Caris Investment Partners, Inc.
License or Case Number
Date of Initial Action
09/10/2025
Date of Most Recent Action
10/21/2025
Party
Caris Investment Partners, Inc.; Darren J. Caris
Documents
- 09/10/25 – Accusation (PDF)
- 10/21/25 – Settlement Agreement (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
Last updated: