DFPI Reports and Publications by Subject
Banks and Credit Unions
Biennial State Leadership Accountability Act (SLAA)
Biennial State Leadership Accountability Act (SLAA) Report:
Broker-Dealer/Investment Advisors
- Annual Report on Broker-Dealer/Investment Adviser Program – 2024 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2023 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2022 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2021 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2020 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2019 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2018 (PDF)
- Annual Report on Broker-Dealer/Investment Adviser Program – 2017 (PDF)
California Consumer Financial Protection Law (CCFPL)
California Deferred Deposit Transaction Law (Payday Lenders)
California Financing Law (CFL)
California Residential Mortgage Lending Act (CRMLA)
Check Sellers, Bill Payers and Proraters Law
Check Sellers, Bill Payers and Proraters Law Publications:
Corporate Securities Law (CSL)
Department of Financial Protection and Innovation
Digital Financial Assets (Crypto)
Franchises
Grant Programs
CalMoneySmart Annual Reports:
Student Loans
DFPI Student Loan Ombuds Report: