Actions, Order and Administrative Hearing Decisions: U
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Subject | Order Issued | Date Issued |
---|---|---|
UBS Financial Services, Inc. | Administrative Action | 10/04/13 |
UBS Real Estate Investments, Inc. | Administrative Action | 05/01/09 |
UBS Securities, LLC | Administrative Action | 04/23/10 |
UFC Funding Corporation | Administrative Action See also CFL # 6037746 |
02/07/23 |
UFG Group, Inc. dba United Franchise Group | Administrative Action | 03/04/22 |
UFGI Funding, Inc. – 6038099 UFGI Funding, Inc. – 603C885 |
Administrative Order | 05/12/10 |
UFS | Desist & Refrain Order | 06/30/08 |
U.S. Biofuels, Inc (PDF) | Desist & Refrain Order | 11/04/10 |
U.S. Cash Exchange, Inc. | Desist & Refrain Order | 05/24/04 |
U.S. Deposit Brokers Group | Desist & Refrain Order | 05/28/15 |
U.S. Energy Production Income and Growth Fund (PDF) | Desist & Refrain Order | 01/31/06 |
U.S. Financial Management, U.S. Financial Management, Inc | Civil Action | 10/18/07 |
U.S. Financial Mortgage Corporation | Administrative Order | 12/08/08 |
U.S. First American Mortgage Banker Corporation | Administrative Action | 12/01/06 |
US Home Mortgage, Inc. | Administrative Action | 05/01/09 |
U.S. Mail, Inc. | Administrative Action | 06/06/08 |
U S Media Capital | Administrative Order | 11/21/11 |
U.S. Metals Group (PDF) | Desist & Refrain Order | 11/10/10 |
U.S. Military Lending Corp | Desist & Refrain Order | 05/05/09 |
U.S. Mortgage | Administrative Action | 12/01/04 |
U.S. Mortgage Corp | Administrative Action | 10/21/09 |
U. S. Nationwide Mortgage, Inc. | Administrative Action | 05/12/10 |
U.S. Pension Funding | Desist & Refrain Order | 03/05/15 |
U.S. Railway Research Institute, Ltd. | Desist & Refrain Order | 06/14/06 |
U.S. West LLC | Desist & Refrain Order | 04/13/09 |
USA Mortgage Capital | Administrative Action See also FSD Licensee Listing #4130479 See also NMLS Licensee Listing #248548 |
01/08/19 |
USDB | Desist & Refrain Order | 05/28/15 |
USEDA Global Lending Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-126026 |
04/19/22 |
ubinvest.com | Desist & Refrain Order and Recission of Desist & Refrain Order and Amended Desist & Refrain Order (07/27/07) see Rescission of Desist and Refrain for Shmuel Manne only |
*07/20/07 |
UCA Escrow, Inc. | Administrative Action See also FSD Licensee Listing #963-2673 |
02/18/15 |
Uktripledeal.net | Desist & Refrain Order | 02/11/05 |
Ukworldtripledeal.com (PDF) | Desist & Refrain Order | 01/19/05 |
Ulberg, Cheryl L. | Desist & Refrain Order | 12/24/02 |
ULM, Inc. |
Administrative Order | 11/07/06 |
Ulric Taylor (PDF) | Desist & Refrain Order | 03/13/06 |
Ulric, Jack (PDF) | Desist & Refrain Order | 03/13/06 |
Ultra Escrow | Administrative Action | 03/26/08 |
UMC Mortgage Company | Administrative Action See also FSD licensee listing #413-0571 |
05/04/16 |
UMESH CHANDRA MAHARAJ | Administrative Action | 09/10/18 |
uMortgage Solutions, LLC | Administrative Action; See also CFL licensee listing # 60DBO-87878 | 04/03/19 |
Uncle Warbucks | Administrative Action | 06/02/14 |
Under Water, LLC | Desist & Refrain Order, see also Cinamour Entertainment, LLC | 03/24/09 |
Underwood, Richard P. aka Underwood, Rick | Administrative Action See Also Office of Administrative Law Decision- OAH No. N2007120338 |
11/30/07 |
Underwood, Rick | Administrative Action See Also Office of Administrative Law Decision- OAH No. N2007120338 |
11/30/07 |
UNI Capital Partners, INC. | Administrative Order | 12/30/19 |
Unibank Capital | Administrative Order | 05/12/10 |
Unicredit USA, Inc. | Administrative Action | 05/12/10 |
Unidos Financial Services, Inc. | Final Order | 10/30/15 |
Unified Mortgage, LLC | Administrative Action | 07/12/18 |
Unified Pictures, Inc.; Animated Ark, LLC.; Ben Ruffman | Administrative Action | 03/18/19 |
Unigroup Funding Solutions, Inc. | Desist & Refrain Order | 02/25/08 |
