Lewis, Miller & Company, Inc.
License or Case Number
Date of Initial Action
04/15/2024
Date of Most Recent Action
05/29/2024
Defendant/Respondent
Lewis, Miller & Company, Inc.
Documents
- 04/15/24 – Accusation (PDF)
- 04/15/24 – Desist and Refrain Order (PDF)
- 04/25/24 – Settlement Agreement (PDF)
- 05/29/24 – Order Withdrawing Notice of Intent to Revoke (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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