Roque, David
Date of Initial Action: 02/07/2003
Date of Most Recent Action: 02/07/2003
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
411-420 of 501 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
RORA WEALTH, INC.
Date of Initial Action: 02/04/2026
Date of Most Recent Action: 02/04/2026
Rosberg, Justin
Date of Initial Action: 04/23/2014
Date of Most Recent Action: 04/23/2014
Rose Escrow
Date of Initial Action: 03/14/2012
Date of Most Recent Action: 03/14/2012
Rose Fund, Inc. aka Rose Fund, LLC
Date of Initial Action: 09/30/2003
Date of Most Recent Action: 09/30/2003
Rose, Harold D., aka Rose, Butch Jr.
Date of Initial Action: 10/12/2004
Date of Most Recent Action: 10/12/2004
Rose, Jason T.
Date of Initial Action: 06/10/2008
Date of Most Recent Action: 06/10/2008
Rose, Leslie Joy Beltran
Date of Initial Action: 01/23/2023
Date of Most Recent Action: 01/23/2023
Rosen, Bruce Todd
Date of Initial Action: 05/13/2005
Date of Most Recent Action: 05/13/2005
Rosenau Investments, Inc.
Date of Initial Action: 05/13/2009
Date of Most Recent Action: 05/13/2009