fund, LLC, LA Investment Capital BioFuels Fund I. LLC LA Investment Capital Capital Energy Fund I. LLC LA Investment Capital Energy Fund I. LLC LA Investment Capital Entertainment & Media Fund, LLC LA Investment Capital Oil & Natural Gas Fund I. LLC LA Investment Capital Real Estate Fund I. LLC | Desist & Refrain Order | 08/25/10 |
La Kaffa International Co Ltd dba Chatime USA, LLC | Administrative Action | 11/07/17 |
La Luz, Mariana | Desist & Refrain Order | 07/27/11 |
LA Star Title Loans | Administrative Order | 5/2/12 |
La Tiendona | Desist & Refrain Order | 03/18/13 |
La Voie, Shaine | Desist & Refrain Order | 09/13/06 |
Lacaza Capital, Inc. | Administrative Action | 11/01/05 |
LAD Management Company, LAD Management, Inc. | Desist & Refrain Order | 01/30/08 |
Ladera Ranch Home Loans, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-104168 |
04/19/22 |
LaFaso, Edward S. | Desist & Refrain Order Amended to remove from Order issued on 09/28/06; | 11/30/06 |
Laffoon, Ty Earl aka Laffoon, Jr., Earl Howard | Administrative Action See also Office of Administrative Law Decision – OAH No. 2013061033 |
06/05/13 |
Lageson, Bret | Desist & Refrain Order | 07/28/04 |
Lagorio, Kevin Virgil | Administrative Action | 04/06/18 |
Lai, Kevin C. | Administrative Action | 06/09/10 |
Lakami Professional Services, Inc. | Desist & Refrain Order | 11/02/09 |
Lake Ridge Escrow, Inc. | Administrative Order | 01/19/11 |
Lakeside Virtual Family Office, LLC. | Administrative Action | 03/13/18 |
Lakeshore Investment LLC | Administrative Action See also FSD Licensee # 603J213 |
04/03/19 |
Lakeview Investment Fund | Desist & Refrain Order | 03/30/98 |
Lakewood Asset Management, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 156858 |
09/08/22 |
Lakshmi Capital Management LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 150404 |
01/30/20 |
Lam, Roy; Fortune Journey LLC dba Yi Fang Taiwan Fruit Tea | Administrative Action | 10/11/19 |
Lam, Roy – Yoogo Corporation | Desist & Refrain Order | 10/28/11 |
Lal, David Kumar | Desist & Refrain Order | 11/20/13 |
Lamar, Brent | Desist & Refrain Order | 03/28/07 |
Lamb Energy Finance, LLC | Administrative Action See also FSD licensee listing #603J284 |
08/22/18 |
Lambda, Inc. dba Lambda School | Administrative Action | 04/26/21 |
Lambert, Cynthia | Administrative Action See also NMLS Licensee Listing # 243182 |
03/24/22 |
Lambert, Robert W. | Desist & Refrain Order | 12/24/02 |
Lambert, Tommaso | Desist & Refrain Order | 11/05/15 |
Lambros, Peter A. | Administrative Action | 09/18/14 |
Lamont Financial Services | Administrative Action | 10/30/18 |
Lampkin, Lauri (On Line Funding, dba) | Desist & Refrain Order | 08/01/11 |
Lamonex Financial, Inc. | Desist & Refrain Order | 08/26/04 |
Lancaster 160 Investments, LLC | Desist & Refrain Order | 08/12/10 |
Lancia, John | Administrative Action See also NMLS # 335982 |
12/24/21 |
Landeros, Robert; Advanced Worldwide Security Solutions, Inc. | Civil Action | 05/07/07 |
Landeros, Robert; Single Source Technology, Inc.; Gilbert Rousseau | Desist & Refrain Order | 12/03/07 |
Landeros, Valeriano | Administrative Action See also Office of Administrative Law Decision OAH No. L2004060356 |
09/08/04 |
Landers, William M. | Desist & Refrain Order | 12/24/02 |
Landmark Mortgage | Administrative Action | 11/07/06 |
Landmark Mortgage (LMTX LP) | Administrative Order | 12/01/06 |
Landmark Wall RR Ltd. | Administrative Action See also CFL Licensee Listing # 60DBO-84567 |
04/23/21 |
Landon, Mark Aaron | Administrative Action | 05/01/09 |
Landrum, Sr. Michael Wayne dba Time Lenders | Administrative Action See also FSD licensee listing #603-A489 |
01/09/17 |
Landry, Ryan Francis | Desist & Refrain Order | 07/28/04 |
Land/Home Financial Services | Administrative Action | 03/18/11 |
Lands Alliance Information Services, Inc. | Desist & Refrain Order and Consent | 02/22/07 |
Landy, Robin Lee | Administrative Order | 10/24/12 |
Lane, James, Alan | Desist & Refrain Order | 06/27/13 |
Lane, Mark Stuart | Desist & Refrain Order | 01/16/13 |
Lane, Scott | Desist & Refrain Order (First Take Productions) | 05/24/12 |
Lane, Scott Edmund | Desist & Refrain Order (ClearVision Productions) | 05/05/09 |
Lang, Bob | Administrative Order | 08/29/13 |
Lang, Kendell | Administrative Action | 05/07/18 |
Lang, Michael | Desist & Refrain Order | 11/09/11 |
Lange Financial Group, LLC | Administrative Action | 04/24/19 |
Lange, Michael | Desist & Refrain Order | 02/24/03 |
Lango Kids | Administrative Action See also International Training and Exchange, Inc. |
03/02/10 |
Lanni, Saverio | Civil, Administration Action & Desist & Refrain Order | 06/29/05 |
Lans Capital & Investments, Inc. | Desist & Refrain Order | 07/27/11 |
