Lee Capital Management #1 LLC
License or Case Number: CRD #315693; CRD # 814314
Date of Initial Action: 01/26/2023
Defendants/Respondents: Lee Capital Management #1 LLC; Lee, Ronald James
Documents:
- 01/26/2023 – Consent Order (PDF)
About the Licensee status
To check the status of this licensee, visit the Investment Adviser Public Disclosure website by entering the licensee name or CRD number.
If you have further questions or need more assistance, please call our Customer Service Office at: 1-866-275-2677.