Brett Rounsaville, Investment Advisor
License or Case Number
Date of Initial Action
01/17/2024
Date of Most Recent Action
01/17/2024
Defendant/Respondent
Rounsaville, Brett Thomas dba Brett Rounsaville, Investment Advisor
Documents
- 01/17/24 – Order Summarily Revoking Certificate (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
Last updated: