Actions, Order and Administrative Hearing Decisions: L

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Subject Order Issued Date Issued
LA-Finance LLC  Administrative Order 06/25/12
L. A. Capital Bank Administrative Action 05/12/10
L. A. Escrow Express, Inc. Administrative Action
See also FSD licensee listing # 963-1333		 04/11/16
L. A. Financial Management & Services, L.A. Management & Services, Inc. Administrative Action 05/12/10
L. A. One Escrow Corporation Administrative Action 04/15/15
L & G MortgageBanc, Inc. Administrative Order 02/07/12
L & L Financial Holdings, Inc. Desist & Refrain Order 05/16/06
L & M Financial, Ltd. Desist & Refrain Order 12/16/10
L.H. Chaing Investment Counsel Desist & Refrain Order 01/24/05
L.M.J ROC, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-90308		 04/03/19
L.Q. Distribution Desist & Refrain Order 05/23/05
L.Q. Distribution, Inc. Desist & Refrain Order 05/23/05
LA Capital Partners, LLC Administrative Action 06/23/10
LA Canasta Furnishings, Inc. Administrative Action 03/18/11
LA Charter School New Markets CDE, LLC Administrative Action 05/01/09
LA Entertainment Works, Inc. Desist & Refrain Order 03/20/08
LA Escrow Express, Inc. Order Revoking 08/31/16
La Fundacion Hispana De Credito Desist & Refrain Order
See also Consent Order issued		 12/16/02
La Hacienda Home Loans Administrative Action 12/08/10
La Honda Project, Incorporated Desist & Refrain Order 03/06/06
LA Investment Capital, LLC, LA Investment Capital Alternative Investment Fund, LLC, LA Investment Capital BioFuels Fund I. LLC LA Investment Capital Capital Energy Fund I. LLC LA Investment Capital Energy Fund I. LLC LA Investment Capital Entertainment & Media Fund, LLC LA Investment Capital Oil & Natural Gas Fund I. LLC LA Investment Capital Real Estate Fund I. LLC Desist & Refrain Order 08/25/10
La Kaffa International Co Ltd dba Chatime USA, LLC Administrative Action 11/07/17
La Luz, Mariana Desist & Refrain Order 07/27/11
LA Star Title Loans Administrative Order 5/2/12
La Tiendona Desist & Refrain Order 03/18/13
La Voie, Shaine Desist & Refrain Order 09/13/06
Lacaza Capital, Inc. Administrative Action 11/01/05
LAD Management Company, LAD Management, Inc. Desist & Refrain Order 01/30/08
Ladera Ranch Home Loans, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-104168		 04/19/22
LaFaso, Edward S. Desist & Refrain Order Amended to remove from Order issued on 09/28/06; 11/30/06
Laffoon, Ty Earl aka Laffoon, Jr., Earl Howard Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013061033		 06/05/13
Lageson, Bret Desist & Refrain Order 07/28/04
Lagorio, Kevin Virgil Administrative Action 04/06/18
Lai, Kevin C. Administrative Action 06/09/10
Lakami Professional Services, Inc. Desist & Refrain Order 11/02/09
Lake Ridge Escrow, Inc. Administrative Order 01/19/11
Lakeside Virtual Family Office, LLC. Administrative Action 03/13/18
Lakeshore Investment LLC Administrative Action
See also FSD Licensee # 603J213		 04/03/19
Lakeview Investment Fund Desist & Refrain Order 03/30/98
Lakewood Asset Management, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 156858		 09/08/22
Lakshmi Capital Management LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 150404		 01/30/20
Lam, Roy; Fortune Journey LLC dba Yi Fang Taiwan Fruit Tea Administrative Action 10/11/19
Lam, Roy – Yoogo Corporation Desist & Refrain Order 10/28/11
Lal, David Kumar Desist & Refrain Order 11/20/13
Lamar, Brent Desist & Refrain Order 03/28/07
Lamb Energy Finance, LLC Administrative Action
See also FSD licensee listing #603J284		 08/22/18
Lambda, Inc. dba Lambda School Administrative Action 04/26/21
Lambert, Cynthia Administrative Action
See also NMLS Licensee Listing # 243182		 03/24/22
Lambert, Robert W. Desist & Refrain Order 12/24/02
Lambert, Tommaso Desist & Refrain Order 11/05/15
Lambros, Peter A. Administrative Action 09/18/14
Lamont Financial Services Administrative Action 10/30/18
Lampkin, Lauri (On Line Funding, dba) Desist & Refrain Order 08/01/11
Lamonex Financial, Inc. Desist & Refrain Order 08/26/04
Lancaster 160 Investments, LLC Desist & Refrain Order 08/12/10
Lancia, John Administrative Action
See also NMLS # 335982		 12/24/21
Landeros, Robert; Advanced Worldwide Security Solutions, Inc. Civil Action 05/07/07
Landeros, Robert; Single Source Technology, Inc.; Gilbert Rousseau Desist & Refrain Order 12/03/07
Landeros, Valeriano Administrative Action
See also Office of Administrative Law Decision OAH No. L2004060356 		09/08/04
Landers, William M. Desist & Refrain Order 12/24/02
Landmark Mortgage Administrative Action 11/07/06
