Wu, Daniel; Chen, Dennis; GPS Capital Management LLC;
License or Case Number
Date of Initial Action
07/24/2024
Date of Most Recent Action
12/12/2025
Party
GPS Capital Management LLC; Wu, Daniel; Chen, Dennis
Documents
- 07/24/24 – Desist and Refrain Order (PDF)
- 07/24/24 – Support of Order Levying Administrative Penalties (PDF)
- 07/24/24 – Order to Revoke (PDF)
- 07/24/24 – Order to Bar (PDF)
- 12/12/25 – Settlement Agreement (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
Last updated: