Nexus Trading Group LLC
Date of Initial Action: 03/06/2012
Date of Most Recent Action: 03/06/2012
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
201-210 of 327 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Ney, Vincent Keith
Date of Initial Action: 01/07/2009
Date of Most Recent Action: 03/09/2009
NFH California LLC
Date of Initial Action: 04/03/2019
Date of Most Recent Action: 04/03/2019
NFI, Inc.
Date of Initial Action: 09/12/2011
Date of Most Recent Action: 09/12/2011
NFM, Inc.
Date of Initial Action: 11/15/2024
Date of Most Recent Action: 11/27/2024
Ng, Barney
Date of Initial Action: 08/11/2011
Date of Most Recent Action: 08/11/2011
Ng, Clement Tak dba Lighthouse Capital Preservation
Date of Initial Action: 07/18/2017
Date of Most Recent Action: 07/18/2017
Ng, Kelly
Date of Initial Action: 08/11/2011
Date of Most Recent Action: 08/11/2011
Ng, Walter
Date of Initial Action: 08/11/2011
Date of Most Recent Action: 08/11/2011
NGG Financial
Date of Initial Action: 07/18/2017
Date of Most Recent Action: 07/18/2017