Landmark Mortgage (LMTX LP) Administrative Order 12/01/06
Landmark Wall RR Ltd. Administrative Action
See also CFL Licensee Listing # 60DBO-84567		 04/23/21
Landon, Mark Aaron Administrative Action 05/01/09
Landrum, Sr. Michael Wayne dba Time Lenders Administrative Action
See also FSD licensee listing #603-A489		 01/09/17
Landry, Ryan Francis Desist & Refrain Order 07/28/04
Land/Home Financial Services Administrative Action 03/18/11
Lands Alliance Information Services, Inc. Desist & Refrain Order and Consent 02/22/07
Landy, Robin Lee Administrative Order 10/24/12
Lane, James, Alan Desist & Refrain Order 06/27/13
Lane, Mark Stuart Desist & Refrain Order 01/16/13
Lane, Scott Desist & Refrain Order (First Take Productions) 05/24/12
Lane, Scott Edmund Desist & Refrain Order (ClearVision Productions) 05/05/09
Lang, Bob Administrative Order 08/29/13
Lang, Kendell Administrative Action 05/07/18
Lang, Michael Desist & Refrain Order 11/09/11
Lange Financial Group, LLC Administrative Action 04/24/19
Lange, Michael Desist & Refrain Order 02/24/03
Lango Kids Administrative Action
See also International Training and Exchange, Inc.		 03/02/10
Lanni, Saverio Civil, Administration Action & Desist & Refrain Order 06/29/05
Lans Capital & Investments, Inc. Desist & Refrain Order 07/27/11
Lanthan, Richard Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle 10/22/09
Lapuz, Mary Aileen Bautista Administrative Action 04/05/19
Larada Sciences, Inc. Administrative Action 08/03/17
Largesse Financial LLC Administrative Action 12/30/19
Larkin, Stephen C. Administrative Action 10/10/16
Larry Gusto Consulting Company, Inc. Desist & Refrain Order 06/25/03
Larsen, Glenn H. Administrative Action 05/29/15
Larson, John Desist & Refrain Order and Consent 05/14/07
Las Americas Trading Group, Inc. Desist & Refrain Order 06/11/03
Las Flores Escrow, Inc. Administrative Action
See also FSD licensee listing #9631709		 04/26/19
Lasisi, Lawrence Administrative Action 08/30/10
Lasseter, Robert Desist & Refrain Order 12/08/06
Last Chance Finance, Inc. Administrative Action 05/12/10
Lateral Investment Management, LLC Administrative Action 04/03/19
Latin Professional Escrow Desist & Refrain Order 02/11/13
Latitude Capital Management, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2008050496 		05/08/08
Laue Capital Management Inc Administrative Action
See also Investment Adviser Firm Summary – CRD # 112689		 01/21/21
Laurel Hill Escrow Services, Inc. Administrative Action 08/17/10
Laverty, Charles Acheson Administrative Action 12/12/16
Lavit Check Cashing Administrative Action 12/06/07
Lavit, Nop Administrative Action 12/06/07
Law Finance Group, LLC. Administrative Action
See also FSD licensee listing #6054326		 07/30/18
Law, Jean L. Desist & Refrain Order 07/14/05
Lawrence, Bill Desist & Refrain Order 10/24/07
Lawrence, Kevin L Desist & Refrain Order 12/06/02
Lawrence, Sr. Shara Desist & Refrain Order 11/09/11
Lawrence, Stephen J. Desist & Refrain Order 12/06/06
Lawson Campbell Financial Services Desist & Refrain Order 11/25/09
Lawson, Keith Desist & Refrain Order 08/06/08
Lazowick, Alan (PDF) Desist & Refrain Order 10/29/07
LBA Express Desist & Refrain Order 01/16/13
LCM High Income Fund LLC, LCM Strategic Income Fund LLC Administrative Action
See also Office of Administrative Law Decision – OAH No.2008050496		 05/08/08
LCS, Inc. Desist & Refrain Order 09/12/08
LDI Capital Company Desist & Refrain Order 05/26/10
Le, Carl Bao; Citadel RE and Investments, LLC. aka www.citadelbayarea.com Administrative Action 02/06/20
Le, Kelly Thuy Administrative Action
See also NMLS Licensee listing # 1853489 		09/13/19
Le, Marie Desist & Refrain Order 10/31/14
Le, Quan Administrative Action 03/30/21
Le, Viet H.  Administrative Action 05/12/10
Legacy Commercial Finance LLC Administrative Action
See also CFL # 60DBO-84873		 04/03/19
LeBendig, Barry D. Desist & Refrain Order; Civil Action
See also Administrative Hearing – OAH No. 2009061109 		02/18/09
LEA Capital Advisors, Inc. Desist & Refrain Order 08/16/10
Leader Mortgage Company (The) Administrative Action 08/03/04
Leader-escrow.com Desist & Refrain Order 05/04/06
LeaderOne Financial Corporation Administrative Action
See also CRMLA Licensee listing # 4131276		 02/21/20
Leadership for Urban Renewal Network, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-81801		 04/03/20
Leadpoint, Inc Desist & Refrain Order 05/30/13
Leaf Capital Funding, LLC Administrative Action
See also CFL Licensee Listing # 603J550		 04/03/20
Leading Edge Marketing, Inc. Desist & Refrain Order 06/23/14
