Aldrete, Rodrigo
Date of Initial Action: 11/16/2021
Date of Most Recent Action: 11/16/2021
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
291-300 of 849 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Alejandre, Maria Gomez
Date of Initial Action: 10/20/2004
Date of Most Recent Action: 03/13/2012
Alejandro Reyes Cruz
Date of Initial Action: 04/16/2019
Date of Most Recent Action: 04/16/2019
Alejo, Elizabeth
Date of Initial Action: 05/08/2018
Date of Most Recent Action: 11/06/2018
Alencar, Jr., Antonio Iderval
Date of Initial Action: 09/09/2018
Date of Most Recent Action: 09/09/2021
Alex Castellon and Associates, Inc.
Date of Initial Action: 05/12/2010
Date of Most Recent Action: 05/12/2010
Alexander Capital Markets, LLC, Alexander Financial LLC. dba Alexander Capital Advisors
Date of Initial Action: 06/30/2011
Date of Most Recent Action: 06/30/2011
Alexander, Anthony & Brown, Inc.
Date of Initial Action: 12/08/2010
Date of Most Recent Action: 12/08/2010
Alexander, Damien Payman
Date of Initial Action: 04/02/2013
Date of Most Recent Action: 12/22/2008
Alexander, Michael Reynolds aka Alexander, Mike
Date of Initial Action: 12/18/2006
Date of Most Recent Action: 12/18/2006