M2 Investment Advisors, Inc.
License or Case Number: CRD # 136538; CRD # 1892807
Date of Initial Action: 11/04/20
Defendants/Respondents: M2 Investment Advisors, Inc.; Wong, Michael Hugh
- 11/04/20 – Statement in Support (PDF)
- 11/04/20 – Desist and Refrain Order (PDF)
- 04/21/21 – Consent Order (PDF)
About the Licensee status
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