Spenser Capital Group, Inc.
License or Case Number
Date of Initial Action
10/13/2015
Date of Most Recent Action
11/22/2016
Defendant/Respondent
Spenser Capital Group, Inc. dba Group Financial Services
Documents
- 10/13/15 – Notice of Petition
- 11/16/15 – Desist and Refrain Order
- 11/16/15 – Order Conditionally Granting Petition
- 11/14/16 – Settlement
- 11/22/16 – Order Granting Petition
About the Regulated Entity
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