Shaw, Simon
Date of Initial Action
12/05/2007
Date of Most Recent Action
03/06/2012
Defendant/Respondent
First Fidelity Asset Group, LLC; First Fidelity Group, LTD; Joseph Lekar; Simon Shaw; Stefan Misiraca
Documents
- Desist and Refrain Order
- 1) Statement in Support of Order Levying Administrative Penalties Pursuant to Corporations Code Section 25252;
2) Claim for Ancillary Relief Pursuant to Corporations Code Section 25254;
3) Desist and Refrain Order
- Order Imposing Penalties and Ancillary Relief (12/08/11)
- Complaint for Permanent Injunction and Ancillary Relief (03/06/12)
- Judgment by Court After Default (Filed July 18, 2012)
About the Regulated Entity
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