Case Number: File No. 923-3805
Date of Initial Action: 05/13/05
Defendants/Respondents: Verona Capital Management, LLC
Documents:
- Order to Discontinue Violations Pursuant to Corporations Code section 25249 (PDF)
- Statement in Support of Order Levying Administrative Penalties Pursuant to Corporations Code section 25252 (PDF)
- Statement in Support of Order to Discontinue Violations Pursuant to Corporations Code section 25249 and Commissioner’s Intention to Make Order Final (PDF)