401K ASSIST, LLC

License or Case Number

CRD # 289562; Investment Adviser Firm Summary – CRD # 289562

Date of Initial Action

10/01/2025

Date of Most Recent Action

10/01/2025

Party

401K ASSIST, LLC

Documents

10/01/25 – Order to Discontinue Violations (PDF)
10/01/25 – Statement in Support of Order to Discontinue Violations (PDF)

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About the Regulated Entity

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Last updated: Nov 5, 2025 @ 3:04 pm