Sears, Wanda Pittman
Date of Initial Action
12/29/2010
Date of Most Recent Action
12/29/2010
Defendant/Respondent
Wanda Pittman Sears
Documents
- Statement Of Issues And Accusation In Support Of Notice Of Intention To Issue Orders
- Order Denying The Investment Adviser Certificate Application Of Wanda Pittman Sears And Barring Wanda Pittman Sears From Any Position Of Employment, Management Or Control Of Any Investment Adviser, Broker-Dealer Or Commodity Adviser
- Stipulation to Orders
About the Regulated Entity
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