Trust Companies and Departments

How to reach us:

Publications

• Directory of Trust Companies
• Directory of Trust Departments of State Chartered Banks
• Trust Companies and Department Forms
• Trust Companies and Department Statistics

Laws and Regulations

• California Code of Regulations
• California Financial Code Reference

Trust Company and Department Forms

Notice to Individual – Use of Information The following items comprise the application package for a license to engage in the trust business:

• California Financial Code – Division 1.1, Chapter 1, Section 1000 – 1008
• California Financial Code – Division 1.1, Chapter 2, Section 1020 – 1027
• California Financial Code – Division 1.1, Chapter 3, Section 1040 – 1048
• California Financial Code – Division 1.1, Chapter 16, Article 1, Sections 1550 – 1557
• California Financial Code – Division 1.1, Chapter 16, Article 2, Sections 1560 – 1562
• California Financial Code – Division 1.1, Chapter 16, Article 3, Sections 1570 – 1578
• California Financial Code – Division 1.1, Chapter 16, Article 4, Sections 1580 – 1586
• California Financial Code – Division 1.1, Chapter 16, Article 5, Sections 1600 – 1613
• FDIC 3064-0006 – Interagency Biographical and Financial Report Form (PDF)
• FDIC 3064-0006 – Department of Financial Protection and Innovation Supplemental Instructions (PDF)
• DFPI-2 – Personal Financial Statement  (PDF)
• DFPI-3 – Confidential Resume  (PDF)
• DFPI-10 – Application for Authority to Organize Bank (PDF)
• DFPI 550 – Emergency Contact Person Information (PDF)
• DFPI 8016 – Request for Live Scan Service and Live Scan Process Instruction Form – Commercial Bank (PDF)

Call Report Forms

• Trust Company Report of Condition (Webform)
  • Trust Company Report of Condition Instructions (PDF)
• DFPI 505 – Schedule T – Fiduciary and Related Services (Webform)
  • Schedule T – Fiduciary and Related Services Instructions (PDF)
• DFPI 506 – Schedule U (Webform)
  • Schedule U Instructions (PDF)
• DFPI 524 – Trust Company Report of Income (Webform)
  • Trust Company Report of Income Instructions (PDF)

Contact Information:

Cecilia Fuentes Phone #: (213) 897-3459 email: cecilia.fuentes@dfpi.ca.gov

Thomas Egu Phone #: (213) 897-2170 email: thomas.egu@dfpi.ca.gov