Tompkins, Jr., Gifford Leon
License or Case Number: CRD # 310110
Date of Initial Action: 11/06/20
Defendants/Respondents: Tompkins, Jr., Gifford Leon dba The Tides Group
- 11/06/20 – Consent Order (PDF)
About the Licensee status
To check the status of this licensee, visit the Investment Adviser Public Disclosure website by entering the licensee name or CRD number.
If you have further questions or need more assistance, please call our Customer Service Office at: 1-866-275-2677.