Unimae | Administrative Action See also CFL Licensee Listing # 603D378 |
05/08/20 |
Union Capital Associates, Inc. | Administrative Action | 06/06/18 |
Union Capital Investments, Inc. | Administrative Action | 11/14/12 |
Union Home Mortgage Corporation | Administrative Action | 07/24/15 |
United American Companies, Inc. | Desist & Refrain Order | 04/07/05 |
United Business and Estate Planning | Desist & Refrain Order | 07/07/03 |
United Business Invest | Desist & Refrain Order; see Rescission of Desist and Refrain for Shmuel Manne only. |
07/20/07 |
United California Systems International, Inc. | Administrative Action | 10/21/08 |
United Capital Lenders LLC | Administrative Action | 05/12/10 |
United Capital Title | Administrative Action | 04/03/18 |
United Cash Loans | Civil Action | 06/30/07 |
United Check Cashing | Administrative Action | 12/22/06 |
United Credit Co. | Administrative Order | 01/10/12 |
United Direct Lending LLC | Administrative Action See also CFL Licensee Listing # 60DBO-92992 |
04/16/21 |
United Consumer Financial Services, Inc. (PDF) | Citation and Desist and Refrain Order | 05/19/14 |
United Escrow Co. | Administrative Order See also FSD Licensee Listing #963-1752; Christine Chung |
02/02/15 |
United Financial, LLC | Administrative Order | 11/07/06 |
United Gold Direct, LLC | Administrative Action | 08/12/20 |
United Financial Mortgage Corporation | Administrative Order | 02/01/08 |
United Home Loans Group, Inc. | Administrative Order | 04/04/19 |
United Home Mortgage Corporation (CFL) |
Administrative Order | 10/12/10 |
United Home Mortgage Corporation (CRMLA) | Administrative Order | 12/15/10 |
United International Mortgage and Investment Co. | Administrative Action | 10/21/08 |
United Leasing, Inc. | Administrative Action See also CFL # 60DBO-78996 |
10/21/18 |
United Mortgage & Loan Investment, LLC | Administrative Order | 07/20/10 |
United Mortgage Corp. | Administrative Action See also FSD licensee listing #413-0571 |
05/04/16 |
United Mortgage Brokerage, Inc. | Administrative Order | 01/05/11 |
United Pacific Funding Services Co., Inc. | Administrative Order | 01/10/12 |
United Plus Escrow | Desist & Refrain Order | 01/11/05 |
United Recovery, Inc. | Desist & Refrain Order | 07/29/02 |
United Security Financial | Administrative Action | 04/29/09 |
United Security Bank | Administrative Action | 10/11/13 |
United Security Financial Corp | Administrative Action See also FSD licensee listing #4130374 |
06/12/18 |
United Shore Financial Services, LLC | Administrative Action See also FSD licensee listing #413-0995, 603-G994. See also NMLS licensee listing #3038 |
04/10/17 |
United Southland Financial, Inc. | Administrative Action See Also FSD Licensee Listing #100-4481 |
11/24/15 |
United Studios of Self Defense, Inc.; Mattera, Charles Anthony | Citations and Desist & Refrain Order | 01/03/22 |
unitedbusinessinvest.us | Desist & Refrain Order and Rescission of Desist & Refrain Order and Amended Desist & Refrain Order (07/27/07) see Rescission of Desist and Refrain for Shmuel Manne only |
07/20/07 |
UnitedCashLoans.com | Desist & Refrain Order | 08/22/06 |
Unity Card, Inc., UnityPay, Inc. | Desist & Refrain Order | 10/18/07 |
Unity Rd.; OCG Management Colorado, LLC. | Administrative Action | 01/21/22 |
Universal Alliance, Inc. (PDF) | Desist & Refrain Order | 11/25/02 |
Universal Consumer Marketing, Inc. | Administrative Action | 09/10/09 |
Universal Debt Reduction | Administrative Action; Civil Action; See also Office of Administrative Law Decision – OAH No. N2005120755 |
12/05/05 |
Universal Financial Solutions | Desist & Refrain Order | 06/30/08 |
Universal Interactive, LLC aka Universal Interactive Licensing LLC | Administrative Action | 02/17/09 |
Universal Lending Corporation | Desist & Refrain Order | 02/27/14 |
Universal Money Traders | Desist & Refrain Order | 11/29/05 |
Universal Money Traders, Inc. | Desist & Refrain Order | 11/29/05 |
