Bellgate Associates
Date of Initial Action: 10/23/2023
Date of Most Recent Action: 10/23/2023
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
211-220 of 715 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Bellingham Investment Management
Date of Initial Action: 06/30/2016
Date of Most Recent Action: 06/30/2016
Belltower Capital Partners LLC
Date of Initial Action: 06/19/2012
Date of Most Recent Action: 06/19/2012
Belmawr Research LLC
Date of Initial Action: 01/21/2021
Date of Most Recent Action: 02/10/2025
Beltran, Eric
Date of Initial Action: 05/21/2014
Date of Most Recent Action: 05/21/2014
Beltran, Eric; Dedicated Sound and Audio, Inc.; Steve Ventre; Choice Equity
Date of Initial Action: 02/26/2018
Date of Most Recent Action: 02/26/2018
Beltran, Eric; Frank Lovy; Health Perfect Imaging, Inc.; Health Perfect Imaging Unit Investment Trust
Date of Initial Action: 08/06/2002
Date of Most Recent Action: 08/06/2002
Beluga Imc Inc.
Date of Initial Action: 04/19/2022
Date of Most Recent Action: 05/11/2022
Ben Mohr, Inc.
Date of Initial Action: 10/22/2018
Date of Most Recent Action: 10/22/2018
Ben-Wal Leasing, Inc.
Date of Initial Action: 05/06/2009
Date of Most Recent Action: 05/06/2009