Lanthan, Richard | Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle | 10/22/09 |
Lapuz, Mary Aileen Bautista | Administrative Action | 04/05/19 |
Larada Sciences, Inc. | Administrative Action | 08/03/17 |
Largesse Financial LLC | Administrative Action | 12/30/19 |
Larkin, Stephen C. | Administrative Action | 10/10/16 |
Larry Gusto Consulting Company, Inc. | Desist & Refrain Order | 06/25/03 |
Larsen, Glenn H. | Administrative Action | 05/29/15 |
Larson, John | Desist & Refrain Order and Consent | 05/14/07 |
Las Americas Trading Group, Inc. | Desist & Refrain Order | 06/11/03 |
Las Flores Escrow, Inc. | Administrative Action See also FSD licensee listing #9631709 |
04/26/19 |
Lasisi, Lawrence | Administrative Action | 08/30/10 |
Lasseter, Robert | Desist & Refrain Order | 12/08/06 |
Last Chance Finance, Inc. | Administrative Action | 05/12/10 |
Lateral Investment Management, LLC | Administrative Action | 04/03/19 |
Latin Professional Escrow | Desist & Refrain Order | 02/11/13 |
Latitude Capital Management, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. 2008050496 |
05/08/08 |
Laue Capital Management Inc | Administrative Action See also Investment Adviser Firm Summary – CRD # 112689 |
01/21/21 |
Laurel Hill Escrow Services, Inc. | Administrative Action | 08/17/10 |
Laverty, Charles Acheson | Administrative Action | 12/12/16 |
Lavit Check Cashing | Administrative Action | 12/06/07 |
Lavit, Nop | Administrative Action | 12/06/07 |
Law Finance Group, LLC. | Administrative Action See also FSD licensee listing #6054326 |
07/30/18 |
Law, Jean L. | Desist & Refrain Order | 07/14/05 |
Lawrence, Bill | Desist & Refrain Order | 10/24/07 |
Lawrence, Kevin L | Desist & Refrain Order | 12/06/02 |
Lawrence, Sr. Shara | Desist & Refrain Order | 11/09/11 |
Lawrence, Stephen J. | Desist & Refrain Order | 12/06/06 |
Lawson Campbell Financial Services | Desist & Refrain Order | 11/25/09 |
Lawson, Keith | Desist & Refrain Order | 08/06/08 |
Lazowick, Alan (PDF) | Desist & Refrain Order | 10/29/07 |
LBA Express | Desist & Refrain Order | 01/16/13 |
LCM High Income Fund LLC, LCM Strategic Income Fund LLC | Administrative Action See also Office of Administrative Law Decision – OAH No.2008050496 |
05/08/08 |
LCS, Inc. | Desist & Refrain Order | 09/12/08 |
LDI Capital Company | Desist & Refrain Order | 05/26/10 |
Le, Carl Bao; Citadel RE and Investments, LLC. aka www.citadelbayarea.com | Administrative Action | 02/06/20 |
Le, Kelly Thuy | Administrative Action See also NMLS Licensee listing # 1853489 |
09/13/19 |
Le, Marie | Desist & Refrain Order | 10/31/14 |
Le, Quan | Administrative Action | 03/30/21 |
Le, Viet H. | Administrative Action | 05/12/10 |
Legacy Commercial Finance LLC | Administrative Action See also CFL # 60DBO-84873 |
04/03/19 |
LeBendig, Barry D. | Desist & Refrain Order; Civil Action See also Administrative Hearing – OAH No. 2009061109 |
02/18/09 |
LEA Capital Advisors, Inc. | Desist & Refrain Order | 08/16/10 |
Leader Mortgage Company (The) | Administrative Action | 08/03/04 |
Leader-escrow.com | Desist & Refrain Order | 05/04/06 |
LeaderOne Financial Corporation | Administrative Action See also CRMLA Licensee listing # 4131276 |
02/21/20 |
Leadership for Urban Renewal Network, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-81801 |
04/03/20 |
Leadpoint, Inc | Desist & Refrain Order | 05/30/13 |
Leaf Capital Funding, LLC | Administrative Action See also CFL Licensee Listing # 603J550 |
04/03/20 |
Leading Edge Marketing, Inc. | Desist & Refrain Order | 06/23/14 |
League Company, Inc. (The) | Desist & Refrain Order | 12/26/06 |
Leap Theory, LLC | Administrative Action | 11/07/19 |
Lease Corporation of America | Administrative Action FSD licensee listing #6034727 | 04/03/19 |
Leaseq, Inc. | Administrative Action | 06/03/19 |
Leatherman, Dennis A. | Administrative Action See also Office of Administrative Law Decision – OAH No. L-2004120121 |
10/28/04 |
Lebowitz, Mark | Desist & Refrain Order | 11/15/06 |
Ledda, Walter | Desist & Refrain Order | 04/14/04 |
Ledebt Capital Corp | Administrative Action | 12/27/17 |
Lee, Anderson | Administrative Action See also FSD licensee listing #963-2059 |
08/05/16 |
Lee, Austin Tyler | Administrative Action See also NMLS Licensee listing #1756184 |
12/07/18 |
Lee, Cecilia | Desist & Refrain Order | 05/19/08 |
Lee, Daniel | Administrative Action See also Office of Administrative Law Decision – OAH No. 2009061346 |
05/19/09 |
Lee, Dickinson | Desist & Refrain Order | 05/16/06 |
Lee, Jason aka Lee, Myong Bok | Administrative Action See also Office of Administrative Law Decision – OAH No. 2012090719 |
07/30/12 |
Lee Capital Management #1 LLC; Lee, Ronald James | Administrative Action See also CRD #315693; CRD # 814314 |