League Company, Inc. (The) Desist & Refrain Order 12/26/06
Leap Theory, LLC Administrative Action 11/07/19
Lease Corporation of America Administrative Action FSD licensee listing #6034727 04/03/19
Leaseq, Inc. Administrative Action 06/03/19
Leatherman, Dennis A. Administrative Action
See also Office of Administrative Law Decision – OAH No. L-2004120121 		10/28/04
Lebowitz, Mark Desist & Refrain Order 11/15/06
Ledda, Walter Desist & Refrain Order 04/14/04
Ledebt Capital Corp Administrative Action 12/27/17
Lee, Anderson Administrative Action
See also FSD licensee listing #963-2059		 08/05/16
Lee, Austin Tyler Administrative Action
See also NMLS Licensee listing #1756184		 12/07/18
Lee, Cecilia Desist & Refrain Order 05/19/08
Lee, Daniel Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009061346		 05/19/09
Lee, Dickinson Desist & Refrain Order 05/16/06
Lee, Jason aka Lee, Myong Bok Administrative Action
See also Office of Administrative Law Decision – OAH No. 2012090719		 07/30/12
Lee Capital Management #1 LLC; Lee, Ronald James Administrative Action
See also CRD #315693; CRD # 814314		 01/26/23
Lee, John Desist & Refrain Order
See also Bu Young Lee Company, Inc and Omega Financial		 02/14/08
Lee, John Chiyuan Desist & Refrain Order 03/14/06
Lee, Ju Hee aka Lee, Judy Administrative Action
See also Escrow # 9631721 		 07/13/21
Lee, Leopold Desist & Refrain Order 07/05/11
Lee, Mai Khoi Administrative Action 04/08/08
Lee, Michael Dewayne, Jr. Administrative Action 11/29/22
Lee, Peter Hyung Desist and Refrain Order; Order Voiding Transactions; and Citations 07/01/14
Lee, Sam; StableDAO aka StableOPINION; www.stable.limited Administrative Action 09/27/23
Lee, Sam; We Are All Satoshi; weareallsatoshi.org Administrative Action 09/27/23
Lee, Regina KH Administrative order
See also NMLS Licensee listing #1165370		 05/22/19
Lee, Richard Administrative order 12/10/15
Lee, Richard Joseph Desist & Refrain Order; Partial Rescission of Desist and Refrain Order *04/15/05
Lee, Robyn Administrative Action
See also Office of Administrative Law Decision – OAH No.2013120577 (PDF)		 05/05/14
Lee, Yvonne aka Lee, Yvonne Huiyi; Lee, Yvonne C.; Chao, Yvonne; and Cao, Hiuyi Desist & Refrain Order 12/26/07
Leedha, Inc. Administrative Action 06/16/04
Leedha, Inc. Civil Action 12/27/05
Leeville #1, LLP Desist & Refrain Order 07/09/13
Lefebvre, Damien Administrative Action
See also NMLS Licensee Listing # 1255982		 12/14/21
Left Lane, LLC Desist & Refrain Order 07/11/07
Legacy International, Inc., Legacy International, Ltd Desist & Refrain Order 03/14/06
Legacy Financial Group Administrative Order 05/01/09
Legacy Group Lending, Inc. Administrative Order
See also FSD Licensee Listing #413-0752		 07/17/15
Legacy Group Recovery, Inc. Desist & Refrain Order 01/13/12
Legacy Management Administrative Action 09/05/17
Legacy Private Client Group, Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 159063 		11/09/20
Legacy Wealth Management, LLC a.k.a. Legacy Management Administrative Action 09/05/17
legal@maxpread.com, aka Maxpread Technologies Limited Desist & Refrain Order 04/19/23
Legend of Mary Worth (The) Desist & Refrain Order 01/04/06
Legomescrow.com Desist & Refrain Order 04/13/05
Lehenbauer, Steven Administrative Action 03/09/10
Lehman, Kent George Administrative Action 09/10/18
Lehman Ali, Inc. Administrative Action 05/01/09
Leija Enterprises, Inc. Administrative Action 05/01/18
Lekar, Joseph Administrative Action 12/05/07
Leland, David Administrative Action
See also NMLS Licensee Listing # 225466		 12/07/21
Leland Energy, Inc. Administrative Action 02/09/11
Leland Kentucky Holdings, Inc. Administrative Action 02/09/11
Leland National Gold Exchange Desist & Refrain Order 08/28/12
Lemando LLC Administrative Action 12/30/19
Lemoine, Austin Administrative Action 03/29/06
Lemon, Daryl Richard Administrative Action 01/07/16
LemonShark Franchising Consent Order 11/02/23
Lenahan, Gary Joseph Desist & Refrain Order 12/08/08
Lend-Mor Mortgage Bankers Corp Administrative Action 02/15/11
Lend America; Lending Key Administrative Action 01/11/10
Lend Street Financial, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-46213		 04/19/22
Lenda, Inc. Administrative Action 10/09/18
Lendco Group Inc. Administrative Action 05/07/13
LenderEDGE, LLC Administrative Action 11/20/18
Lenderfi, Inc. Administrative Action
See also CRMLA # 41DBO-152739		 06/21/23
Lenders International Desist & Refrain Order; Order Voiding Transactions 09/20/11
Lenders Choice Escrow, Inc. Administrative Action
See also FSD licensee listing #9632518		 03/11/19
