Lemoine, Austin
License or Case Number
File Number 925-2761
Date of Initial Action
03/29/2006
Date of Most Recent Action
03/29/2006
Defendant/Respondent
Austin Joseph Lemoine, dba Austin Lemoine Capital Management
Documents
- Final Order Levying Administrative Penalties Pursuant to Corporations Code section 25252 (PDF)
- Final Order to Discontinue Violations Pursuant to Corporations Code section 25249 (PDF)
- Stipulation to Final Order to Discontinue Violations and Order Levying Administrative Penalties Pursuant to Corporations Code section 25252 (PDF)
- Order to Discontinue Violations Pursuant to Corporations Code section 25249 (PDF)
- Statement in Support of Order to Discontinue Violations Pursuant to Corporations Code section 25249 and Commissioner’s Intention to Make Order Final (PDF)
- Statement in Support of Order to Levy Administrative Penalties Pursuant to Corporations Code section 25252 and Commissioner’s Intention to Make Order Final (PDF)
About the Regulated Entity
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