01/26/23 |
Lee, John | Desist & Refrain Order See also Bu Young Lee Company, Inc and Omega Financial |
02/14/08 |
Lee, John Chiyuan | Desist & Refrain Order | 03/14/06 |
Lee, Ju Hee aka Lee, Judy | Administrative Action See also Escrow # 9631721 |
07/13/21 |
Lee, Leopold | Desist & Refrain Order | 07/05/11 |
Lee, Mai Khoi | Administrative Action | 04/08/08 |
Lee, Michael Dewayne, Jr. | Administrative Action | 11/29/22 |
Lee, Peter Hyung | Desist and Refrain Order; Order Voiding Transactions; and Citations | 07/01/14 |
Lee, Sam; StableDAO aka StableOPINION; www.stable.limited | Administrative Action | 09/27/23 |
Lee, Sam; We Are All Satoshi; weareallsatoshi.org | Administrative Action | 09/27/23 |
Lee, Regina KH | Administrative order See also NMLS Licensee listing #1165370 |
05/22/19 |
Lee, Richard | Administrative order | 12/10/15 |
Lee, Richard Joseph | Desist & Refrain Order; Partial Rescission of Desist and Refrain Order | *04/15/05 |
Lee, Robyn | Administrative Action See also Office of Administrative Law Decision – OAH No.2013120577 (PDF) |
05/05/14 |
Lee, Yvonne aka Lee, Yvonne Huiyi; Lee, Yvonne C.; Chao, Yvonne; and Cao, Hiuyi | Desist & Refrain Order | 12/26/07 |
Leedha, Inc. | Administrative Action | 06/16/04 |
Leedha, Inc. | Civil Action | 12/27/05 |
Leeville #1, LLP | Desist & Refrain Order | 07/09/13 |
Lefebvre, Damien | Administrative Action See also NMLS Licensee Listing # 1255982 |
12/14/21 |
Left Lane, LLC | Desist & Refrain Order | 07/11/07 |
Legacy International, Inc., Legacy International, Ltd | Desist & Refrain Order | 03/14/06 |
Legacy Financial Group | Administrative Order | 05/01/09 |
Legacy Group Lending, Inc. | Administrative Order See also FSD Licensee Listing #413-0752 |
07/17/15 |
Legacy Group Recovery, Inc. | Desist & Refrain Order | 01/13/12 |
Legacy Management | Administrative Action | 09/05/17 |
Legacy Private Client Group, Inc. | Administrative Action See also Investment Adviser Firm Summary – CRD # 159063 |
11/09/20 |
Legacy Wealth Management, LLC a.k.a. Legacy Management | Administrative Action | 09/05/17 |
legal@maxpread.com, aka Maxpread Technologies Limited | Desist & Refrain Order | 04/19/23 |
Legend of Mary Worth (The) | Desist & Refrain Order | 01/04/06 |
Legomescrow.com | Desist & Refrain Order | 04/13/05 |
Lehenbauer, Steven | Administrative Action | 03/09/10 |
Lehman, Kent George | Administrative Action | 09/10/18 |
Lehman Ali, Inc. | Administrative Action | 05/01/09 |
Leija Enterprises, Inc. | Administrative Action | 05/01/18 |
Lekar, Joseph | Administrative Action | 12/05/07 |
Leland, David | Administrative Action See also NMLS Licensee Listing # 225466 |
12/07/21 |
Leland Energy, Inc. | Administrative Action | 02/09/11 |
Leland Kentucky Holdings, Inc. | Administrative Action | 02/09/11 |
Leland National Gold Exchange | Desist & Refrain Order | 08/28/12 |
Lemando LLC | Administrative Action | 12/30/19 |
Lemoine, Austin | Administrative Action | 03/29/06 |
Lemon, Daryl Richard | Administrative Action | 01/07/16 |
LemonShark Franchising | Consent Order | 11/02/23 |
Lenahan, Gary Joseph | Desist & Refrain Order | 12/08/08 |
Lend-Mor Mortgage Bankers Corp | Administrative Action | 02/15/11 |
Lend America; Lending Key | Administrative Action | 01/11/10 |
Lend Street Financial, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-46213 |
04/19/22 |
Lenda, Inc. | Administrative Action | 10/09/18 |
Lendco Group Inc. | Administrative Action | 05/07/13 |
LenderEDGE, LLC | Administrative Action | 11/20/18 |
Lenderfi, Inc. | Administrative Action See also CRMLA # 41DBO-152739 |
06/21/23 |
Lenders International | Desist & Refrain Order; Order Voiding Transactions | 09/20/11 |
Lenders Choice Escrow, Inc. | Administrative Action See also FSD licensee listing #9632518 |
03/11/19 |
Lending 1st Mortgage, LLC | Administrative Order | 07/23/07 |
Lending Arena LLC | Administrative Action See also CFL Licensee Listing # 60DBO-74000 |
03/07/23 |
Lending 3, Inc. | Administrative Action See also CFL Licensee Listing # 603A922 |
05/12/15 |
Lending Capital, Inc. | Administrative Order | 07/05/07 |
Lending Center (The) | Administrative Order | 02/19/08 |
Lending Company (The) | Administrative Order | 11/17/10 |
Lending Connection (The) | Administrative Order | 10/10/08 |
LendingClub Corporation | Administrative Order | 12/04/15 |
Lending Experts, Inc. | Desist & Refrain Order | 10/24/13 |
Lending House | Administrative Order | 07/05/07 |
Lending KSF, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-101087 |
06/30/20 |
Lending Partners, LLC | Administrative Action | 02/16/11 |
Lending Resources Group, Inc. | Administrative Order | 11/28/12 |
