Barkate, Anthony Harold
Date of Initial Action
12/15/2005
Date of Most Recent Action
12/15/2005
Defendant/Respondent
California Financial Network, Inc. (Anthony Harold Barkate, dba); Anthony Harold Barkate, as an individual
Documents
- Order Barring Anthony Harold Barkate from any Position of Employment, Management or Control of any Investment Adviser, Broker-Dealer, or Commodity Adviser Pursuant to Corporations Code section 25232.1
- Order Revoking Investment Adviser Certificate of California Financial Network, Inc. (Anthony Harold Barkate, dba)
- Accusation
About the Regulated Entity
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