Equities First Holdings, LLC
License or Case Number
Date of Initial Action
09/21/2020
Date of Most Recent Action
01/26/2021
Defendant/Respondent
Equities First Holdings, LLC
Documents
- 09/21/20 – Desist and Refrain Order (PDF)
- 01/26/21 – Settlement Agreement (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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