Lending Tower LLC | Administrative Action See also CFL Licensee Listing # 60DBO-144904 |
03/14/23 |
Lending World, Inc. | Desist & Refrain Order | 10/25/13 |
lending-prime.webnode.com | Administrative Action | 07/14/21 |
Lending7 Fund, LLC | Administrative Action See also CFL # 60DBO-45390 |
03/07/23 |
LendKey Technologies, Inc. | Administrative Action | 05/21/20 |
Lendmart, LLC | Administrative Action | 04/03/19 |
Lendr Finance, LLC | Administrative Action | 12/30/19 |
Lendr.Online, LLC | Administrative Action See also CFL # 60DBO-85764 |
04/16/21 |
LendsLoan Prime Financial, Inc. | Administrative Action | 09/23/22 |
Lendtuit, LLC | Administrative Action See also CFL Licensee Listing # 603J941 |
08/14/20 |
LendUp | Administrative Action FSD #100-4393, #605-4610 | 09/27/16 |
Lendvue | Administrative Action | 12/27/17 |
LendXFinancial | Administrative Order | 05/03/10 |
Lenhart, Robert | Desist & Refrain Order | 08/04/14 |
Lenocker, Erin Tracey; Lenocker, William Ryan | Administrative Action See also Escrow # 963-2562 |
08/02/11 |
Lenox Financial Mortgage Corporation | Administrative Action See also CRMLA # 4130722 and CFL # 603K249 |
05/20/21 |
Lenya California, Inc. | Desist & Refrain Order | 05/15/07 |
Lenya International Limited | Desist & Refrain Order | 05/15/07 |
Lenya International Ltd. | Desist & Refrain Order | 05/15/07 |
Leon, Rick Andrew | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004080137 |
07/29/04 |
Leon’s Discount Store | Desist & Refrain Order | 02/26/09 |
Leone, John Michael | Administrative Action See also NMLS # 2063046 |
05/18/21 |
Leshin, Randall L. | Desist & Refrain Order | 07/15/08 |
Lestage International, Inc. | Administrative Action See also CFL # 60DBO-139990 |
05/03/23 |
Li + Ng Loans, Inc. | Administrative Action See also CFL # 60DBO-146055 |
05/03/23 |
Lifetree Lending, LLC | Administrative Action See also CFL # 60DBO-162144 |
05/03/23 |
Loan Cabin Inc. | Administrative Action See also CFL # 60DBO-77454 |
05/03/23 |
Loanhappy Mortgage Processing, LLC | Administrative Action See also CFL # 60DBO-140220 |
05/03/23 |
Lester, Irene | Desist & Refrain Order See also Rescission Order [5/16/05]. |
10/18/04 |
Letcavage, Randall Mark | Administrative Order | 10/14/15 |
Leuk, Ratha C. | Desist & Refrain Order | 06/27/08 |
Level One Escrow, Inc. | Administrative Action | 05/11/16 |
Levine, Ezra | Desist & Refrain Order | 11/10/10 |
Levin, Iakov aka Levin, Trevor | Administrative action | 04/06/23 |
Levine, Jeff | Rescission of Desist & Refrain Order and Desist & Refrain Order | 09/24/07 |
Levy, Gregory David | Administrative Action See also Office of Administrative Law Decision – OAH No. L2002060099 |
05/28/02 |
Lewakowski, Paul | Desist & Refrain Order | 08/28/12 |
Lewis Financial – dba Lewisfin.com, LLC | Administrative Order See also Lic.Number 603-I817 |
05/05/14 |
Lewis, Alex | Desist & Refrain Order | 04/15/09 |
Lewis, Brooks Ekholm | Desist & Refrain Order; Administrative Action | 07/31/14 |
Lewis, Daniel R. | Desist & Refrain Order | 12/24/02 |
Lewis, James P. | Desist & Refrain Order | 12/24/03 |
Lewis, Jr., James P. | Desist & Refrain Order | 12/24/03 |
Lewis, Shirley | Administrative Action See also Lic. Number 9630855 |
09/25/13 |
Leyton Law Firm; Leyton Law Firm, LLC | Administrative Action | 03/02/23 |
Lewis, Troi | Desist & Refrain Order | 05/11/04 |
Lewis Hunt Enterprises, Inc. | Administrative Action | 01/31/11 |
Lexau Capital LLC | Administrative Action | 12/30/19 |
Lexis Global Holdings USA, LLC | Desist & Refrain Order See also Dolarian,et al. Desist & Refrain Order |
04/26/07 |
Lexit Technology, Inc. | Civil Action | 09/09/08 |
Lexus Financial Group | Desist & Refrain Order | 02/24/03 |
LGM Escrow Services | Administrative Action | 07/07/10 |
L.G.M. Financial Services Corporation | Desist & Refrain Order | 11/20/08 |
LHM Financial Corporation DBA CNN Mortgage | Administrative Action See also FSD licensee listing #’s 4131232 and 603E254 See also NMLS Licensee listing #148530 |
04/19/19 |
Li, Mingjun | Administrative Action See also CFL Licensee Listing # 60DBO-64331 |
05/01/18 |
Liang, Tsonien Lin | Administrative Order | 11/17/10 |
Liberta, Inc. | Desist & Refrain Order | 02/07/03 |
Liberty Capital Group, Inc. | Administrative Action | 03/10/17 |
Liberty Finance, LLC. | Administrative Action See also CFL Licensee Listing # 60DBO-105093 |
01/11/23 |
Liberty Financial Mortgage Group, Inc. | Administrative Action | 05/01/09 |
Liberty First Mortgage Corporation | Administrative Action | 04/03/19 |
Liberty Home Lending | Administrative Action | 05/07/13 |
Liberty Lending Group, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-99185 |
04/19/22 |
Liberty Metals Group, LLC. | Administrative Action | 07/17/15 |
Liberty Mortgage Company, Inc. | Administrative Action | 04/03/19 |
Libertystreet Financial Group | Administrative Action | 03/18/11 |
Libre Technology, Inc. | Administrative Action | 07/23/21 |
Lichtig, Edwin | Desist & Refrain Order | 03/05/15 |
Lice Clinics of America | Administrative Action | 08/03/17 |
Lido Isle Escrow, Inc. | Administrative Action See also FSD Licensee Listing # 9632708 |
09/25/18 |
Lien, Rick B. | Administrative Action See also Boonrate, Inc; NMLS #1190080 |
12/17/14 |
Lifeline Imaging Systems, Inc | Desist & Refrain Order | 10/01/03 |
Lifeline Imaging, LLC | Desist & Refrain Order | 10/01/03 |
Life Check, LLC | Administrative Action | 08/01/19 |
Life Mortgage | Administrative Action See also FSD licensee file # 413-0981 |
06/30/14 |
Life Partners, LLC | Desist & Refrain Orders See also Lana Helen Borbas, David Flores Valencia, Paul Flores Valencia, and Harry Jeffreys Wilson |
08/23/13 |
Lifestone Mortgage Corporation | Administrative Action See also CFL # 60DBO-54584 |
04/16/21 |
Lifestyle Media Solutions, LLC | Administrative Action | 10/20/21 |
Lifestyles Resorts, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2007050142 |
12/15/05 |
Lifetime Financial Partners, Inc. | Administrative Order | 12/01/09 |
Lifetime Wealth Advisors, LLC. | Administrative Action | 12/07/17 |
LifeWealth8 Limited | Desist & Refrain Order | 12/29/03 |
Liftforward, Inc. | Administrative Action See also CFL Licensee Listing # 603L137 |
04/25/23 |
Light Bank and Trust; LightBankandTrust@gmail.com | Administrative Action | 12/06/23 |
Lightning Mortgage (PDF) | Administrative Action | 03/18/11 |
Lig Capital LLC | Administrative Action See also CFL Licensee Listing # 60DBO-45938 |
04/19/22 |
Lighthouse Capital Partners VI, L.P. | Administrative Order | 01/19/11 |
Lighthouse Capital Preservation | Administrative Action | 07/18/17 |
Lighthouse Real Estate Consulting, LLC | Administrative Action | 09/16/13 |
Lighthouse Resort and Marina, LLC, a California LLC | Desist & Refrain Order | 03/22/06 |
Like New, Inc. | Desist & Refrain Order | 12/01/06 |
Lillie, Dawn | Desist & Refrain Order | 10/09/02 |
Lim, Ming | Administrative Action See also NMLS Licensee Listing # 313631 |
01/03/22 |
Lim, Pyong Kie | Administrative Action (Lim) | 05/06/11 |
Lima One Capital, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-45834 |
04/03/20 |
Lime Financial Services, LTD | Administrative Action | 01/26/09 |
Lin, Jane; Akyumen Technologies Corp. aka Akyumen Corp.; Saied, Aasim M.; Soelman, Sheila | Administrative Action | 06/17/20 |
Linares, Elena | Administrative Action | 12/12/17 |
Lincoln Capital Management, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-119272 |
04/19/22 |
Lincoln Capital Resources | Administrative Action | 03/18/11 |
Lend Suite LLC | Administrative Action See also CFL # 60DBO-156542 |
12/30/22 |
Lendinghero LLC | Administrative Action See also CFL # 60DBO-116959 |
12/30/22 |
Liberty Finance, LLC | Administrative Action See also CFL # 60DBO-105093 |
12/30/22 |
Lincoln Finance Company | Administrative Action See also CFL # 6030009 |
12/30/22 |
LISA Fund X LLC | Administrative Action See also CFL # 60DBO-154261 |
12/30/22 |
Lucid Mortgage Solutions LLC |
Administrative Action See also CFL # 60DBO-139368 |
12/30/22 |
Lincoln Funds International | Desist & Refrain Order | 05/29/08 |
Lincoln Multiservices | Administrative Action | 12/22/08 |
Lincoln Pain Consulting | Administrative Action See also Investment Adviser Firm Summary – CRD # 137566 |
01/30/20 |
Lindas Escrow, Inc. | Administrative Action See also FSD Licensee Listing #963-2175 |
08/12/16 |
Linden, Thomas Howard, Jr. | Administrative Action | 05/01/09 |
Linderman, Robert Mark | Administrative Action | 06/08/18 |
Lindsay, Byron F. | Desist & Refrain Order | 08/19/03 |
Linderg, Herbert B. | Desist & Refrain Order | 01/28/08 |
Linenberg, Charles | Desist & Refrain Order See also Kilpatrickand Hart |
09/12/03 |
Link-1 Communications, Inc. | Desist & Refrain Order | 08/16/06 |
Linx Card Inc. | Administrative Actions | 08/09/19 |
Lion Enterprises, Inc. | Administrative Order | 07/11/12 |
Lion Group Investments, LLC | Administrative Action See also CFL Licensee Listing # 603L354 |
04/19/22 |
Lions Path LLC | Administrative Action See also CFL Licensee Listing # 60DBO-55071 |
07/17/20 |
Lipschitz, Charles | Administrative Actions | 08/22/11 |
Lipsky, Daniel S. | Administrative Actions | 10/18/18 |
Lippincott, Peter | Desist & Refrain Order | 05/18/06 |
Lippincott, Peter. | Administration Action | 07/17/07 |
Lipson Family Limited Partnership | Desist and Refrain Order | 03/25/09 |
Liquid Hedge; Liquid Currencies | Administrative Action | 09/21/20 |
Lipson, Henry David | Desist and Refrain Order | 03/25/09 |
