Windsor Equity Partners
Date of Initial Action
07/25/2006
Date of Most Recent Action
01/04/2012
Defendant/Respondent
Gerard Suite (aka Gerard Sweet aka Raul Jerad Anthony aka R.J Anthony aka Rawle Gerard Suite aka Gerard S. Rawle aka Rawle Gerard Girard); Technology Communication Management, LLC; CashNet Asset Management aka The Breakfast Trade; Windsor Equity Partners, Inc.; Discover Business Solutions, Inc.; Discover Portfolio Services, LP
Documents
- Desist and Refrain Order (07/25/06)
- Complaint for Preliminary and Permanent Injunctive Relief and Ancillary Relief and Civil Penalties
Violations of California Corporations Code Section 25110(Unqualified Offer and Sale of Securities)
Violations of California Corporations Code Section 25230 (Uncertified Investment Adviser)
Violations of California Corporations Code Section 25401 (Sale of Securities by False or Misleading Statements)
Violations of Desist and Refrain Order Issued by the Commissioner
- Order for Preliminary Injunction
- Default Judgment by Court (01/04/12)
About the Regulated Entity
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