Lending 1st Mortgage, LLC Administrative Order 07/23/07
Lending Arena LLC Administrative Action
See also CFL Licensee Listing # 60DBO-74000		 03/07/23
Lending 3, Inc. Administrative Action
See also CFL Licensee Listing # 603A922 		05/12/15
Lending Capital, Inc. Administrative Order 07/05/07
Lending Center (The) Administrative Order 02/19/08
Lending Company (The) Administrative Order 11/17/10
Lending Connection (The) Administrative Order 10/10/08
LendingClub Corporation Administrative Order 12/04/15
Lending Experts, Inc. Desist & Refrain Order 10/24/13
Lending House Administrative Order 07/05/07
Lending KSF, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-101087		 06/30/20
Lending Partners, LLC  Administrative Action 02/16/11
Lending Resources Group, Inc. Administrative Order 11/28/12
Lending Tower LLC Administrative Action
See also CFL Licensee Listing # 60DBO-144904		 03/14/23
Lending World, Inc. Desist & Refrain Order 10/25/13
lending-prime.webnode.com Administrative Action 07/14/21
Lending7 Fund, LLC Administrative Action
See also CFL # 60DBO-45390		 03/07/23
LendKey Technologies, Inc. Administrative Action 05/21/20
Lendmart, LLC Administrative Action 04/03/19
Lendr Finance, LLC Administrative Action 12/30/19
Lendr.Online, LLC Administrative Action
See also CFL # 60DBO-85764		 04/16/21
LendsLoan Prime Financial, Inc. Administrative Action 09/23/22
Lendtuit, LLC Administrative Action
See also  CFL Licensee Listing # 603J941		 08/14/20
LendUp Administrative Action FSD #100-4393, #605-4610 09/27/16
Lendvue Administrative Action 12/27/17
LendXFinancial Administrative Order 05/03/10
Lenhart, Robert Desist & Refrain Order 08/04/14
Lenocker, Erin Tracey; Lenocker, William Ryan Administrative Action
See also Escrow # 963-2562		 08/02/11
Lenox Financial Mortgage Corporation Administrative Action
See also CRMLA # 4130722 and CFL # 603K249		 05/20/21
Lenya California, Inc. Desist & Refrain Order 05/15/07
Lenya International Limited Desist & Refrain Order 05/15/07
Lenya International Ltd. Desist & Refrain Order 05/15/07
Leon, Rick Andrew Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004080137 		07/29/04
Leon’s Discount Store Desist & Refrain Order 02/26/09
Leone, John Michael Administrative Action
See also NMLS # 2063046		 05/18/21
Leshin, Randall L. Desist & Refrain Order 07/15/08
Lestage International, Inc. Administrative Action
See also CFL # 60DBO-139990		 05/03/23
Li + Ng Loans, Inc. Administrative Action
See also CFL # 60DBO-146055		 05/03/23
Lifetree Lending, LLC Administrative Action
See also CFL # 60DBO-162144		 05/03/23
Loan Cabin Inc. Administrative Action
See also CFL # 60DBO-77454		 05/03/23
Loanhappy Mortgage Processing, LLC Administrative Action
See also CFL # 60DBO-140220		 05/03/23
Lester, Irene Desist & Refrain Order
See also Rescission Order [5/16/05].		 10/18/04
Letcavage, Randall Mark Administrative Order 10/14/15
Leuk, Ratha C. Desist & Refrain Order 06/27/08
Level One Escrow, Inc. Administrative Action 05/11/16
Levine, Ezra Desist & Refrain Order 11/10/10
Levin, Iakov aka Levin, Trevor Administrative action 04/06/23
Levine, Jeff Rescission of Desist & Refrain Order and Desist & Refrain Order 09/24/07
Levy, Gregory David Administrative Action
See also Office of Administrative Law Decision – OAH No. L2002060099 		05/28/02
Lewakowski, Paul Desist & Refrain Order 08/28/12
Lewis Financial – dba Lewisfin.com, LLC Administrative Order
See also Lic.Number 603-I817 		05/05/14
Lewis, Alex Desist & Refrain Order 04/15/09
Lewis, Brooks Ekholm Desist & Refrain Order; Administrative Action 07/31/14
Lewis, Daniel R. Desist & Refrain Order 12/24/02
Lewis, James P. Desist & Refrain Order 12/24/03
Lewis, Jr., James P. Desist & Refrain Order 12/24/03
Lewis, Shirley Administrative Action
See also Lic. Number 9630855		 09/25/13
Leyton Law Firm; Leyton Law Firm, LLC Administrative Action 03/02/23
Lewis, Troi Desist & Refrain Order 05/11/04
Lewis Hunt Enterprises, Inc. Administrative Action 01/31/11
Lexau Capital LLC Administrative Action 12/30/19
Lexis Global Holdings USA, LLC Desist & Refrain Order
See also Dolarian,et al. Desist & Refrain Order		 04/26/07
Lexit Technology, Inc. Civil Action 09/09/08
Lexus Financial Group Desist & Refrain Order 02/24/03
LGM Escrow Services Administrative Action 07/07/10
L.G.M. Financial Services Corporation Desist & Refrain Order 11/20/08
LHM Financial Corporation DBA CNN Mortgage Administrative Action
See also FSD licensee listing #’s 4131232 and 603E254 See also NMLS Licensee listing #148530		 04/19/19
Li, Mingjun Administrative Action