Lismar Financial Services, LLC | Desist & Refrain Order See also Loomis Wealth Solutions, Inc. |
08/28/08 |
List For Kids Dublin, LLC | Desist & Refrain Order | 01/06/09 |
Lister, David B, | Desist & Refrain Order | 02/22/07 |
Lister, David B. | Desist & Refrain Order | 03/14/07 |
Litigation Lending Inc. | Administrative Action | 04/03/19 |
Lithuanian Credit Union | Desist & Refrain Order | 03/28/13 |
Litton Loan Servicing LP | Administrative Action | 08/31/12 |
Litzinger, James Anthony | Civil Action | 01/04/06 |
Liu, Zhi | Desist & Refrain Order | 01/08/14 |
Live Well Financial, Inc. | Administrative Action | 01/17/20 |
LivLife Renovations, LLC; LivLife Homes, LLC | Administrative Action | 01/16/20 |
Li’l MVPs, Inc. | Desist & Refrain Order | 02/04/08 |
Lloyd’s Insurance Syndicate | Desist & Refrain Order | 04/27/07 |
Lloyd, Aaron | Administrative Order See also FSD Licensee Listing #963-2533 |
01/22/15 |
LMF Commercial, LLC | Administrative Action See also CFL Licensee Listing #’s 603K515, 603K516 and 603K776 |
02/05/20 |
LMTX, LP | Administrative Action | 11/07/06 |
LNR California Partners, Inc. | Administrative Order | 03/07/12 |
Loan Across America, Corp | Administrative Order | 12/08/08 |
Loan Assist, LLC | Administrative Order | 01/10/12 |
Loan Center. | Desist & Refrain Order | 09/28/09 |
Loan Center (The) | Desist & Refrain Order, Citations & Order Voiding Deferred Deposit Transactions | 06/29/07 |
Loan Country | Administrative Action | 05/12/10 |
Loanatik, L.L.C. | Administrative Action See also CFL Licensee Listing # 60DBO-67832 |
04/03/19 |
LoanBright | Administrative Action See also FSD Licensee Listing # 603-A634 |
07/07/15 |
loanDepot.com LLC | Administrative Action See also FSD Licensee Listing #413-1040 |
01/30/15 |
Loan Express Mortgage, LH | Administrative Order | 01/10/12 |
Loan Funder LLC | Administrative Order | 04/03/19 |
Loan Funding Corporation of America | Administrative Action See also Office of Administrative Law Decision – OAH NO. L-2003120508 |
11/24/04 |
Loan Hunter Group, Inc. (THE) | Desist & Refrain Order | 10/27/11 |
Loaning America | Administrative Action See Also FSD Licensee Listing #100-4481 |
11/24/15 |
LoanPro LLC | Administrative Action | 05/25/18 |
Loan Leaf (PDF) | Administrative Action | 11/26/12 |
Loan Link Financial Services | Administrative Action | 09/23/08 |
Loan Management Services, Inc. | Administrative Order | 12/08/08 |
LoanMe, Inc. | Administrative Action | 07/02/18 |
LoanMe, Inc. a.k.a. Cash4Rent, Inc. a.k.a. MortgageCall, Inc. | Administrative Order See also FSD Licensee Listing #603-K061 |
02/18/15 |
LoanMart | Administrative Action See also FSD Licensee Listing # 603-8193, 603-J989, 603-K227 |
02/27/17 |
Loanmerica LLC | Administrative Action | 04/03/19 |
LoanNow, LLC dba LoanNow | Administrative Action See also FSD Licensee Listing # 603J519 |
03/29/18 |
Loan Network Lending | Administrative Order | 01/19/11 |
LoanOn, Inc. | Administrative Action See also licensee listing FSD # 603-L139 |
10/18/16 |
Loan Payment Administration, LLC | Administrative Action | 10/18/18 |
Loan Point, USA. | Desist & Refrain Order | 08/31/09 |
Loan Pointe LLC | Desist & Refrain Order | 10/28/09 |
Loan Pronto, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-75473 |
09/23/20 |
Loan R Us (PDF) | Administrative Action | 05/01/09 |
Loan Republic Financial | Administrative Action | 03/18/11 |
Loan Servicing Group, LLC d/b/a LSG Loan Center | Administrative Action | 07/06/16 |
Loan Shop | Desist & Refrain Order | 06/27/08 |
Loan Shop (The) | Desist & Refrain Order | 07/27/07 |
Loan Shop; Loan Shop Online; Loan Shop Online, LLC; Loan Shop Online (The) | Desist & Refrain Order | 10/28/09 |
Loan Simply, Inc | Administrative Action | 05/10/18 |
Loansonline, Inc. | Administrative Action | 10/16/18 |
Loanspring Financial, Inc. | Administrative Action | 05/07/13 |
Loantopia, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-60391 |
04/03/20 |
Loan Village, Inc. | Administrative Action | 05/01/09 |
Loan Warehouse, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-96504 |
04/03/20 |
Loan Works, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-113382 |
11/18/22 |
Loans For Less | Administrative Action | 09/01/10 |
Loanshoponline.com | Desist & Refrain Order | 10/28/09 |
Loancity.com | Administrative Action | 09/12/06 |
Loanstar Home Loans, LLC | Administrative Action See also Licensee Listing – CRMLA # 4131337, CFL # 6054816, CFL # 603K799 |
04/03/19 |
Loanvalley.com Corporation | Administrative Action | 05/01/09 |
Loc, Susan Kheng | Desist & Refrain Order | 08/30/06 |
Local Value Magazine | Desist & Refrain Order, Consent Order | 04/19/07 |
Lockwood, Richard C., Jr | Desist & Refrain Order | 06/07/04 |
