Roth, Steven E.
Date of Initial Action: 08/30/2006
Date of Most Recent Action: 08/30/2006
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
431-440 of 501 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Roth, Steven E. M.
Date of Initial Action: 08/30/2006
Date of Most Recent Action: 08/30/2006
Round Hill Securities
Date of Initial Action: 07/18/2005
Date of Most Recent Action: 07/18/2005
Rounder Company Inc.
Date of Initial Action: 01/03/2013
Date of Most Recent Action: 01/03/2013
Rounsaville, Brett Thomas
Date of Initial Action: 01/17/2024
Date of Most Recent Action: 01/17/2024
Rousseau, Gilbert
Date of Initial Action: 12/03/2007
Date of Most Recent Action: 12/03/2007
Rousseau, Gilbert (U.S. Biofuels, Inc.)
Date of Initial Action: 11/04/2010
Date of Most Recent Action: 11/04/2010
Roussel, Joseph M.
Date of Initial Action: 07/18/2018
Date of Most Recent Action: 07/18/2018
Routh, John Alan
Date of Initial Action: 09/11/2019
Date of Most Recent Action: 10/10/2019
Rowe, Derrick aka Stephens, Derrick D. aka Stephens, Derek
Date of Initial Action: 09/11/2008
Date of Most Recent Action: 09/11/2008