See also CFL Licensee Listing # 60DBO-64331		 05/01/18
Liang, Tsonien Lin   Administrative Order 11/17/10
Liberta, Inc. Desist & Refrain Order 02/07/03
Liberty Capital Group, Inc. Administrative Action 03/10/17
Liberty Finance, LLC. Administrative Action
See also CFL Licensee Listing # 60DBO-105093		 01/11/23
Liberty Financial Mortgage Group, Inc. Administrative Action 05/01/09
Liberty First Mortgage Corporation Administrative Action 04/03/19
Liberty Home Lending Administrative Action 05/07/13
Liberty Lending Group, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-99185		 04/19/22
Liberty Metals Group, LLC. Administrative Action 07/17/15
Liberty Mortgage Company, Inc. Administrative Action 04/03/19
Libertystreet Financial Group Administrative Action 03/18/11
Libre Technology, Inc. Administrative Action 07/23/21
Lichtig, Edwin Desist & Refrain Order 03/05/15
Lice Clinics of America Administrative Action 08/03/17
Lido Isle Escrow, Inc. Administrative Action
See also FSD Licensee Listing # 9632708		 09/25/18
Lien, Rick B. Administrative Action
See also Boonrate, Inc; NMLS #1190080		 12/17/14
Lifeline Imaging Systems, Inc Desist & Refrain Order 10/01/03
Lifeline Imaging, LLC Desist & Refrain Order 10/01/03
Life Check, LLC Administrative Action 08/01/19
Life Mortgage Administrative Action
See also FSD licensee file # 413-0981 		06/30/14
Life Partners, LLC Desist & Refrain Orders
See also Lana Helen Borbas, David Flores Valencia, Paul Flores Valencia, and Harry Jeffreys Wilson		 08/23/13
Lifestone Mortgage Corporation Administrative Action
See also CFL # 60DBO-54584		 04/16/21
Lifestyle Media Solutions, LLC Administrative Action 10/20/21
Lifestyles Resorts, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007050142		 12/15/05
Lifetime Financial Partners, Inc. Administrative Order 12/01/09
Lifetime Wealth Advisors, LLC. Administrative Action 12/07/17
LifeWealth8 Limited Desist & Refrain Order 12/29/03
Liftforward, Inc. Administrative Action
See also CFL Licensee Listing # 603L137		 04/25/23
Light Bank and Trust; LightBankandTrust@gmail.com Administrative Action 12/06/23
Lightning Mortgage (PDF) Administrative Action 03/18/11
Lig Capital LLC Administrative Action
See also CFL Licensee Listing # 60DBO-45938		 04/19/22
Lighthouse Capital Partners VI, L.P. Administrative Order 01/19/11
Lighthouse Capital Preservation Administrative Action 07/18/17
Lighthouse Real Estate Consulting, LLC Administrative Action 09/16/13
Lighthouse Resort and Marina, LLC, a California LLC Desist & Refrain Order 03/22/06
Like New, Inc. Desist & Refrain Order 12/01/06
Lillie, Dawn Desist & Refrain Order 10/09/02
Lim, Ming Administrative Action
See also NMLS Licensee Listing # 313631		 01/03/22
Lim, Pyong Kie Administrative Action (Lim) 05/06/11
Lima One Capital, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-45834 		 04/03/20
Lime Financial Services, LTD Administrative Action 01/26/09
Lin, Jane; Akyumen Technologies Corp. aka Akyumen Corp.; Saied, Aasim M.; Soelman, Sheila Administrative Action 06/17/20
Linares, Elena Administrative Action 12/12/17
Lincoln Capital Management, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-119272		 04/19/22
Lincoln Capital Resources Administrative Action 03/18/11
Lend Suite LLC Administrative Action
See also CFL # 60DBO-156542		 12/30/22
Lendinghero LLC Administrative Action
See also CFL # 60DBO-116959		 12/30/22
Liberty Finance, LLC Administrative Action
See also CFL # 60DBO-105093		 12/30/22
Lincoln Finance Company Administrative Action
See also CFL # 6030009		 12/30/22
LISA Fund X LLC Administrative Action
See also CFL # 60DBO-154261		 12/30/22
Lucid Mortgage Solutions LLC
 Administrative Action
See also CFL # 60DBO-139368		 12/30/22
Lincoln Funds International Desist & Refrain Order 05/29/08
Lincoln Multiservices Administrative Action 12/22/08
Lincoln Pain Consulting Administrative Action
See also Investment Adviser Firm Summary – CRD # 137566		 01/30/20
Lindas Escrow, Inc. Administrative Action
See also FSD Licensee Listing #963-2175		 08/12/16
Linden, Thomas Howard, Jr. Administrative Action 05/01/09
Linderman, Robert Mark Administrative Action 06/08/18
Lindsay, Byron F. Desist & Refrain Order 08/19/03
Linderg, Herbert B. Desist & Refrain Order 01/28/08
Linenberg, Charles Desist & Refrain Order
See also Kilpatrickand Hart		 09/12/03
Link-1 Communications, Inc. Desist & Refrain Order 08/16/06
Linx Card Inc. Administrative Actions 08/09/19
Lion Enterprises, Inc. Administrative Order 07/11/12
Lion Group Investments, LLC Administrative Action
