Forker, Stefan
License or Case Number
138751
Date of Initial Action
10/20/2009
Date of Most Recent Action
10/20/2009
Defendant/Respondent
Optimvest, LLC and Stefan Forker
Documents
- Accusation in Support of Notice of Intention to Issue Orders: 1. Revoking the Investment Adviser Certificate of OPTIMVEST, LLC; 2. Barring Stefan Forker from Any Position of Employment, Management or Control of any Investment Adviser, Broker-Dealer or Commodity Adviser
- Orders: 1. Revoking the Investment Adviser Certificate of OPTIMVEST, LLC; 2. Barring Stefan Forker from Any Position of Employment, Management or Control of any Investment Adviser, Broker-Dealer or Commodity Adviser
About the Regulated Entity
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