Actions, Order and Administrative Hearing Decisions: U

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Subject Order Issued Date Issued
UBS Financial Services, Inc. Administrative Action 10/04/13
UBS Real Estate Investments, Inc. Administrative Action 05/01/09
UBS Securities, LLC Administrative Action 04/23/10
UFC Funding Corporation Administrative Action
See also CFL # 6037746		 02/07/23
UFG Group, Inc. dba United Franchise Group Administrative Action 03/04/22
UFGI Funding, Inc. – 6038099
UFGI Funding, Inc. – 603C885		 Administrative Order 05/12/10
UFS Desist & Refrain Order 06/30/08
U.S. Biofuels, Inc (PDF) Desist & Refrain Order 11/04/10
U.S. Cash Exchange, Inc. Desist & Refrain Order 05/24/04
U.S. Deposit Brokers Group Desist & Refrain Order 05/28/15
U.S. Energy Production Income and Growth Fund (PDF) Desist & Refrain Order 01/31/06
U.S. Financial Management, U.S. Financial Management, Inc Civil Action 10/18/07
U.S. Financial Mortgage Corporation Administrative Order 12/08/08
U.S. First American Mortgage Banker Corporation Administrative Action 12/01/06
US Home Mortgage, Inc. Administrative Action 05/01/09
U.S. Mail, Inc. Administrative Action 06/06/08
U S Media Capital Administrative Order 11/21/11
U.S. Metals Group (PDF) Desist & Refrain Order 11/10/10
U.S. Military Lending Corp Desist & Refrain Order 05/05/09
U.S. Mortgage Administrative Action 12/01/04
U.S. Mortgage Corp Administrative Action 10/21/09
U. S. Nationwide Mortgage, Inc. Administrative Action 05/12/10
U.S. Pension Funding Desist & Refrain Order 03/05/15
U.S. Railway Research Institute, Ltd. Desist & Refrain Order 06/14/06
U.S. West LLC Desist & Refrain Order 04/13/09
USA Mortgage Capital Administrative Action
See also FSD Licensee Listing #4130479
See also NMLS Licensee Listing #248548		 01/08/19
USDB Desist & Refrain Order 05/28/15
USEDA Global Lending Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-126026		 04/19/22
ubinvest.com Desist & Refrain Order and Recission of Desist & Refrain Order and Amended Desist & Refrain Order (07/27/07)
see Rescission of Desist and Refrain for Shmuel Manne only		 *07/20/07
UCA Escrow, Inc. Administrative Action
See also FSD Licensee Listing #963-2673		 02/18/15
Uktripledeal.net Desist & Refrain Order 02/11/05
Ukworldtripledeal.com (PDF) Desist & Refrain Order 01/19/05
Ulberg, Cheryl L. Desist & Refrain Order 12/24/02
ULM, Inc.

 Administrative Order 11/07/06
Ulric Taylor (PDF) Desist & Refrain Order 03/13/06
Ulric, Jack (PDF) Desist & Refrain Order 03/13/06
Ultra Escrow Administrative Action 03/26/08
UMC Mortgage Company Administrative Action
See also FSD licensee listing #413-0571		 05/04/16
UMESH CHANDRA MAHARAJ Administrative Action 09/10/18
uMortgage Solutions, LLC Administrative Action; See also CFL licensee listing # 60DBO-87878 04/03/19
Unbox LLC Administrative Action
See also CFL Licensee Listing # 60DBO-129173		 05/03/23
Uncle Warbucks Administrative Action 06/02/14
Under Water, LLC Desist & Refrain Order, see also Cinamour Entertainment, LLC 03/24/09
Underwood, Richard P. aka Underwood, Rick Administrative Action
See Also Office of Administrative Law Decision- OAH No. N2007120338 		11/30/07
Underwood, Rick Administrative Action
See Also Office of Administrative Law Decision- OAH No. N2007120338 		11/30/07
UNI Capital Partners, INC. Administrative Order 12/30/19
Unibank Capital Administrative Order 05/12/10
Unicredit USA, Inc. Administrative Action 05/12/10
Unidos Financial Services, Inc. Final Order 10/30/15
Unified Mortgage, LLC Administrative Action 07/12/18
Unified Pictures, Inc.; Animated Ark, LLC.; Ben Ruffman Administrative Action 03/18/19
Unigroup Funding Solutions, Inc. Desist & Refrain Order 02/25/08
Unimae Administrative Action
See also CFL Licensee Listing # 603D378		 05/08/20
Union Capital Associates, Inc. Administrative Action 06/06/18
Union Capital Investments, Inc. Administrative Action 11/14/12
Union Home Mortgage Corporation Administrative Action 07/24/15
United American Companies, Inc. Desist & Refrain Order 04/07/05
United Business and Estate Planning Desist & Refrain Order 07/07/03
United Business Invest Desist & Refrain Order;
