Legacy Wealth Management, LLC
License or Case Number:
Date of Initial Action: 09/05/17
Defendants/Respondents: Legacy Wealth Management, LLC a.k.a. Legacy Management; Adrian Simon; Richport Capital, LLC
Documents:
- 09/05/17 – Desist and Refrain Order
About the Licensee status
To check the status of this licensee, visit Financial Services and Mortgage Lending Licensees Search.
If you have further questions or need more assistance, please call the DFPI's Consumer Services Office at: 1-866-275-2677.