Heraty, Steve Bowling
License or Case Number
BC463286
Date of Initial Action
02/11/2009
Date of Most Recent Action
02/11/2009
Defendant/Respondent
CanAm Capital Corp, Premier Equity Fund, LLC, Premier Equity Fund II, LLC, Premiere Equity Fund IV, Jay Jorden Bernhardt, <A href="blank#Morgan">Kelly Keith Morgan aka Kelly Morgan</A> , Aaron Kane Barnhardt, Power Research Corp,<A href="blank#SRP"> Santa Rita Partners, Inc.</A>, <A href="blank#SBH">Steve Bowling Heraty</A>, CDNX Fund, LLC, TSX Venture Fund, LLC . Northern Equities, LLC Northern Equities, LLC J.J. Barnhardt aka Jay Barnhardt
Documents
- Desist & Refrain Order
- Complaint for Injunctive Relief, Civil Penalties, Restitution (Corporations Code Sections 25530 & 25535)
Unqualified Offer & Sale of Securities (Violations of Corporations Code Sectionn 25110)
Fraud in the Offer and Sale of Securities (Violations of Corporations Code Section 25401)
Violation of Desist and Refrain Order Issued by the Commissioner
- Memorandum of Points and Authorities in Support of Ex Parte Application for Temporary Restrainint Order; Asset Freeze, Appointment of Receiver; and Order to Show Cause re: Preliminary Injunction
- Temporary Restraining Order; Asset Freeze; Appointment of a Receiver; and Order to Show Cause RE: Preliminary Injunction
- Stipulation for Entry of Final Judgment
- Final Judgment
- Order Withdrawing Order Imposing Conditions on the Surrender of Broker-Dealer Certificate Pursuant to California Corporations Code Section 25242 AND Order Imposing Conditions on the Surrender of Broker-Dealer Certificate Pursuant to California Corporations Code Section 25242
- Order Imposing Conditions on the Surrender of Broker-Dealer Certificate Pursuant to Corporations Code Section 25242
- Stipulation to Entry of Final Judgment Between Paintiff and Relief Defendants Steve Bowling Heraty and Santa Rita Partners, Inc.
- Final Judgment Against Relief Defendants Steven Bowling Heraty and Santa Rita Partners, Inc.
- Stipulation to Entry of Final Judgment Between Paintiff and Relief Defendants Steve Bowling Heraty and Santa Rita Partners, Inc.
- Final Judgment Against Relief Defendants Steven Bowling Heraty and Santa Rita Partners, Inc.
- Accusation and Amended Accusation
About the Regulated Entity
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