Universal Money Traders, LLC | Desist & Refrain Order | 11/29/05 |
Universal Nationwide, LLC | Administrative Action; Civil Action See also Office of Administrative Law Decision – OAH No. N2005120755 |
12/05/05 |
University Islamic Financial Corporation. | Administrative Action See also FSD Licensee Listing #’s 603I396, 603J460 and 603J972 |
05/23/17 |
Univest Capital Management, Ltd. | Desist & Refrain Order | 03/03/06 |
Unlimited Escrow, Inc. | Administrative Order | 03/19/08 |
Unlimited Loan Resources (PDF) | Administrative Order | 07/10/07 |
Unomas Corporation | Administrative Action | 05/12/10 |
Untouchable Films, LLC | Administrative Action | 11/27/17 |
UNUS Capital Management, Inc. | Desist & Refrain Order | 08/25/05 |
Unwin, Richard | Desist & Refrain Order | 05/13/08 |
Uprise Financial Planning | Administrative Action See also Investment Adviser Firm Summary – CRD # 291338 |
01/30/20 |
United Wholesale Processing, Inc. |
Administrative Action See also CFL # 60DBO-143615 |
12/30/22 |
UPS Capital Trade Protection Services, Inc. | Administrative Action See also CFL # 603I851 |
12/30/22 |
Upshur, Alan J. | Administrative Action See also NMLS Licensee Listing # 1880999 |
08/04/20 |
Upton, David M. | Desist & Refrain Order | 02/26/04 |
Urban Financial of America, LLC | Administrative Order See also Licensee Listing FSD #413-0941 |
09/15/15 |
Urban Fulfillment Services, LLC | Administrative Action See also FSD Licensee Listing #4130945 |
02/05/18 |
Urban Mutual, SPC | Administrative Action | 12/30/19 |
Urgent Healthcare America (PDF) | Desist & Refrain Order; See also Luminous Wealth Management Desist and Refrain Order (PDF) |
09/22/06 |
Urgent Money | Administrative Action | 05/05/06 |
Urner, Tracey | Desist & Refrain Order | 12/24/02 |
Urrutia, Rafael | Administrative Action See also CFL Licensee Listing # 60DBO-76415 |
04/03/20 |
Utica LeaseCo, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-44650 |
04/03/20 |
US America, Inc. | Desist & Refrain Order; See also Reiswig, Ronald E and Reiswig, Janet Sue; |
09/26/07 |
US Capital Global Investment Management LLC | Administrative Action See also CFL Licensee Listing # 60DBO-45231 |
12/20/22 |
US Capital Global Partners LLC | Administrative Action See also CFL Licensee Listing # 60DBO-86478 |
12/20/22 |
US Cash Advance (PDF) | Desist & Refrain Order | 07/13/11 |
US CD Services Corporation | Civil Action | 01/27/04 |
US Cryotherapy Franchising | Administrative Action | 04/26/18 |
US Dinar Bank, US DinarEX | Desist & Refrain Order | 06/10/11 |
US Direct Lender | Administrative Action See also CFL Licensee Listing # 60DBO-98414 |
04/03/20 |
US Fast Cash | Civil Action | 06/30/07 |
US Lease Equipment Financing | Administrative Action | 03/18/11 |
US Metro Bank | Administrative Action | 07/29/13 |
US Lease Financing, Inc. | Administrative Action | 03/18/11 |
US Mortgage Lenders LLC | Administrative Action; See also CFL licensee listing # 60DBO-86879 | 04/03/19 |
US National Home Loan Corporation | Administrative Action | 05/12/10 |
USA Accounts, Inc.dba USA Mint and usamint.com | Administrative Action | 01/27/21 |
USA Ladycare Lifetime | Civil Action | 10/23/06 |
USA Direct Funding | Administrative Action See also FSD licensee listing #4131090 |
02/02/18 |
USA GoMobile, Inc. | Administrative Action | 07/21/20 |
USA One Funding Group | Desist & Refrain Order | 11/13/13 |
USAR, Inc | Desist & Refrain Order | 06/27/06 |
USAR, Inc. | Desist & Refrain Order | 06/27/06 |
USAuctions.com, Inc. | Desist & Refrain Order | 12/30/02 |
USFastCash.com | Desist & Refrain Order | 08/22/06 |
USFIA, Inc | Administrative Action | 09/06/18 |
Ussery Jr., Michael R. aka Michael White (PDF) | Desist & Refrain Order | 02/20/08 |
Utah Financial, Inc. | Administrative Order | 06/09/09 |
Utopia Lending, Inc. | Administrative Action | 08/04/10 |
UVEST Financial Services Group, Inc. | Administrative Action | 06/13/12 |