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Stifel, Nicolaus & Company, Incorporated

Date of Initial Action

05/05/2010

Date of Most Recent Action

10/20/2025

Party

Stifel, Nicolaus & Company, Incorporated
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About the Regulated Entity

If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.

Last updated: Oct 21, 2025 @ 11:31 am