Laws and Regulations – Banking Laws

Proposed Regulations

PRO 01/20 – Public Bank Regulations

Modifications to Proposed Text

Comment Period Ends: March 26, 2021

• Notice of Modifications (PDF)
• Proposed Modified Text (PDF)
• View Comments

Initial Proposed Text

Comment Period Ends: January 21, 2021

• Notice (PDF)
• Initial Statement of Reasons (PDF)
• Text (PDF)
• View Comments

Invitation for Comments

PRO 01/20 – Public Banking Law Regulations
The Commissioner of the Department of Financial Protection and Innovation has extended the period for invitation to comment on the Public Banking regulations. The comment period has been extended to May 19, 2020.

• Invitation for Comments (PDF)
• Notice of Extension of Comment Period (PDF) 

Approved Regulations

• PRO 01/20 – Public Bank Regulations

  ADOPT: Sections 10.131.7; 10.135.1; 10.140.1; 10.140.6: 10.141.1; 10.166.1; and 10.3301.1

  AMEND: Sections 10.112; 10.141; 10.151; 10.3000; 10.3100; 10.3402

  EFFECTIVE: January 1, 2022

  • Notice of Approval of Regulatory Action (PDF)
  • STD. Form 400 – Approved by the Office of Administrative Law and Filed in the Office of the Secretary of State (PDF)
  • Order (Final Text) (PDF)
  • Final Statement of Reasons (PDF)
  • Addendum to the Final Statement of Reasons (PDF)
• PRO 02-15 – Department of Financial Protection and Innovation Clean-up Regulations Part A
• PRO 13/12 – Escrow Law Surety Bond Regulation (PDF)

  EFFECTIVE: January 1, 2014

  ADOPT: Title 10 Section 1718.1

• PRO 19/13 – Parity Regulations-Derivative Transaction

  Std. 400 – Approved & Order (PDF)

  Final Statement of Reasons (PDF)

  EFFECTIVE: October 1, 2014

  ADOPT: Title 10, Sections 10.190500 and 10.190501

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