TD Ameritrade, Inc.
Date of Initial Action
12/08/2009
Date of Most Recent Action
04/06/2026
Party
TD Ameritrade, Inc.
Documents
- 12/08/09 – Findings of Fact (PDF)
- 04/06/26 – Consent Order (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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