See also CFL Licensee Listing # 603L354		 04/19/22
Lions Path LLC Administrative Action
See also CFL Licensee Listing # 60DBO-55071		 07/17/20
Lipschitz, Charles Administrative Actions 08/22/11
Lipsky, Daniel S. Administrative Actions 10/18/18
Lippincott, Peter Desist & Refrain Order 05/18/06
Lippincott, Peter. Administration Action 07/17/07
Lipson Family Limited Partnership Desist and Refrain Order 03/25/09
Liquid Hedge; Liquid Currencies Administrative Action 09/21/20
Lipson, Henry David Desist and Refrain Order 03/25/09
Lismar Financial Services, LLC Desist & Refrain Order
See also Loomis Wealth Solutions, Inc. 		08/28/08
List For Kids Dublin, LLC Desist & Refrain Order 01/06/09
Lister, David B, Desist & Refrain Order 02/22/07
Lister, David B. Desist & Refrain Order 03/14/07
Litigation Lending Inc. Administrative Action 04/03/19
Lithuanian Credit Union Desist & Refrain Order 03/28/13
Litton Loan Servicing LP Administrative Action 08/31/12
Litzinger, James Anthony Civil Action 01/04/06
Liu, Zhi Desist & Refrain Order 01/08/14
Live Well Financial, Inc. Administrative Action 01/17/20
LivLife Renovations, LLC; LivLife Homes, LLC Administrative Action 01/16/20
Li’l MVPs, Inc. Desist & Refrain Order 02/04/08
Lloyd’s Insurance Syndicate Desist & Refrain Order 04/27/07
Lloyd, Aaron Administrative Order
See also FSD Licensee Listing #963-2533		 01/22/15
LMF Commercial, LLC Administrative Action
See also CFL Licensee Listing #’s 603K515, 603K516 and 603K776		 02/05/20
LMTX, LP Administrative Action 11/07/06
LNR California Partners, Inc. Administrative Order 03/07/12
Loan Across America, Corp Administrative Order 12/08/08
Loan Assist, LLC  Administrative Order 01/10/12
Loan Center. Desist & Refrain Order 09/28/09
Loan Center (The) Desist & Refrain Order, Citations & Order Voiding Deferred Deposit Transactions 06/29/07
Loan Country Administrative Action 05/12/10
Loanatik, L.L.C. Administrative Action
See also CFL Licensee Listing # 60DBO-67832		 04/03/19
LoanBright Administrative Action
See also FSD Licensee Listing # 603-A634		 07/07/15
loanDepot.com LLC Administrative Action
See also FSD Licensee Listing #413-1040		 01/30/15
Loan Express Mortgage, LH  Administrative Order 01/10/12
Loan Funder LLC Administrative Order 04/03/19
Loan Funding Corporation of America Administrative Action
See also Office of Administrative Law Decision – OAH NO. L-2003120508 		11/24/04
Loan Hunter Group, Inc. (THE) Desist & Refrain Order 10/27/11
Loaning America Administrative Action
See Also FSD Licensee Listing #100-4481		 11/24/15
LoanPro LLC Administrative Action 05/25/18
Loan Leaf (PDF) Administrative Action 11/26/12
Loan Link Financial Services Administrative Action 09/23/08
Loan Management Services, Inc. Administrative Order 12/08/08
LoanMe, Inc. Administrative Action 07/02/18
LoanMe, Inc. a.k.a. Cash4Rent, Inc. a.k.a. MortgageCall, Inc. Administrative Order
See also FSD Licensee Listing #603-K061		 02/18/15
LoanMart Administrative Action
See also FSD Licensee Listing # 603-8193, 603-J989, 603-K227 		02/27/17
Loanmerica LLC Administrative Action 04/03/19
LoanNow, LLC dba LoanNow Administrative Action
See also FSD Licensee Listing # 603J519		 03/29/18
Loan Network Lending Administrative Order 01/19/11
LoanOn, Inc. Administrative Action
See also licensee listing FSD # 603-L139 		10/18/16
Loan Payment Administration, LLC Administrative Action 10/18/18
Loan Point, USA. Desist & Refrain Order 08/31/09
Loan Pointe LLC Desist & Refrain Order 10/28/09
Loan Pronto, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-75473		 09/23/20
Loan R Us (PDF) Administrative Action 05/01/09
Loan Republic Financial Administrative Action 03/18/11
Loan Servicing Group, LLC d/b/a LSG Loan Center Administrative Action 07/06/16
Loan Shop Desist & Refrain Order 06/27/08
Loan Shop (The) Desist & Refrain Order 07/27/07
Loan Shop; Loan Shop Online; Loan Shop Online, LLC; Loan Shop Online (The) Desist & Refrain Order 10/28/09
Loan Simply, Inc Administrative Action 05/10/18
Loansonline, Inc. Administrative Action 10/16/18
Loanspring Financial, Inc. Administrative Action 05/07/13
Loantopia, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-60391		 04/03/20
Loan Village, Inc. Administrative Action 05/01/09
Loan Warehouse, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-96504 		 04/03/20
Loan Works, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-113382		 11/18/22
Loans For Less  Administrative Action 09/01/10
Loanshoponline.com Desist & Refrain Order 10/28/09
Loancity.com Administrative Action 09/12/06
Loanstar Home Loans, LLC Administrative Action
