UBS Financial Services, Inc.

License or Case Number: 12402;

Date of Initial Action: 10/04/13

Defendants/Respondents: UBS Financial Services, Inc.


 About the Licensee status

To check the status of this licensee, visit Financial Services and Mortgage Lending Licensees Search.

If you have further questions or need more assistance, please call the DFPI's Consumer Services Office at: 1-866-275-2677.

Last updated: Oct 3, 2019 @ 10:51 am