Stipek Securities, LLC
Date of Initial Action
06/29/2006
Date of Most Recent Action
06/29/2006
Defendant/Respondent
Stipek, Leslie Clark; Stipek Securities, LLC; Stipek Financial Services, LLC
Documents
- Order Barring Leslie Clark Stipek from any position of Employment, Management or Control of any Investment Adviser, Broker-Dealer or Commodity Adviser pursuant to Corporations Code section 25213
- Order Revoking Stipek Securities, LLC’s Certificate as a Broker-Dealer pursuant to Corporations Code section 25212
- Accusation
- Desist & Refrain Order
About the Regulated Entity
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