Oaktree Capital Corporation
License or Case Number
Date of Initial Action
12/01/2015
Date of Most Recent Action
01/30/2020
Defendant/Respondent
Oaktree Capital Corporation
Documents
- 12/01/15 – Statement of Issues (PDF)
- 01/05/16 – Denial Order (PDF)
- 01/30/20 – Order Summarily Revoking Certificate (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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