Keswick Financial Group, Inc.
Date of Initial Action: 03/10/2023
Date of Most Recent Action: 05/22/2024
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
111-120 of 275 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Kettner Capital LLC
Date of Initial Action: 12/30/2019
Date of Most Recent Action: 07/29/2020
Kevin J. Schaefer
Date of Initial Action: 05/04/2024
Date of Most Recent Action: 04/03/2025
Key Bridge Capital, Inc.
Date of Initial Action: 04/03/2019
Date of Most Recent Action: 05/20/2019
Key Bridge Fund, LLC
Date of Initial Action: 11/18/2022
Date of Most Recent Action: 12/15/2022
Key Capital Solution, Inc.
Date of Initial Action: 08/04/2010
Date of Most Recent Action: 08/04/2010
Key Place LLC
Date of Initial Action: 12/26/2006
Date of Most Recent Action: 12/26/2006
Key West Investments, LLC
Date of Initial Action: 01/30/2020
Date of Most Recent Action: 01/30/2020
Keystone Escrow
Date of Initial Action: 06/05/2009
Date of Most Recent Action: 06/05/2009
KFisher Consulting Group
Date of Initial Action: 10/12/2015
Date of Most Recent Action: 10/12/2015