OKUNO ASSOCIATES, INC
License or Case Number
Date of Initial Action
01/14/2026
Date of Most Recent Action
03/10/2026
Party
OKUNO ASSOCIATES, INC
Documents
- 01/14/26 – Order to Discontinue Violations (PDF)
- 03/10/26 – Order Revoking Investment Adviser Certificate (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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