Lockbox Capital, LLC |
Administrative Action See also CRD # 152229;CRD # 6153055 |
12/19/22 |
Locust Point Private Credit Fund, L.P. | Administrative Action See also CFL Licensee Listing #’s 60DBO-95713 and 60DBO-100255 |
04/03/20 |
Logos Real Estate Holdings, LLC. | Civil Action | 09/09/15 |
Logan, Kevin Christoper | Administrative Action See also Investment Adviser Firm Summary – CRD # 40259, CRD # 2052765 |
03/14/23 |
Logos Lifetime Enterprises, LLC. | Civil Action | 09/09/15 |
Logos Management Group, LLC. | Civil Action | 09/09/15 |
Logos Wealth Advisors, Inc. | Civil Action | 09/09/15 |
Loiacono, Michael; Mass Capital Access, Inc.; | Administrative Action See also CFL # 60DBO-90654 |
04/16/21 |
Lodriguito, Ida Z. | Desist & Refrain Order | 03/17/06 |
Loeb Term Solutions LLC. | Administrative Action See also FSD licensee listing #’s 603J915 and 603K229 |
06/26/17 |
Lofty Ai, Inc. | Administrative Action | 11/14/22 |
Lok, Susan | Desist & Refrain Order | 08/30/06 |
Lollicup USA, Inc. | Desist & Refrain | 04/16/08 |
Lomako, Lance | Desist & Refrain Order | 04/13/09 |
Lomba, Gregory Wayne | Administrative Action See also NMLS Licensee Listing # 1759407 |
01/13/20 |
London Financial Group | Desist & Refrain Order | 04/14/04 |
Londono, Carlos Alberto Zea | Administrative Action | 10/27/16 |
Loni, Oren | Administrative Action | 02/16/21 |
Long Beach Car Title Loans | Desist & Refrain Order | 03/24/11 |
Long Lake MSR, Inc. | Administrative Action | 04/03/19 |
Long, James Wayne | Desist & Refrain Order | 08/19/05 |
Long, Randy | Desist & Refrain Order | 12/02/14 |
Longbridge Financial, LLC | Administrative Action See also FSD licensee listing # 4131245 |
06/12/19 |
Longo, Matt | Desist & Refrain Order | 01/29/07 |
Longo, Matthew K. | Desist & Refrain Order | 01/29/07 |
Longoria, Noe | Administrative Action | 03/18/11 |
Longvue Mortgage Capital, Inc. | Administrative Action | 04/03/19 |
Loomis, Lee | Desist & Refrain Order See also Naras Secured Fund, LLC |
08/28/08 |
Loomis Wealth Solutions, Inc. | Desist & Refrain Order See also Naras Secured Fund, LLC |
08/28/08 |
Loop, Taylor | Administrative Action See also NMLS Licensee Listing # 1179433 |
12/24/21 |
Loop, Todd Lee | Administrative Action See also Office of Administrative Law Decision – OAHNo. 2014120310 |
11/14/14 |
Loose, Kaelin Michael | Administrative Action See also NMLS Licensee Listing # 2115039 |
04/05/22 |
Lopez, DiAndre Lamont | Administrative Action See also NMLS Licensee listing #421873 |
06/08/15 |
Lopez, Diana | Administrative Action See also Lic. Number 963-2596 See also Office of Administrative Law Decision – OAH No. 2013110620 |
10/04/13 |
Lopez, Deborah Elaine | Administrative Action | 12/15/10 |
Lopez, Eduardo Antonio | Administrative Action | 09/07/18 |
Lopez, Edwin | Administrative Order | 10/05/09 |
Lopez, Elvira | Desist & Refrain Order | 09/10/12 |
Lopez, Gustavo Adolfo | Administrative Action | 08/01/22 |
Lopez, Ignacio | Administrative Action See also NMLS Licensee Listing # 283637 |
12/24/21 |
Lopez, Jose de Jesus | Administrative Action | 07/24/08 |
Lopez, Martin | Administrative Action See also NMLS Licensee Listing # 312742 |
01/02/22 |
Lopez, Mike | Administrative Action | 07/20/05 |
Lopez, Norma | Administrative Action See also NMLS Licensee Listing # 1403265 |
01/02/22 |
Lopez, Reginald H. | Administrative Action | 04/04/08 |
Lopez, Rene | Administrative Action See also NMLS Licensee Listing # 1153403 |
12/07/21 |
Lopez, Steven Enrico, Sr. | Desist & Refrain | 03/21/11 |
Lopez, Walter Fernandez | Administrative Action | 02/15/22 |
Lor, Cha | Desist & Refrain Order | 01/27/09 |
Lor, Thomas | Desist & Refrain Order | 01/27/09 |
Loren R. Cook and Associates, Ltd. LLP | Desist & Refrain Order; Order Voiding Transactions (Idealgelt) | 01/16/13 |
Loren R. Cook and Associates, Ltd., LLP (Payday Services) | Desist & Refrain Order | 02/28/06 |
Loren R. Cook and Associates, Ltd., LLP (Payday Yes) | Desist & Refrain Order | 06/27/08 |
Loren R. Cook and Associates, Ltd., LLP (Web Payday) | Desist & Refrain Order | 08/27/08 |
Los Altos Liquor Store, Inc. dba Los Altos Liquor Store | Administrative Action | 05/16/06 |
Los Angeles LDC, Inc. | Administrative Action | 03/18/11 |
Losch, Scott | Administrative Action | 07/28/08 |
Lotfabadi, Hadi B. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2003040038 |
10/01/03 |
Love, Danielle Nicole | Administrative Action | 05/29/23 |
Love, Ron (PDF) | Desist & Refrain Order | 10/23/12 |
Love Joe, Inc. | Administrative Action | 04/03/19 |
Lovemed Corporation | Administrative Action | 05/01/09 |
Lovett, Brett Edward | Administrative Action | 03/23/18 |
Lovy, Eric | Administrative Action | 05/21/14 |
