Monthly Bulletins 2019
Volume 7, Number 5 – December 2019
Broker-Dealer/Investment Adviser Renewals Due Soon.
Banks Must Submit Lists of Offices by Dec. 31.
Volume 7, Number 4 – November 2019
Governor Newsom Declares Statewide Emergency;
Commissioner Alvarez Urges Patience, Flexibility for Fire Victims
Volume 7, Number 3 – October 2019
DBO Issues Cannabis Banking Guidance – The Department of Business Oversight has issued guidance to state-chartered financial institutions regarding banking relationships with cannabis-related businesses as more banks and credit unions choose to bank the industry…
Volume 7, Number 2 – September 2019
The California Department of Business Oversight (DBO), Financial Industry Regulatory Authority (FINRA), and North American Securities Administrators Association (NASAA) are bringing state securities…
Volume 7, Number 1 – August 2019
More Than 100 Million Affected by Capital One Hack.
Another hack of a major financial services firm, affecting more than 100 million customers of Capitol One, should serve as a warning to all …
Volume 6, Number 12 – July 2019 | IT System Surveys for Banks and Credit Unions Due July 19.
Volume 6, Number 11 – June 2019 | The Department of Business Oversight is pleased to announce that it plans to transition to a new, improved website starting June 17.
Volume 6, Number 10 – May 2019 | Manuel P. Alvarez Appointed Commissioner of the Department of Business Oversight. Governor Gavin Newsom has appointed Manuel P. Alvarez as Commissioner of the California Department of Business Oversight. He was sworn in on May 13.
DBO Moves to Void Loans and Revoke Licenses of Auto Title Lender Fast Money Loan; Student Loan Servicing Act Regulations Approved;
SEC Adopts Rules to Modernize and Simplify Disclosure Guide; FFIEC Releases 2019 HMDA Reporting Guide.
Monthly BulletinCalifornia Department of Business OversightVolume 6, Number 08 – March 2019Winter Storm Response — Emergencies Declared in 26 California CountiesGovernor Gavin Newsom issued emergency proclamations on Feb. 21 and Feb. 28 covering 26...
Monthly BulletinCalifornia Department of Business OversightVolume 6, Number 07 – February 20192018 Annual Reports for CFL, Responsible Small Dollar Loan Licensees Due March 15Annual reports for licensees engaged in business under the California Financing...
Monthly BulletinCalifornia Department of Business OversightVolume 6, Number 06 – January 2019Request for Forbearance Due to Federal Government ShutdownWith the partial federal government shutdown suspending paychecks for thousands of Californians,...
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