Lateral Investment Management, LLC
License or Case Number
Date of Initial Action
04/03/2019
Date of Most Recent Action
01/24/2024
Defendant/Respondent
Lateral Investment Management, LLC
Documents
- 04/03/19 – Order Revoking (PDF)
- 01/17/24 – Order Summarily Revoking Certificate (PDF)
- 01/24/24 – Order Setting Aside Order Summarily Revoking (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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