Saratoga Capital, Inc.
Date of Initial Action: 02/09/2023
Date of Most Recent Action: 02/09/2023
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
121-130 of 1056 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Sardari, Amir A.
Date of Initial Action: 11/08/2019
Date of Most Recent Action: 06/29/2020
Sargasyan, Armen; TLC Trading LLC d/b/a Trade Like Crazy AI and TLC Trading AI; www.tlctrading.ai; www.tradelikecrazy.ai
Date of Initial Action: 08/20/2024
Date of Most Recent Action: 08/20/2024
Sarna, Ken
Date of Initial Action: 02/03/2010
Date of Most Recent Action: 02/03/2010
Sarner, Marc Scott
Date of Initial Action: 12/16/2015
Date of Most Recent Action: 12/16/2015
Sarner, Marc Scott; Beacon Financial Advisory Services, Inc.
Date of Initial Action: 06/30/2016
Date of Most Recent Action: 06/30/2016
SARS Solutions
Date of Initial Action: 01/30/2023
Date of Most Recent Action: 01/30/2023
Sarwari, Maryem
Date of Initial Action: 04/24/2014
Date of Most Recent Action: 04/24/2014
Sarwari, Masood
Date of Initial Action: 04/24/2014
Date of Most Recent Action: 04/24/2014
Saryan, Tony
Date of Initial Action: 02/26/2009
Date of Most Recent Action: 02/26/2009