see Rescission of Desist and Refrain for Shmuel Manne only.		 07/20/07
United California Systems International, Inc. Administrative Action 10/21/08
United Capital Lenders LLC Administrative Action 05/12/10
United Capital Title Administrative Action 04/03/18
United Cash Loans Civil Action 06/30/07
United Check Cashing Administrative Action 12/22/06
United Credit Co. Administrative Order 01/10/12
United Direct Lending LLC Administrative Action
See also CFL Licensee Listing # 60DBO-92992		 04/16/21
United Consumer Financial Services, Inc. (PDF) Citation and Desist and Refrain Order 05/19/14
United Escrow Co. Administrative Order
See also FSD Licensee Listing #963-1752; Christine Chung 		02/02/15
United Financial, LLC Administrative Order 11/07/06
United Gold Direct, LLC Administrative Action 08/12/20
United Financial Mortgage Corporation Administrative Order 02/01/08
United Home Loans Group, Inc. Administrative Order 04/04/19
United Home Mortgage Corporation
(CFL) 		 Administrative Order 10/12/10
United Home Mortgage Corporation (CRMLA) Administrative Order 12/15/10
United International Mortgage and Investment Co. Administrative Action 10/21/08
United Leasing, Inc. Administrative Action
See also CFL # 60DBO-78996		 10/21/18
United Mortgage & Loan Investment, LLC Administrative Order 07/20/10
United Mortgage Corp. Administrative Action
See also FSD licensee listing #413-0571		 05/04/16
United Mortgage Brokerage, Inc.  Administrative Order 01/05/11
United Pacific Funding Services Co., Inc. Administrative Order 01/10/12
United Plus Escrow Desist & Refrain Order 01/11/05
United Recovery, Inc. Desist & Refrain Order 07/29/02
United Security Financial Administrative Action 04/29/09
United Security Bank Administrative Action 10/11/13
United Security Financial Corp Administrative Action
See also FSD licensee listing #4130374		 06/12/18
United Shore Financial Services, LLC Administrative Action
See also FSD licensee listing #413-0995, 603-G994.
See also NMLS licensee listing #3038		 04/10/17
United Southland Financial, Inc. Administrative Action
See Also FSD Licensee Listing #100-4481		 11/24/15
United Studios of Self Defense, Inc.; Mattera, Charles Anthony Citations and Desist & Refrain Order 01/03/22
unitedbusinessinvest.us Desist & Refrain Order and Rescission of Desist & Refrain Order and Amended Desist & Refrain Order (07/27/07)
see Rescission of Desist and Refrain for Shmuel Manne only		 07/20/07
UnitedCashLoans.com Desist & Refrain Order 08/22/06
Unity Card, Inc., UnityPay, Inc. Desist & Refrain Order 10/18/07
Unity Rd.; OCG Management Colorado, LLC. Administrative Action 01/21/22
Universal Alliance, Inc. (PDF) Desist & Refrain Order 11/25/02
Universal Consumer Marketing, Inc. Administrative Action 09/10/09
Universal Debt Reduction Administrative Action; Civil Action;
See also Office of Administrative Law Decision – OAH No. N2005120755 		12/05/05
Universal Financial Solutions Desist & Refrain Order 06/30/08
Universal Interactive, LLC aka Universal Interactive Licensing LLC Administrative Action 02/17/09
Universal Lending Corporation Desist & Refrain Order 02/27/14
Universal Money Traders Desist & Refrain Order 11/29/05
Universal Money Traders, Inc. Desist & Refrain Order 11/29/05
Universal Money Traders, LLC Desist & Refrain Order 11/29/05
Universal Nationwide, LLC Administrative Action; Civil Action
See also Office of Administrative Law Decision – OAH No. N2005120755  		 12/05/05
University Islamic Financial Corporation. Administrative Action
See also FSD Licensee Listing #’s 603I396, 603J460 and 603J972		 05/23/17
Univest Capital Management, Ltd. Desist & Refrain Order 03/03/06
Unlimited Escrow, Inc. Administrative Order 03/19/08
Unlimited Loan Resources (PDF) Administrative Order 07/10/07
Unomas Corporation Administrative Action 05/12/10
Until Tomorrow Drivetrains, LLC Administrative Action 07/24/23
Untouchable Films, LLC Administrative Action 11/27/17
UNUS Capital Management, Inc. Desist & Refrain Order 08/25/05
Unwin, Richard Desist & Refrain Order 05/13/08
Uprise Financial Planning Administrative Action
See also Investment Adviser Firm Summary
– CRD # 291338		 01/30/20
United Wholesale Processing, Inc.