Lovy, Eric fka Beltran, Eric | Administrative Actions | 02/26/18 |
Lovy, Frank | Desist & Refrain Order | 08/06/02 |
Low VA Rates, LLC | Administrative Actions See also FSD Licensee Listing # 603L038 |
04/30/19 |
Lowe, Adam | Administrative Action | 09/24/20 |
Lowe, Philip A. | Desist & Refrain Order | 02/15/08 |
Lower, Megan | Administrative Action See also NMLS Licensee Listing # 241030 |
12/15/21 |
Lowrance, Jeff | Desist & Refrain Order | 09/13/06 |
Lowrey, Deena Madge | Administrative Action | 05/12/08 |
Loxley and Star, Inc. | Administrative Action See also Office of Administrative Law Decision- OAH No. L2006080165 |
06/06/06 |
Loyalty Funding, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-89395 |
04/03/20 |
LOYALTY FUNDING, INC.; PLATINUM COAST ESCROW, INC.; NAZIH DANIEL SADEK, as an individual; SADEK,INC.; and QUICK LOAN FUNDING, INC. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2007100635 |
10/01/07 |
LP Holdings, Inc. | Desist & Refrain Order | 04/07/08 |
LPL Financial LLC. | Administrative Action | 01/28/16 |
LPUDIRECT (LP Direct, LLC, dba) | Administrative Action | 05/01/09 |
LQD Financial Corp. | Administrative Action See also CFL # 60DBO-81953 |
04/16/21 |
LQDT Holdings LLC | Administrative Action | 07/15/16 |
LRD Lending, LLC | Administrative Action | 04/03/19 |
LRP Capital Corp (PDF) | Administrative Action | 06/02/10 |
LS Lending, Inc. | Desist & Refrain Order | 10/25/13 |
LSB Escrow | Administrative Action | 05/11/11 |
LSG & Partners, LLC | Administrative Action | 03/02/23 |
LT Consultants, Inc. | Administrative Action See also CFL # 60DBO-87535 |
04/16/21 |
LTS Marketing | Desist & Refrain Order | 07/27/07 |
Lu, Kha | Desist & Refrain Order | 11/02/09 |
Lubemaxx Lube and Oil | Administrative Action | 10/05/21 |
Lucas, Astrid (AAA Cash Advance, dba) | Administrative Action | 08/02/11 |
Lucas, Dean K. | Desist & Refrain Order | 04/19/05 |
Luce, Theodore D. | Desist & Refrain Order | 06/05/02 |
Lucero, Carlos. | Desist & Refrain Order | 03/18/13 |
Lucero, John Dennis | Administrative Action | 02/17/09 |
Luciano Development Partnership, LLC | Desist & Refrain Order See also Starlight Global Entertainment |
03/25/08 |
Luciano Screen Partners, LLC | Desist & Refrain Order See also Starlight Global Entertainment |
03/25/08 |
Lucid Lending (Lucid Logistics, Inc., dba) | Administrative Action | 05/01/09 |
Lucine Entertainment, Inc. | Desist & Refrain Order | 03/22/02 |
Lucky 360 Investments, LLC; Lucky Diamond Land | Desist & Refrain Order | 08/12/10 |
Lucky Lady Mining, LLC | Desist & Refrain Order | 09/28/12 |
Lucky Team Escrow | Administrative Action See also FSD Licensee Listing #9632107 |
10/02/12 |
Lucy G. Kryuchkova, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 297855 |
01/30/20 |
Ludena, Juan S. | Administrative Action | 03/18/19 |
Lumen Capital, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-111688 |
04/19/22 |
Lumen Solutions, Inc. | Administrative Action | 10/23/17 |
Lunden Investments, Inc. | Desist & Refrain Order | 05/12/09 |
Luminor Financial Management, Inc. | Administrative Action | 04/24/18 |
Luminous Managment | Desist & Refrain Order See also Aspen Grove Holding Desist & Refrain Order |
09/07/06 |
Luminous Wealth Managment | Desist & Refrain Order See also Aspen Grove Holding Desist & Refrain Order |
09/07/06 |
Luna IV, Crispin, aka Chris Luna | Desist & Refrain Order | 04/10/08 |
Lutzko, Donald J. | Administrative Action | 09/21/21 |
Luna, Gloria | Administrative Action See also Western Escrow Services |
09/11/07 |
Lundie, Nicole | Administrative Action | 09/11/08 |
Luse, Archie John | Administrative Action | 10/11/17 |
Lusk, Gregory | Desist & Refrain Order | 08/06/08 |
Lustgarten, Jeffrey | Desist & Refrain Order | 07/03/06 |
Luxury Asset Lending, LLC. | Administrative Action See also FSD Licensee Listing #603J167 |
05/15/18 |
Luzi, Anthony | Civil Action | 05/06/03 |
Luzi, Frank Anthony, Jr. | Civil Action | 05/06/03 |
LVM Franchising, Inc. | Administrative Order | 04/19/06 |
LVOG I-III LLC | Administrative Action | 05/04/17 |
LX Pictures | Desist & Refrain Order | 05/30/08 |
Lynstar Holdings, LLC. | Desist & Refrain Order | 06/02/03 |
Lynstar Homes of Texas, Ltd. | Desist & Refrain Order | 06/02/03 |
Lynstar Homes, LLC | Desist & Refrain Order | 06/02/03 |
Lynstar Westwood Homes, Ltd. | Desist & Refrain Order | 06/02/03 |
Lyon Financial Services | Administrative Order | 10/20/10 |
Lyon, Richard Howard | Administrative Order | 10/20/10 |
Lyons, Mary Ellen | Desist & Refrain Order | 08/06/07 |
Lyons, Shawn Francis | Desist & Refrain Order See also Stipulation to Entry of Desist and Refrain Order [11/28/05] |
03/16/05 |
Lyra Financial, LLC | Administrative Action | 04/03/19 |