See also Licensee Listing – CRMLA # 4131337, CFL # 6054816, CFL # 603K799		 04/03/19
Loanvalley.com Corporation Administrative Action 05/01/09
Loc, Susan Kheng Desist & Refrain Order 08/30/06
Local Value Magazine Desist & Refrain Order, Consent Order 04/19/07
Lockwood, Richard C., Jr Desist & Refrain Order 06/07/04
Lockbox Capital, LLC
 Administrative Action
See also CRD # 152229;CRD # 6153055		 12/19/22
Locust Point Private Credit Fund, L.P. Administrative Action
See also CFL Licensee Listing #’s 60DBO-95713 and 60DBO-100255		 04/03/20
Logos Real Estate Holdings, LLC. Civil Action 09/09/15
Logan, Kevin Christoper Administrative Action
See also Investment Adviser Firm Summary – CRD # 40259,  CRD # 2052765		 03/14/23
Logos Lifetime Enterprises, LLC. Civil Action 09/09/15
Logos Management Group, LLC. Civil Action 09/09/15
Logos Wealth Advisors, Inc. Civil Action 09/09/15
Loiacono, Michael; Mass Capital Access, Inc.; Administrative Action
See also CFL # 60DBO-90654		 04/16/21
Lodriguito, Ida Z. Desist & Refrain Order 03/17/06
Loeb Term Solutions LLC. Administrative Action
See also FSD licensee listing #’s 603J915 and 603K229		 06/26/17
Lofty Ai, Inc. Administrative Action 11/14/22
Lok, Susan Desist & Refrain Order 08/30/06
Lollicup USA, Inc. Desist & Refrain 04/16/08
Lomako, Lance Desist & Refrain Order 04/13/09
Lomba, Gregory Wayne Administrative Action
See also NMLS Licensee Listing # 1759407 		 01/13/20
London Financial Group Desist & Refrain Order 04/14/04
Londono, Carlos Alberto Zea Administrative Action 10/27/16
Loni, Oren Administrative Action 02/16/21
Long Beach Car Title Loans Desist & Refrain Order 03/24/11
Long Lake MSR, Inc. Administrative Action 04/03/19
Long, James Wayne Desist & Refrain Order 08/19/05
Long, Randy Desist & Refrain Order 12/02/14
Longbridge Financial, LLC Administrative Action
See also FSD licensee listing # 4131245		 06/12/19
Longo, Matt Desist & Refrain Order 01/29/07
Longo, Matthew K. Desist & Refrain Order 01/29/07
Longoria, Noe Administrative Action 03/18/11
Longvue Mortgage Capital, Inc. Administrative Action 04/03/19
Loomis, Lee Desist & Refrain Order
See also Naras Secured Fund, LLC		 08/28/08
Loomis Wealth Solutions, Inc. Desist & Refrain Order
See also Naras Secured Fund, LLC		 08/28/08
Loop, Taylor Administrative Action
See also NMLS Licensee Listing # 1179433		 12/24/21
Loop, Todd Lee Administrative Action
See also Office of Administrative Law Decision – OAHNo. 2014120310 		11/14/14
Loose, Kaelin Michael Administrative Action
See also NMLS Licensee Listing # 2115039		 04/05/22
Lopez, DiAndre Lamont Administrative Action
See also NMLS Licensee listing #421873		 06/08/15
Lopez, Diana Administrative Action
See also Lic. Number 963-2596
See also Office of Administrative Law Decision – OAH No. 2013110620 		10/04/13
Lopez, Deborah Elaine Administrative Action 12/15/10
Lopez, Eduardo Antonio Administrative Action 09/07/18
Lopez, Edwin Administrative Order 10/05/09
Lopez, Elvira Desist & Refrain Order 09/10/12
Lopez, Gustavo Adolfo Administrative Action 08/01/22
Lopez, Ignacio Administrative Action
See also NMLS Licensee Listing # 283637		 12/24/21
Lopez, Jose de Jesus Administrative Action 07/24/08
Lopez, Martin Administrative Action
See also NMLS Licensee Listing # 312742		 01/02/22
Lopez, Mike Administrative Action 07/20/05
Lopez, Norma Administrative Action
See also NMLS Licensee Listing # 1403265		 01/02/22
Lopez, Reginald H. Administrative Action 04/04/08
Lopez, Rene Administrative Action
See also NMLS Licensee Listing # 1153403 		12/07/21
Lopez, Steven Enrico, Sr. Desist & Refrain 03/21/11
Lopez, Walter Fernandez Administrative Action 02/15/22
Lor, Cha Desist & Refrain Order 01/27/09
Lor, Thomas Desist & Refrain Order 01/27/09
Loren R. Cook and Associates, Ltd. LLP Desist & Refrain Order; Order Voiding Transactions (Idealgelt) 01/16/13
Loren R. Cook and Associates, Ltd., LLP (Payday Services) Desist & Refrain Order 02/28/06
Loren R. Cook and Associates, Ltd., LLP (Payday Yes) Desist & Refrain Order 06/27/08
Loren R. Cook and Associates, Ltd., LLP (Web Payday) Desist & Refrain Order 08/27/08
Los Altos Liquor Store, Inc. dba Los Altos Liquor Store Administrative Action 05/16/06
Los Angeles LDC, Inc. Administrative Action 03/18/11
Losch, Scott Administrative Action 07/28/08
Lotfabadi, Hadi B. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003040038 		10/01/03
Love, Danielle Nicole Administrative Action 05/29/23
Love, Ron (PDF) Desist & Refrain Order 10/23/12
Love Joe, Inc. Administrative Action 04/03/19
Lovemed Corporation Administrative Action 05/01/09
