Riva DCM, LLC
License or Case Number
Date of Initial Action
09/08/2022
Date of Most Recent Action
06/05/2023
Defendant/Respondent
Riva DCM, LLC; Castellanos, James Rudolph
Documents
- 09/08/22 – Statement of Issues (PDF)
- 09/08/22 – Accusation (PDF)
- 06/05/23 – Consent Order – Riva DCM LLC (PDF)
- 06/05/23 – Consent Order -Castellanos, James (PDF)
About the Regulated Entity
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