License or Case Number: CRD # 143317; CRD # 2387799
Date of Initial Action: 02/18/20
Defendants/Respondents: Egate, LLC; Paul Horton Smith, Senior (Smith)
- 02/18/20 – Accusation (PDF)
- 12/15/20 – Order Barring (PDF)
- 03/08/21 – Order Revoking (PDF)
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