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the Department of Business is now the department of FINANCIAL PROTECTION AND INNOVATION

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Monthly Summary of Financial Institution Pending Applications – October 2020

Bank Application

New Banks – Filed: 2, Approved: 1

Conversion to State Chartered Bank – Withdrawn: 1

Acquisition Of Control – Filed: 1, Approved: 2
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Unlicensed Companies fraudulently purporting to be DFPI-licensed Investment Advisors Lifetime Capital Inc. (Lifetime Paradigm) and Daniel Cory Payne

November 10, 2020

The California Department of Financial Protection and Innovation (DFPI) has received information that entities, possibly existing outside the U.S., are claiming …

November 2020 Monthly Bulletin

Volume 8, Number 4 – November 2020

CCFPL Listening Sessions with Industry Partners

Some Escrow Reports Due Nov. 13

Broker-Dealer/Investment Adviser Renewals Due Soon

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