 Administrative Action
See also CFL # 60DBO-143615		 12/30/22
UPS Capital Trade Protection Services, Inc. Administrative Action
See also CFL # 603I851		 12/30/22
Upshur, Alan J. Administrative Action
See also NMLS Licensee Listing # 1880999		 08/04/20
Upton, David M. Desist & Refrain Order 02/26/04
Urban Financial of America, LLC Administrative Order
See also Licensee Listing FSD #413-0941		 09/15/15
Urban Fulfillment Services, LLC Administrative Action
See also FSD Licensee Listing #4130945		 02/05/18
Urban Mutual, SPC Administrative Action 12/30/19
Urgent Healthcare America (PDF) Desist & Refrain Order;
See also Luminous Wealth Management Desist and Refrain Order (PDF)		 09/22/06
Urgent Money Administrative Action 05/05/06
Urner, Tracey Desist & Refrain Order 12/24/02
Urrutia, Rafael Administrative Action
See also CFL Licensee Listing # 60DBO-76415		 04/03/20
Utica LeaseCo, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-44650		 04/03/20
US America, Inc. Desist & Refrain Order;
See also Reiswig, Ronald E and Reiswig, Janet Sue; 		09/26/07
US Capital Global Investment Management LLC Administrative Action
See also CFL Licensee Listing # 60DBO-45231		 12/20/22
US Capital Global Partners LLC Administrative Action
See also CFL Licensee Listing # 60DBO-86478		 12/20/22
US Cash Advance (PDF) Desist & Refrain Order 07/13/11
US CD Services Corporation Civil Action 01/27/04
US Cryotherapy Franchising Administrative Action 04/26/18
US Dinar Bank, US DinarEX Desist & Refrain Order 06/10/11
US Direct Lender Administrative Action
See also CFL Licensee Listing # 60DBO-98414		 04/03/20
US Fast Cash Civil Action 06/30/07
US Lease Equipment Financing Administrative Action 03/18/11
US Metro Bank Administrative Action 07/29/13
US Lease Financing, Inc. Administrative Action 03/18/11
US Mortgage Lenders LLC Administrative Action; See also CFL licensee listing # 60DBO-86879 04/03/19
US National Home Loan Corporation Administrative Action 05/12/10
USA Accounts, Inc.dba USA Mint and usamint.com Administrative Action 01/27/21
USA Ladycare Lifetime Civil Action 10/23/06
USA Direct Funding Administrative Action
See also FSD licensee listing #4131090		 02/02/18
USA GoMobile, Inc. Administrative Action 07/21/20
USA Student Debt Relief Administrative Action 11/09/23
USA One Funding Group Desist & Refrain Order 11/13/13
USAR, Inc Desist & Refrain Order 06/27/06
USAR, Inc. Desist & Refrain Order 06/27/06
USAuctions.com, Inc. Desist & Refrain Order 12/30/02
USFastCash.com Desist & Refrain Order 08/22/06
USFIA, Inc Administrative Action 09/06/18
Ussery Jr., Michael R. aka Michael White (PDF) Desist & Refrain Order 02/20/08
Utah Financial, Inc. Administrative Order 06/09/09
Utopia Lending, Inc. Administrative Action 08/04/10
UVEST Financial Services Group, Inc. Administrative Action 06/13/12

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Last updated: Nov 13, 2023 @ 5:46 pm