Lovett, Brett Edward Administrative Action 03/23/18
Lovy, Eric Administrative Action 05/21/14
Lovy, Eric fka Beltran, Eric Administrative Actions 02/26/18
Lovy, Frank Desist & Refrain Order 08/06/02
Low VA Rates, LLC Administrative Actions
See also FSD Licensee Listing # 603L038		 04/30/19
Lowe, Adam Administrative Action 09/24/20
Lowe, Philip A. Desist & Refrain Order 02/15/08
Lower, Megan Administrative Action
See also NMLS Licensee Listing # 241030		 12/15/21
Lowrance, Jeff Desist & Refrain Order 09/13/06
Lowrey, Deena Madge Administrative Action 05/12/08
Loxley and Star, Inc. Administrative Action
See also Office of Administrative Law Decision- OAH No. L2006080165 		06/06/06
Loyalty Funding, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-89395		 04/03/20
LOYALTY FUNDING, INC.; PLATINUM COAST ESCROW, INC.; NAZIH DANIEL SADEK, as an individual; SADEK,INC.; and QUICK LOAN FUNDING, INC. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007100635 		10/01/07
LP Holdings, Inc. Desist & Refrain Order 04/07/08
LPL Financial LLC. Administrative Action 01/28/16
LPUDIRECT (LP Direct, LLC, dba) Administrative Action 05/01/09
LQD Financial Corp. Administrative Action
See also CFL # 60DBO-81953		 04/16/21
LQDT Holdings LLC Administrative Action 07/15/16
LRD Lending, LLC Administrative Action 04/03/19
LRP Capital Corp (PDF) Administrative Action 06/02/10
LS Lending, Inc. Desist & Refrain Order 10/25/13
LSB Escrow Administrative Action 05/11/11
LSG & Partners, LLC Administrative Action 03/02/23
LT Consultants, Inc. Administrative Action
See also CFL # 60DBO-87535		 04/16/21
LTS Marketing Desist & Refrain Order 07/27/07
Lu, Kha Desist & Refrain Order 11/02/09
Lubemaxx Lube and Oil Administrative Action 10/05/21
Lucas, Astrid (AAA Cash Advance, dba) Administrative Action 08/02/11
Lucas, Dean K. Desist & Refrain Order 04/19/05
Luce, Theodore D. Desist & Refrain Order 06/05/02
Lucero, Carlos. Desist & Refrain Order 03/18/13
Lucero, John Dennis Administrative Action 02/17/09
Luciano Development Partnership, LLC Desist & Refrain Order
See also Starlight Global Entertainment		 03/25/08
Luciano Screen Partners, LLC Desist & Refrain Order
See also Starlight Global Entertainment		 03/25/08
Lucid Lending (Lucid Logistics, Inc., dba) Administrative Action 05/01/09
Lucine Entertainment, Inc. Desist & Refrain Order 03/22/02
Lucky 360 Investments, LLC; Lucky Diamond Land Desist & Refrain Order 08/12/10
Lucky Lady Mining, LLC Desist & Refrain Order 09/28/12
Lucky Team Escrow Administrative Action
See also FSD Licensee Listing #9632107		 10/02/12
Lucy G. Kryuchkova, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 297855 		 01/30/20
Ludena, Juan S. Administrative Action 03/18/19
Lumen Capital, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-111688		 04/19/22
Lumen Solutions, Inc. Administrative Action 10/23/17
Lunden Investments, Inc. Desist & Refrain Order 05/12/09
Luminor Financial Management, Inc. Administrative Action 04/24/18
Luminous Managment Desist & Refrain Order
See also Aspen Grove Holding Desist & Refrain Order		 09/07/06
Luminous Wealth Managment Desist & Refrain Order
See also Aspen Grove Holding Desist & Refrain Order		 09/07/06
Luna IV, Crispin, aka Chris Luna Desist & Refrain Order 04/10/08
Lutzko, Donald J. Administrative Action 09/21/21
Luna, Gloria Administrative Action
See also Western Escrow Services 		09/11/07
Lundie, Nicole Administrative Action 09/11/08
Luse, Archie John Administrative Action 10/11/17
Lusk, Gregory Desist & Refrain Order 08/06/08
Lustgarten, Jeffrey Desist & Refrain Order 07/03/06
Luxury Asset Lending, LLC. Administrative Action
See also FSD Licensee Listing #603J167 		05/15/18
Luzi, Anthony Civil Action 05/06/03
Luzi, Frank Anthony, Jr. Civil Action 05/06/03
LVM Franchising, Inc. Administrative Order 04/19/06
LVOG I-III LLC Administrative Action 05/04/17
LX Pictures Desist & Refrain Order 05/30/08
Lynstar Holdings, LLC. Desist & Refrain Order 06/02/03
Lynstar Homes of Texas, Ltd. Desist & Refrain Order 06/02/03
Lynstar Homes, LLC Desist & Refrain Order 06/02/03
Lynstar Westwood Homes, Ltd. Desist & Refrain Order 06/02/03
Lyon Financial Services  Administrative Order 10/20/10
Lyon, Richard Howard Administrative Order 10/20/10
Lyons, Mary Ellen Desist & Refrain Order 08/06/07
Lyons, Shawn Francis Desist & Refrain Order
See also Stipulation to Entry of Desist and Refrain Order [11/28/05]		 03/16/05
Lyra Financial, LLC Administrative Action 04/03/19

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Last updated: Dec 6, 2023 @ 5:59 pm