Regent Investment Advisors, Inc.

License or Case Number:

Date of Initial Action: 03/24/20

Defendants/Respondents: Regent Investment Advisors, Inc.; Mingo, Timothy Clark 


 About the Licensee status

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If you have further questions or need more assistance, please call our Customer Service Office at: 1-866-275-2677.

Last updated: Mar 25, 2020 @ 11:52 am