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How We Enforce the Law

Browse Actions and Orders

A current and historical (January 1, 2002 to present) listing of desist and refrain orders, civil actions, administrative actions, orders, and Administrative Hearing Decisions, issued by the Commissioner of the DFPI.

Administrative Hearing Decisions

The Office of Administrative Hearings (OAH) hears contested cases related to the desist and refrain orders, administrative actions and orders issued under many of the laws within the jurisdiction of the DFPI. 

Consumer Alerts

The DFPI issues Consumer Alerts to raise awareness of current marketplace threats and fraud. Alerts may be based on a consumer complaint or a recent enforcement investigation.

DFPI’s dedicated Enforcement Team proactively identifies and pursues those who violate the laws under our jurisdiction. Responding directly to complaints we receive from the public helps us protect consumers, borrowers and investors.

We enforce the law in several ways, including by issuing administrative orders and bringing civil actions. Such actions may result in penalties, fines, the revocation of professional licenses and consumer relief such as restitution or rescission of contracts.

Collectively, these actions help us promote fair and honest business practices to maintain consumer trust and confidence in the California financial marketplace. To learn more about how we enforce the law, visit our page on DFPI’s Enforcement Division. Californians can also submit complaints via our dedicated Complaint Submission page.

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The Department of Financial Protection and Innovation

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