Benchmark Financial Services, Inc.
License or Case Number
Orange Case #: 06CC07158, OAH # L2006090112
Date of Initial Action
06/16/2006
Date of Most Recent Action
07/20/2007
Defendant/Respondent
Steven Arthur Scott; Benchmark Financial Services; Benchmark Financial Services, Inc.
Documents
- 06/16/06 – Complaint for Injunctive Relief; Civil Penalties; and Ancillary Relief; Violation of Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code section 25235 (Fraud by an Investment Adviser;
- 06/16/06 – Memorandum of Points & Authorities in Support of Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
- 06/16/06 – Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
- 06/16/06 – Temporary Restraining Order and Order to Show Cause re: Preliminary Injunction
- 07/05/06 – Stipulation to Entry of an Order Issuing a Preliminary Injunction between Plaintiff and Defendants.
- 07/10/06 – First Amended Complaint for Injuctive Relief; Civil Penalties; and Ancillary Relief; Violation of California Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code Section 25235 (Fraud by an Investment Adviser).
- 08/03/06 Accusation
- 05/24/07 – Office of Administative Law Decision – Rejection
- 07/16/07 – Office of Administative Law Decision – Settlement
- 07/20/07 – Stipulation to Entry of an Order issuing an Amended Preliminary Injunction, Civil Penalties, Denial land Bar by Defendants
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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